Multimodal Spectroscopic Imaging of the Cervix for Triaging Patients to Colposcopy

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Multimodal Spectroscopic Imaging of the Cervix for Triaging Patients to Colposcopy L Twiggs, T De Santis, NM Chaktoura, D Ferris, L Flowers, M Lashgari, E Wilkinson, S Bambot, A Agrawal, and D Mongin EUROGIN 2003

Clinical Rationale Current triage methods miss disease and result in excessive false positive rate ALTS trial showed that current triage of colposcopy after referral for ASC-US/HPV+ and LSIL patients would still miss 30% to 40% of CIN3 disease Only about 5% of ASCUS Pap tests and 10% of LSIL Pap tests will actually detect CIN3 disease Use of HPV testing adjunctive to Pap will increase referrals to colposcopy and biopsy Need exists for pre-colposcopy triage technique with high negative predictive value and specificity

Triage Background: ALTS Data Key Results* Adjunctive test would be useful because of the following findings: ASCUS/HPV+ would boost colposcopy referral rate to 56% ASCUS/HPV+ (26% CIN2/3) was nearly equivalent to LSIL (28% CIN2/3) Sensitivity of immediate colposcopy for CIN3 was 53.6% No utility for HPV in triaging LSIL HPV is an acceptable alternative to conservative management for ASCUS However, current triage of colposcopy after referral for ASC- US/HPV+ and LSIL patients would still miss 30% to 40% of CIN3 disease * Walker J. Cervical cancer chemoprevention and biomarkers. Presentation given at 2 nd International Conference on Cervical Cancer. April 11-14, 2002. Houston, TX. Includes analysis of follow-up data

Multimodal Spectroscopy Potential Benefits Immediate result Objective, more accurate test Less discomfort Time Exam time: 3-5 minute test vs. 20-30 minute colposcopy Patient time lost due to repeated office visits Reduced cost to patient and healthcare system Underserved populations

Multimodal Spectroscopy Light In Multiple wavelengths used to penetrate different tissue depths Spectrometer Results 1. Fluorescence Spectra - Reveal metabolic changes associated with neoplasia 2. Reflectance Spectra Reveal structural changes associated with neoplasia Technology developed by SpectRx, Inc. Norcross, GA USA

Clinical Trial Objectives Evaluate Multimodal Spectroscopy at four U.S. centers with diverse population 414 subjects enrolled, 398 with evaluable cytology and histology Age range 18-72, Median 27 Primary goal: Develop and validate diagnostic algorithm for use in commercial system Additional goals: Further evaluate patient acceptability for procedure Estimate CNDS performance, especially ability to rule out CIN2+ disease

Study Hypotheses At equal sensitivity (90%), Multimodal Spectroscopy will produce a significant increase in specificity compared to the Pap test At equal specificity (70%), Multimodal Spectroscopy will produce a significant increase in sensitivity compared to the Pap test Additional analyses (still ongoing) involve using the spectroscopic information to localize suspected disease sites on the cervix

Patient Flow Chart Subject Had Referral Pap and was Scheduled for Colposcopy ASC-US Pap Repeat ASC-US HPV Positive W/Risk Factors Dysplasia Pap ASC-H LSIL HSIL Other Factors Previous CIN Recurrent Changes Other Risk Factors CNDS Study 1) CNDS Spectroscopy 2) Sample taken for Pap and HPV 3) Colposcopy 4) Biopsy (if indicated)

Study Inclusion Criteria Age 18 or above Able to read or understand and give informed consent Scheduled for colposcopy Pap test within 120 days Willing to undergo a Pap test and HPV test on day of study

Study Exclusion Criteria Pregnancy Menstruating on the day of study Radiation to genitourinary system within 1 year Prior hysterectomy Congenital anatomical cervical variant (e.g., double cervix)

Cytology and Histology Results HISTOLOGY CYTOLOGY Normal Benign CIN 1 CIN 2+ Total Within Normal Limits 62 19 13 11 105 Benign changes 17 10 6 3 36 ASCUS 41 27 19 15 102 LSIL 18 31 31 26 106 HSIL+ 3 3 6 37 49 Total 141 90 75 92 398

Smoothed ROC Curves for Training and Validation Training (n=258) Validation (n=140)

Comparative Diagnostic Performance: Combined Training and Validation Sets (at 90% Sensitivity for CIN2 Threshold) Modality Sensitivity Specificity NPV PPV Pap Alone Spectroscopy alone Pap + Spectroscopy 90% 25% 89% 27% 90% 41% 93% 32% 90% 55% 95% 38%

Cervical Maps of Patient with Dysplasia CIN 1 CIN 2+ Biopsy sites marked with X s

Cervical Maps of Patient with Metaplasia Metaplasia Biopsy sites marked with X s

PSA Test Analogy to CNDS Results PSA Result (ng/ml) Category Triage Recommendation Percent Men with PCA 0-4 Normal Re-test in one year Less than 20% 4 10 Borderline > 10 High Ultrasound or biopsy Ultrasound guided or random biopsies 20% to 30% 40% to 60% Note: PSA result is used in combination with digital rectal exam, patient age, prostate size by ultrasound and as a bound PSA/free PSA ratio References: 1) American College of Physicians (1997). Clinical Guideline. Part III. Screening for prostate cancer. Annals of internal medicine, 126(6): 480-484. 2) Coley CM et al (1997). Clinical Guideline. Part I: Early detection of prostate cancer Part I: Prior probability and effectiveness of tests. Annals of Internal Medicine, 126(5):394-406.

Predictive Values of SpectRx Results (Adds New Data and Processing; N =420) CNDS Result Risk Level % Benign N=214 % CIN1 N=106 % CIN2 N=47 % CIN3 N=53 Triage Strategy 0-35 N=141 36-50 N=122 51-65 N=117 66-100 N=40 Low Risk 85% 12% 2% 1% Return to Screening Borderline Low Borderline High 53% 30% 11% 6% Follow-up in 6 months or colposcopy 24% 37% 16% 23% Immediate colposcopy High Risk 5% 22% 28% 45% Immediate colposcopy/ biopsy/dep Notes: The CNDS test result includes the Pap test result and should be interpreted within the overall context of patient history and other risk factors.

Study Conclusions At 90% sensitivity, Multimodal Spectroscopy increased specificity of Pap test by 30% Diagnostic algorithm trained on first 258 cases validated on the remaining 140 cases There were no adverse events and patient acceptance of the procedure was excellent