Progress in HIV Vaccine Development Magdalena Sobieszczyk, MD, MPH. Division of Infectious Diseases Columbia University Medical Center

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Progress in HIV Vaccine Development Magdalena Sobieszczyk, MD, MPH Division of Infectious Diseases Columbia University Medical Center 1

Outline A short history of HIV vaccine design and development Describe the status of advanced clinical development of a safe and effective preventive HIV vaccine Describe advances in search for immunogens that induce neutralizing antibodies to block viral entry and prevent infection

Evolution of Approaches to HIV-1 Vaccine Development Monomeric envelope glycoproteins T-cell based vaccines Ab-based vaccines 1983 2016

Challenges in HIV-1 Vaccine Development (1) HIV Pathogenesis Rapid and dramatic early events during acute infection Extraordinary genetic diversity of Env Rapid replication and mutation rate and potential for viral escape Induction of broadly active neutralizing antibodies Sites of neutralization on virion surface are shielded Definition of immune correlates of protection Need for protection against mucosal and blood challenges Multiple candidate immunogens and adjuvants Subtypes, gene inserts, protein, selecting the optimal combination & dose Vector choice and immunity

Challenges in HIV-1 Vaccine Development (2) Community preparedness, engagement and partnership Vaccine induced seroreactivity Potential for social harm Manufacturing Cost Changing prevention landscape & increasing uptake of PrEP A welcome development which inevitably will make HIV vaccine trials larger and more complex Decreasing HIV incidence which is a success affects study design and conduct of phase 2b/3 efficacy trials of preventive vaccines Hence the importance of defining correlates of protection

HIV-1 Vaccine Efficacy Studies Since 1987, more than 200 vaccine products have been tested but only 5 have advanced to efficacy trials Diverse approaches to inducing protective immunity cell-mediated immune responses eliciting neutralizing antibodies combined humoral and cellular responses

HIV-1 Vaccine Efficacy Studies (1) Trial Vaccine Regimen and Strategy Study Population Results VAX004 1998-2003 AIDSVAX bivalent gp120 B/B MSM and heterosexual women in US, Canada, Netherlands (N=5417) No vaccine efficacy VAX003 1999-2003 AIDSVAX bivalent gp120 B/E Male and female IDU in Thailand (N=2546) No vaccine efficacy Step Study/ HVTN 502 2004-2009 Phambili / HVTN 503 2006-2009 Recombinant Ad5 (Clade B gag/pol/nef) Recombinant Ad5 (Clade B gag/pol/nef MSM and high risk women in US, Canada, Caribbean, South America, Australia (N=3000) Heterosexual men and women in South Africa (N=801) Flynn NM, Forthal DN, Harro CD et al., J. Infect. Dis, 20015; 191: 654 Pitisuttithum P, Gilbert P, Gurwith M, et al., J. Infect. Dis, 2006; 194:1661 Buchbinder SP, Mehrotra DV, Duerr A et al. Lancet 2008; 372:1881 Gray GE, Allen M, Moodie Z et al. Lancet Infect Dis 2011; 11:507 No vaccine efficacy; Early & transient increased infection in uncircumcised &/or Ad5 positive MSM No efficacy.?late increase in HIV acquisition in unblinded male vaccine recipients.

HIV-1 Vaccine Efficacy Studies (3) Trial Vaccine Regimen and Strategy Study Population Results RV144 2003-2010 ALVAC vcp1521 + AIDSVAX gp120 B/E Heterosexual men and women with variable risk of HIV in Thailand (N=16402) 31.2% vaccine efficacy over entire follow-up 60% vaccine efficacy at 12 month HVTN 505 2009- Multiclade, multigene DNA prime + rad5 boost Circumcised and rad5 seronegative MSM/TGW (N=2500) Vaccinations stopped at interim analysis for futility Rerks-Ngarm S, Pitisuttithum P, Nitayaphan S et al. NEJM 2009; 361:2209 Hammer SM, Sobieszczyk ME, Janes H et al NEJM 2013; 369:2083

Thai Trial (RV144) Primary Results 1.0 Modified Intention-to-Treat Analysis* 0.9 Probability of HIV Infection (%) 0.8 0.7 0.6 0.5 0.4 0.3 0.2 Placebo Vaccine 0.1 0.0 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 Years Rerks-Ngarm S, Pitisuttithum P, Nitayaphan S et al. NEJM 2009; 361:2209

Post-RV144 Era: Search to Determine Correlates of Risk & Protection Major findings: IgG3 response to V1-V2 correlated with decreased risk of acquisition IgA response to Env correlated with increased risk of acquisition Non-neutralizing binding antibodies Antibody dependent cellular cytotoxicity (ADCC) Polyfunctional CD4+ cells No CD8+ cell response No neutralization Associated with decreased risk if IgA level was low Could the results be reproduced and improved upon?

Association Between Higher V1V2 Antibody Titers and HIV Acquisition in RV144 A 10000 1000 MFI 100 10 Probability of Infection 0.010 0.008 0.006 0.004 0.002 0.000 B Placebo Low Medium High Time since Week 26 visit (months) 0 0 12 24 36 Uninfected Placebo Low Medium High Uninfected Vaccine Vaccinees with the highest IgG binding antibody titers more likely to be protected than those with lower titers Corey L, Gilbert P, Tomaras G et al., Sci Transl Med 2015;7:310rv7

HVTN 505: HIV Acquisition & Viral Load Setpoint Blinded Follow-up: Data through April 22, 2013 p = 0.44 4.47 log 10 4.46 log 10 Hammer SM, Sobieszczyk ME, Janes H. et al, NEJM, 2013

Lessons Learned from HVTN 505 Major disappointment but provided a clear answer to the question Demonstrated value of internet/social media in recruitment Created a challenge in informing participants of DSMB recommendation and study outcome before word spread Correlates analysis concordant with RV144 results Humoral responses benchmarked against RV144 revealed important differences IgG3 Ab to V1/V2 IgA to Env ADCC 505 vs RV144 Lower Higher Lower Implemented plan to provide free TDF/FTC to participants who wished to start PrEP while study continued (HVTN/Gilead/DAIDS) Dawson, Sobieszczyk. ClinTrials, 2015

Pathways forward: How do these data lead to next steps for HIV vaccines?

What to Expect in the Next Few Years: Current Strategies & Efficacy Studies P5* Clade C approach using ALVAC & gp120/mf59 Can non-neutralizing antibody approaches lead to effective vaccine efficacy in high risk populations? Multi-clade approach using rad26/mva/gp140 trimer To test vaccines with mosaic gene inserts to circumvent the viral diversity and attain cross-clade coverage Neutralizing Ab approach using VRC01 Can antibodies prevent HIV infection in humans (AMP study)? To identify most appropriate envelope epitopes for immunogen design *Pox Protein Public Private Partnership

Building on RV144: The Pox-Protein Public-Private Partnership Licensure Track South African trial: goal to reproduce and build on success in Thailand, in support of local licensure ALVAC [Clade C] prime + ALVAC (Clade C) +protein boost with MF59 adjuvant Research Track To amplify the findings of the RV144 trial: increase strength, breadth and durability of responses South African trials: assess impact of different priming, alternate dosing, vectors and adjuvants

HIV Vaccine Development Program: Janssen and Collaborators BIDMC HVTN Harvard NIAID IAVI MHRP Ragon Design and test vaccines with mosaic gene inserts to circumvent the viral diversity and attain cross-clade coverage

HIV Vaccine Aiming at Protection Against all Clades of HIV-1 Different HIV-1 clades dominate in different geographic regions Adolescents (11-17 years) /Adults (18-65 years) in endemic countries and populations at risk in Western world Vectors that elicit optimal immune responses Low seroprevalent Ad26 Ad26.HIV-Gag-Pol Ad26.HIV-Env (MVA.HIV-Gag-Pol-Env) 1 2 3 Mosaic inserts for global coverage Trimeric env protein for improved humoral immunity Barouch et al: Nature Medicine 2010; Nature 2012; Cell 2013, Science 2015

Challenge of Eliciting a Neutralizing Antibody Challenge of inducing broadly reactive neutralizing antibodies HIV-1 Env is highly glycosylated and glycans shield critical neutralizing antibody target sites Glycan shield CD4 binding site gp120 Difficult interactions b/w neutralizing antibodies and viral epitopes Figure courtesy of Dennis Burton.

What Can we Learn from HIV-infected Individuals who Develop Neutralizing Antibodies Broadly neutralizing Ab are produced by a minority (~20%) of infected individuals These antibodies appear 2-3 years after infection & neutralize a wide variety of HIV isolates in vivo The evolving B-cell response lags behind the rapidly diversifying virus and antibodies do not control established infection Do not appear to affect the clinical course of patient New technologies for detecting and isolating B cells that make HIV- 1 specific bnabs ~30 bnabs recovered from HIV-infected individuals Isolation of these antibodies allows one to define where they bind to the virus and what epitope the immunogen/vaccine should be targeting Ackerman &Alter, NEJM 2013; Koff, Vaccine 2012; Hraber, AIDS 2014

Selected Broadly Neutralizing Abs & their Site of Attachment on the Viral Envelope PGT128 PG9 V2 apex (glycan) CD4- binding site High-mannose Patch (V3-glycan) VRC01 gp120- gp41 interface 8ANC195 gp41 MPER Peter Kwong, Jonathan Stuckey Adapted from Fauci &Marston. Science. 2015

Role of Antibodies in HIV-1 Prevention MPER CD4bs V1V2 glycan V3 glycan Trimer 1 1 10e8 VRC01 PG9 PGT 128 Structure-based Vaccine Design Immune pathways of antibody evolution Passive Immunization - Direct infusion of IgG - Gene-based Ab (AAV) Vaccine development

HIV Antibodies for HIV-1 Prevention: Key Questions Do broadly neutralizing antibodies actually offer protection against acquisition of HIV infection? Passive antibody prevention of HIV/SHIV in NHP for >20 years No direct evidence in humans Can broadly neutralizing antibodies be induced by vaccine immunogens?

Plans for Clinical Trials of Neutralizing Monoclonal Antibodies N332 Glycan Supersite: PGT121, PGT128, 10-1074 V1V2 Glycan: PG6, PG16, CH01-04, PGT141-45, PGDM1400, CAP256-VRC26 CD4 Binding Site: VRC01, PG04, CH31, 3BNC117, 12A12, CH103, VRC07-523 Trimer (gp120/41) 8ANC195, PGT151, 35022 gp41 MPER: 2F5, 4E10, 10e8 Thanks to the Subramaniam, Kwong, and Wilson groups.

VRC01: CD4 Binding Site Antibody Panel of 190 Diverse Viral Isolates Gray: gp120 Red: CD4 binding site (CD4bs) Purple & Green: VRC01 attached to the CD4bs Photo: NIAID/NIH Vaccine Research Center (VRC) = IC 50 <1μg/ml = IC 50 1-50 μg/ml = IC 50 >50 μg/ml Thanks to Barney Graham and Wu et al. Rational design of envelope identifies broadly neutralizing human monoclonal Antibodies to HIV. Science. 2010 Zhou et al. Science 2010

Antibody Potency/Breadth In Vitro Neutralization Profiles (190 Diverse strains of HIV-1) CD4bs V3-glcan V2-glycan Interface MPER % viruses resistant More potent IC80 Titer (µ g/m l) Mark Louder, Bob Bailer et al. VRC01 3BNC117 VRC07-523-LS N6 PGT121 10-1074 PG9 CAP256-VRC26.25 PGDM1400 Variation in breadth of coverage PGT151 10E8

Pharmacokinetics of VRC01 Monoclonal Antibody in Healthy Adults Plasma levels following single infusion of 20 mg/kg I.V. Month 1 Month 2 T 1/2 15 days Phase IIB prevention study: q 8 week dosing Ledgerwoord et al, Clinical & Experimental Immunology, 2015

Phase 2b Efficacy study of mab VRC01 Antibody Mediated Prevention Can passively infused monoclonal antibody prevent HIV-1 infection in high risk adults?

AMP Study Conducted by DAIDS Networks internationally (HVTN and HPTN) Placebo controlled trial of VRC01 mab administered IV every 2 months 10 mg/kg IV and 30 mg/kg IV based on Phase I studies and NHP prevention data 10 infusions over 20 months per subject=39,000 infusions total Two cohorts 2400 MSM + TG in North and South America 1500 Women in sub-saharan Africa Powered to detect a prevention efficacy (PE) of 60% and to associate VRC01 plasma level with protection Open to accrual 3

Monoclonal Antibody Passive Transfer Studies as a Guide to Vaccine Design Define the level of antibody needed to prevent infection Pertains to passive IgG infusion, or options for genetic immunization (AAV, mrna) to provide medium to long-term protective antibody levels Translate that into SQ administration to achieve this level of mabs Develop next generation of mab: more potent, longer halflife Proof of concept that neutralizing mab can protect will provide a benchmark for vaccine development: i.e. what antibody level does a vaccine need to achieve Identify most appropriate envelope epitopes for immunogen design

Desired Characteristics of Second Generation mabs for Prevention of HIV More breadth to cover the extraordinary viral diversity Potentially administer two mabs in combination More potent than current generation mabs Longer half-life Clinical studies with VRC01LS underway Administered by SQ injection every 3-4 months Cost and manufacturing comparable to ARTs and PrEP

Combining mabs to Improve Potency and Breadth >98% coverage with 2 mabs Rui Kong et al. J. Virol. 2015;89:2659-2671

HIV Antibodies for HIV-1 Prevention: Key Questions Do broadly neutralizing antibodies actually offer protection against acquisition of HIV infection? Passive antibody prevention of HIV/SHIV in NHP for >20 years No direct evidence in humans Can broadly neutralizing antibodies be induced by vaccine immunogens?

Co-evolution of Virus and Antibody in an HIV Infected Individual Haynes BF, Shaw GM, Bette Korber B, et al. Cell Host & Microbe, 2016; 19: 292 Liao HX. Haynes BF. Nature, 2013; 496: 469

Implications for Vaccine Design by Studying Virus and Antibody Co-evolution in an Individual with bnabs Florian Klein et al. Science 2013;341:1199-1204 Published by AAAS

How to Induce Broadly Neutralizing Antibodies by Vaccination Convert neutralizing epitopes to immunogens that would induce production of broadly neutralizing antibodies B-cell lineage immunogen design: use repetitive immunization to selectively stimulate the germline antibodies of bnab lineages to trigger the desired lineage Engage the naïve B-cell repertoire residing in bone marrow and secondary lymphoid tissue Stimulate B-cell evolution until bnab producing cells are elicited 37

Generation of bnabs Fauci AS, Marston HD. N Engl J Med 2014;370:495-498.

B-cell-lineage-based approach to vaccine design Plans for phase 1 clinical study are underway Haynes, Bradley. JAMA, 2015; 313:2419

Conclusions and Future Directions There is considerable energy in the HIV vaccine field Test of concept studies of both neutralizing and nonneutralizing antibody approaches are getting off the ground and set the stage for the entire field for the next decade As prevention technologies intersect, opportunities emerge to test strategies in combination to achieve incremental reduction in HIV incidence PrEP + vaccines PrEP + monoclonal antibodies Improved delivery methods Studies become more complex but also more relevant and applicable to diverse populations in greatest need of prevention interventions

Acknowledgments Barney Graham & John Mascola (VRC) Larry Corey (HVTN) Scott Hammer (Columbia) Bart Haynes (Duke) Special thanks and appreciation to the many thousands of volunteers around the globe who have rolled up their sleeves to participate in HIV vaccine trials and to those who will follow to achieve the goal of an effective and safe HIV vaccine

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