Preclinical Models of Ocular Glaucoma at CBI

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Preclinical Models of Ocular Glaucoma at CBI Comparative Biosciences, Inc. 786 Lucerne Drive Sunnyvale, CA 94085 Telephone: 408.738.9260 www.compbio.com

Premier Preclinical Contract Research Organization Focus on Eyes Over 20 years of experience Conveniently located in the heart of Silicon Valley, amidst many biotech companies State of the art, purpose-built facility Approximately 40 employees Highly experienced staff GLP, OECD, FDA, USDA, OLAW AAALAC Accreditation

Glaucoma in Humans Common group of diseases resulting in increased intraocular pressure and damage to the retina and optic nerve Most common: Wide or open angle slow exit of aqueous humor through trabecular meshwork Narrow Angle-acute, iris blocks the trabecular meshwork Normal Angle glaucoma-not common

Causes in Patients Heredity Age Ocular trauma Ocular inflammation Cataracts Clinical presentation of untreated glaucoma

Current Clinical Medical Treatments Drugs Prostaglandin analogs (lanoprost) Parasympathomimetic or mitotic agents Carbonic anhydrase inhibitors Adenergics Beta 1 antagonists Alpha 2 agonists Hyperosmotic agents

Clinical Surgery Treatments Trabeculectomy Canalplasty Glaucoma drainage implants Laser assisted non-penetrating deep sclerectomy

Preclinical Glaucoma Models at CBI Numerous models available: Transgenic models in rodents Episcleral vein cauterization in rodents Surgical and device models Steroid-induced in rabbits Chymotrypsin-induced in rabbits IOP reduction in normal rabbits and dogs Other models or custom models upon request

Rat models of Glaucoma: Normal Eye IOP in Rats Albino and Brown Norway typical species used Episcleral cauterization is a useful and effective model to induce increased IOP In rats, IOP is consistent in normal animals No meaningful differences between left and right eyes, between sexes or between strains

Murine/Transgenic Models DBA/2J inbred mice (aged) spontaneously develop glaucoma Tg-MYOC Y437H mice - Mouse model of primary open angle glaucoma (POAG)- express human transgene, at >40 weeks (Zode, Sheffield, 2015) Mutations in the myocilin (MYOC) gene, which encodes a protein expressed abundantly in the trabecular meshwork, are the most common genetically defined cause of glaucoma CBI working with transgenic provider to be first non-academic CRO with this model

Episcleral vein cauterization glaucoma model in rats Assess IOP changes following unilateral laser cauterization of episcleral veins in rats Sprague Dawley or Brown Norway rats Laser photocoagulation of limbus on Day 0 on right eye, left eye untreated IOP measurements at prescribed intervals Intraocular pressure in the operated eyes clearly increased dramatically within 15 minutes of cautery and remained fairly stable, and statistically significantly increased for days to weeks.

Episcleral vein cauterization rat glaucoma model-surgical procedure Under general anesthesia and aseptic conditions Episcleral vessels are identified Vessels are cauterized with a laser to permanently occlude the vessels Touch ups may be needed

Episcleral vein cauterization rat glaucoma model Over 7 days, there is a sustained increase the IOP in the cauterized eye Table 1: Summary Data of IOP in Sprague Dawley vs. Brown Norway Rats Time OD Operated eye SD rats OS Normal Eye OD Operated eye BN rats OS Normal Eye -2D 11.8±4(mm Hg) 10±7 13±1 12±2-1D 14.±4 13±3 13±5 9±3-30 min 14±8 11±2 19±6 10±3-15min 24±8 12±4 18±5 11±1 0 (prior to surg) 22±8 14±3 27±9 9±2 15 min post op 31±3 13±4 19±7 11±4 1h 29±2 13±2 19±3 12±2 2h 24±3 16±3 30±2 10±4 3h 28±4 14±4 27±9 9±6 4h 29±2 15±2 29±7 10±7 5h 31±3 15±3 28±2 11±9 6h 28±5 13±4 23±5 11±1 Day 1 27±2 16±6 17±2 9±9 Day 2 29±2 12±5 19±2 10±1 Day 3 27±4 10±8 17±4 13±9 Day 7 29±3 12±4 19±3 11±9

Episcleral vein cauterization rat glaucoma model Over 7 weeks, there is a sustained increase the IOP in the cauterized eye

Episcleral vein cauterization rat glaucoma model Over 6 weeks, there is a sustained increase the IOP in the cauterized eye. There was a repeat procedure at 1 week.

Episcleral vein cauterization rat glaucoma model Over several weeks, there is an increase in the number of TUNEL positive apoptotic RPE cells in the retinal TUNEL staining for apoptosis of damaged RPE cells (cell counts/hpf) Normal retina Rare positive TUNEL stained cells 3-5/HPF (SD=2.1) Glaucomatous eye (Day 13, n=4) Glaucomatous eye (Day 35, n=4) Increased numbers of positive TUNEL stained cells Increased numbers of positive TUNEL stained cells 31/HPF (SD=15) 25/HPF (SD=13)

Rabbit Models of Glaucoma Chymotrypsin-induced glaucoma in rabbitslongest and most reliable IOP elevation Steroid-induced-3-5 week administration of cortico-steroid will increase IOP Laser-induced-short term, not very reliable, structure of the irido-corneal angle, which is different from that of humans.

Rabbit: Increases in IOP in chymotrypsin-treated eyes Chymotrypsin injected unilaterally resulting in obstruction of the outflow and increases in the IOP. Right eyes-chymotrysin treated. There is a significant increase in IOP over a 3 week period. (N=8) Left eyes: Normal

IOP in Chymotrypsin treated eyes: Vehicle vs Test Article Group 1-Chymotrysin-treated and vehicle-treated. There is a significant increase in IOP over a 3 week period with a return towards normal at 3 weeks (n=8). Group 2: Chymotrypsin-treated and test article-treated. The test article does not reduce the IOP in chymotrypsin-treated rabbits, and may increase the IOP.

Steroid Induction Rat model induced by topical application of dexamethasone Rats share similar anatomical and developmental characteristics of the anterior chamber, especially in aqueous outflow pathway with humans Reasonable IOP elevation as retinal and ON changes are similar to humans Rabbit model induced via betamethasone subconjunctival injection Mimics human chronic open-angle glaucoma

Custom Surgical and Device Models Glaucoma filtration devices and drainage implant surgery-custom surgery Rabbits preferred species Study duration-days to months Parameters-local tolerability, IOP, funduscopy, histopathology,

IOP effects in normal animals The IOP lowering effects as well as local tolerability of test compounds may be assessed in normal animals effective Rodents, rabbits, dogs are suitable, particularly dogs Cost effective and large numbers of compounds are easily screened for days to weeks Lanoprost, Timolol are suitable positive controls

Normal Eye IOP in Rats Albino and Brown Norway - typical IOP consistent in normal animals No meaningful differences between left and right eyes, between sexes or between strains

Normal Eye IOP in Albino vs Dutch Belted Rabbits Dutch belted and Albino rabbits-no meaningful differences between left and right eyes, between sexes or between strains Below-comparison of normal values in Dutch belted vs Albino rabbits

Normal Eye IOP Reduction in Dogs Beagle Dogs No meaningful differences between left and right eyes, between sexes Below Left -IOP values in normal dogs. Below Right- left eye of patient dog with unilateral spontaneous glaucoma.

Typical Endpoint Assessments for Ocular Studies at CBI Slit lamp biomicroscopy Tonometry Pachymetry ERG OCT Goniscopy Funduscopy Angiography (photo at right) Histopathology and Immunohistochemistry Pathology Photomicroscopy and Histomorphometry

Typical Routes of Administration for Ocular Studies at CBI Topical Intra vitreal Subretinal Subconjunctival Intracameral Subtenon Transcleral Device implantation

Ocular Toxicology CBI offers ocular toxicology, pharmacokinetic and pharmacology capabilities Acute, subacute and chronic toxicology studies Discovery and investigative toxicology studies Ocular and other routes of delivery Special ocular assessments Complete, prompt reports

Ocular Pharmacokinetics CBI offers ocular toxicology, pharmacokinetic and pharmacology capabilities Ocular and other routes of delivery Special ocular assessments Tissue and fluid collection from different subparts of the eye Ex. aqueous, vitreous, anterior segment, retina, sclera Complete, prompt reports

Ocular Pharmacology CBI offers ocular toxicology, pharmacokinetic and pharmacology capabilities Wide range of ocular pharmacology and efficacy studies Inflammation Oxygen-induced retinopathy Choroidal neovascularization Glaucoma Diabetes-induced retinopathy Cataract and lens Ocular surgery Corneal injury and transplant Ocular implants Dry Eye Custom studies

Ocular Histopathology CBI offers ocular histopathology, immunohistochemistry and histomorphometry Routine ocular histopathology in all species Immunohistochemistry Ocular histomorphometry Complete, prompt reports, GLP, nonglp

Service and Quality The people at CBI from the executive team to the study directors to the research associates expect to have to earn your trust and business. Our ratio of scientists to non-scientists is one of the highest in the industry. We believe in sound science and every study director is a PhD-level scientist Thoroughness in planning and execution is key to a successful study. All protocols are vetted and approved by multiple personnel. Our QAU has a rigorous training program. All non-glp studies are conducted in the spirit of GLP with the same SOPs. We believe in communication: timely responses to your inquiries and frequent updates on your study are mandatory. Rapid initiation and adjustments; with the collective expertise of must larger organizations but the flexibility of a smaller more nimble group. You are always welcome at CBI to meet the staff, tour the laboratory and discuss the progress and results of your study.

Our Staff Study Directors PhD level scientists Appointed by management for each job Serves as single point of control and is responsible and accountable for study conduct and scientific interpretation Experienced attentive and communicative Rapid study initiation and report preparation Research Associates Bachelor Level Scientists Extensive technical training Quality Assurance Full time, dedicated Rigorous training program CBI Management Experienced senior scientific management-with large and small pharma experience

Summary With a focus on quality, CBI provides state of the art: Toxicology Pharmacokinetics Efficacy Pharmacology In house histopathology Experienced attentive and communicative study directors Rapid study initiation and report preparation Established, stable business Regulatory compliance Favorable pricing structure