K-State Olathe Animal Health Regulatory Affairs Data Quality (CRO perspective) March 6, 2018

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K-State Olathe Animal Health Regulatory Affairs Data Quality (CRO perspective) March 6, 2018 Kelly F. Lechtenberg, DVM, PhD Midwest Veterinary Services, Inc. Oakland Nebraska Veterinary and Biomedical Research Center Manhattan, Kansas

Our Business Helping our customers evaluate Safety and Efficacy of products for FDA/USDA/EPA approval Determine appropriate models to provide clinically relevant data Test model concepts in clinical (field) trials including multi-site studies

Critical Components for Research Knowledge and Commitment to meeting the needs of the animals and staff Knowledge of Commitment to understanding the advantages and limitation of models Knowledge and Commitment to Quality Knowledge and Commitment to Compliance Follow Through

Examples of Project Diversity Pharmacokinetic Studies Reproductive Safety Studies Target Animal Safety Studies Milk and Meat Residue Studies Tissue Toleration (injection site reaction) Pain Management Model development for clinical applications

Cattle Disease Models Viral Diseases IBR BVD (type 1 and 2) BRSV PI3 Rota virus Corona virus Protozoal Diseases Cryptosporidiosis Coccidiosis Bacterial Diseases M. hemolytica P. multocida H. somni M. bovis E. coli O157:H7 F. necrophorum Foot Rot Liver Abscesses S. typhimurium Leptospira Mastitis Challenge Strep, Staph, Mycoplasma

Swine Disease Models Viral Diseases Circovirus (PCV) PRRSV Swine Influenza (SIV) TGE PEDV Protozoal Diseases Coccidiosis Bacterial Diseases A. pleuropneumoniae M. hyopneumoniae H. parasuis S. suis B. bronchiseptica (AR) P. multocida (AR) E. coli (4 + toxin) L. intracellularis S. cholerasuis

Poultry (Chicken) Models Viral Diseases IBDV Vector Viral Vaccines Performance Floor Pen studies for Food Safety Produces including competitive exclusion Bacterial Diseases E. coli O78 Salmonella Necrotic Enteritis Campylobacter Protozoal Disease Coccidiosis multiple strain challenge studies

Translational Models for Human Disease and Conditions Viral Diseases Influenza Vector Viral Vaccines Bacterial Diseases STEC Enteritis Salmonella Campylobacter MRSA dermal model MSRA septicemia

We deal with a high degree of diversity in our project mix however projects all have these needs in common Study Design to match regulatory need and applicable to use Data Capture to fulfill the intentions of the protocol Conduct the work in a fashion compliant to regulations Conduct the work in a fashion applicable to field use Conduct the work in a fashion that is repeatable

Fulfilling the Regulatory Needs Know and understand the requirements of work and the data necessary to support the work Raw/Source Data : Proper DCF Design is critical Legible Indelible (permanent) Contemporaneous Attributable

Fulfilling the Regulatory Needs Part 11 Compliance (Use of electronic equipment versus electron equipment for DC) Electronic Data Capture and Records Increasingly common for companion animal projects and human medicine however for large animals.. Legible (yes if we can record in the climatic conditions) Indelible (permanent)(yes) Contemporaneous (yes if all data stores as advertised) Attributable (maybe still work to do here) User Safety (more risky?) = Liability of employee injury? Special concerns (pk, sequential DCFs, cross check)

Encourage CRO to use certain standard CRO Facility DCFs Error Codes Listing Chain of Custody Documents Scale Check Logs Facility Diagram Formats Others as appropriate

Data Capture Forms should be designed for DATA CAPTURE Designed for the user, not - for the convenience of data entry. Data entry personnel are seldom kicked, trampled or risk lightening strike doing their job. Investigator is responsible for appropriate data capture DCF design should be completed after the protocol Protocols should explicitly permit DCF improvements Example DCFs may be part of the protocol KISS philosophy: Limit types of data on any particular DCF

Data Capture Forms should be designed for efficient DATA CAPTURE Facility Practices and Study Design Varies Environmental Conditions (weather) varies Safety of working environment varies Biosecurity needs are variable Sequential data capture with multiple users may or may not be appropriate Should provide for the ability to cross check in real time to avoid missing data (contemporaneous) (blinding)

Quantity Quality Do not collect data that you do not intend to utilize/analyze Conducting animal by animal physical examinations to include respiratory rate, heart rate, mucus membrane characteristics, etc. may be biologically relevant for some work but But if we need to know that animals are clinically normal, how can we justify the stress on the animal collecting data that is not critical Increased the likelihood of injury Increases stress Fills files with information that will not be analyzed Focus on what matters

Clinical Signs of BRD: What Matters Clinically?? Depression, Dyspnea, Weakness? RR, HR, PCV, CRT, Mucus membrane color?

Errors Happen Develop and use error codes Error Code list should be adequately concise, yet memorable Insist on using your own error codes If using EDC, request to insert your own codes Train your QC units to use a common assessment technique

Study Design Should Allow Good Animal Care Practices to Prevail Allow and document therapeutic intervention as required/recommended by attending veterinarian Provide for the reality that the unforeseen things can happen Inversely proportional to planning/preparedness (If we plan for the worst, it seems unlikely to happen)

Allow all indicators of health and well being to participate in drug evaluation As we strive for objective measurements of health, it is continually obvious that few indicators of health and well being are more sensitive than: Positive body weight gain in young animals Maintaining body weight in mature animals Body weight is a continuous variable that can be biased by eating and voiding patterns in ruminants. Recognize and plan for this reality. The average of two consecutive weights if better than one.

Allow study designs that are optimized by the use of proven and efficacious animal health products Blanket statements that categorically prohibit the use of animal health products with the belief that any concurrent use might bias study data: May be true and often is true, however; Bias is not necessarily a bad thing It is possible to introduce an effect that Will enhance the quality of the data provided to regulatory services Be more applicable to end users of the data Allow benefits to animal care and health Be consistent with eventual use in the field

Allow study designs that are optimized by the use of proven and efficacious animal health products Examples for consideration Use of approved products to limit confounding/concurrent clinical disease or gross/histologic pathology Ionophores in ruminants to limit and stabilize the effects of coccidia Beta lactam antimicrobials in the face of Mycoplasma challenge or natural diseases in cattle, swine and poultry

Mycoplasma bovis (One example) Regulatory Pathway Must show significant difference in lung pathology between vaccinated and non-vaccinated Must begin with susceptible calves Challenge models involved Intended (Applied) Use Beta lactam use on arrival does affect this bacterial infection Progressive and aggressive Afebrile infection consider this when developing a program that involves respirator observe management

Mycoplasma bovis pneumonic lesions

Mycoplasma bovis (BBs) pneumonic fibro-granulomatous lesions

Mycoplasma bovis arthritis

Histophilus somni Challenge This organism can also be a naturally occurring cofounder that is preventable.

The Disease Triad Pathogen Factors Management Host Factors Environmental Factors

Approval Process versus Field Use Regulatory Pathway United States Department of Agriculture Food and Drug Administration (Center for Veterinary Medicine Environmental Protection Agency Intended (Applied) Use Individual animal level in backyard or very small production units. Single family farms (conventional or organic) Large commercial livestock operations Corporate owned livestock operations

How do we bridge the gap between approval work and the application of the evaluation and implementation of the interventions in the filed?

Clinical Signs of BRD: Depression, Dyspnea, Weakness

Infectious Bovine Rhinotracheitis (IBR) Acute, contagious respiratory disease Caused by Bovine Herpesvirus Type 1 (BHV-1) Can quickly spread Signs: Fever, Salivation, Rhinitis, Conjunctivitis, Nasal discharge/inflammation/lesions Primary or secondary pneumonia

Infectious Bovine Rhinotracheitis (IBR) Regulatory Pathway 25 IBR-susceptible animals 20 Vaccinates and 5 Controls Serum collected at least once between 14-28 days postvaccination Challenge and follow for 14 consecutive days If 4/5 of controls do not show signs of IBR, test is inconclusive If more than 1 vaccinate has temp >103.5 for more than 2 days, or if >1 vaccinates shows signs of IBR, virus is unsatisfactory Intended (Applied) Use If we had vaccines perform this well in the field = We don t vaccinate sero-stable groups We don t acclimate and optimize environment, nutrition, exposure We don t have a common exposure dose or date Other factors of the disease triad

Infectious Bovine Rhinotracheitis (IBR) Following Cooper Strain Challenge Fever Rectal temperatures hit 105 o F to 108 o F Beginning 3 or 4 days and continuing through 8 to 10 days post challenge Not associated with excessive depression Clinical Signs Serous Nasal Discharge progressing to yellow mucoid with secondary bacteria Elevated Respiratory Rate Mild Depression unless complicated with bacterial pneumonia Serous Ocular Discharge Pulls, but not terribly sick, unless secondary bacterial involvement

Outcome variables are much different, depending upon the pathogen(s) involved DCF Design must recognize this reality BVD: Lab data is critical IBR: Rectal temperature and clinical assessment BRSV and PI-3: viral shedding Mycoplasma: Its all about lung lesion Streptococcus suis: Bacterial isolation and mortality Many other examples

BVDV-2 Efficacy Study MCL 0308 (challenged on D 28) Percent Non-Vaccinates Affected by Challenge Percent 100 80 60 40 Viremia Fever Morbidity Leukopenia Thrombocytopenia 20 0 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42

Q: How do we bridge the gap between approval work and the application of the evaluation and implementation of the interventions in the filed? A: Appropriately Designed, Accurately Completed and Quality Verified Data Capture Systems are a large part of the bridge.

Summary We are all in this together! Corporate Sponsors (with responsibility to shareholders) CROs (with responsibility to animals and staff in our care) Regulators (with responsibility to consumers) Academicians/educators (with responsibility to educate and mentor to provide professionals for all of the above sectors) Quality/Compliance Professionals (with responsibility to components of all of the above) We all need to strive to help each other understand the needs and responsibilities

Thank you K-State Olathe for making this interaction possible Dr. Ralph Richardson Dr. Paul Cassidy Angelica Buzard All Meeting Participants

Pathogen Factors Environmental Management Host Environmental Factors Factors Factors Sanitation mud, dust Contact pattern continuous vs. AI/AO Animal density Animal movement between groups Group size Social stress

Pathogen Factors Host / Animal Management Host Environmental Factors Factors Age Innate resistance Immune status Nutritional status Genetics / Heterosis Factors Herd Immunity Likelihood of effective contact

Pathogen Factors Pathogen Management Host Environmental Factors Factors Dose Reservoir Environmental hardiness Contagiousness Infectivity Virulence Factors +/- Influence No Influence