VENTANA PD-L1 (SP142) Assay

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VENTANA (SP142) Assay Guiding immunotherapy Hiker s path: VENTANA (SP142) Assay on urothelial carcinoma tissue Location: Point Conception, CA

VENTANA (SP142) Assay Assess UC patient benefit from TECENTRIQ diagnostic confidence Using the right test to determine status for immunotherapy options is important, and the VENTANA (SP142) Assay is the only Health Canada approved test for TECENTRIQ in urothelial carcinoma (UC) patients. This novel assay is also the first to evaluate patient expression using immune cell staining and scoring within the tumor microenvironment, providing you with information that can guide immunotherapy decisions. Determining a patient s expression level can give insight to the objective response rate (ORR) that may be achieved from TECENTRIQ *. Positive UC tissue stained with (SP142) assay, 10x Intended use statement VENTANA (SP142) Assay is a qualitative immunohistochemical assay using rabbit monoclonal anti- clone SP142 intended for use in the assessment of the protein in formalin-fixed, paraffin-embedded (FFPE) urothelial carcinoma tissue stained with OptiView DAB IHC Detection Kit and OptiView Amplification Kit on a VENTANA BenchMark ULTRA instrument. status is determined by the proportion of tumor area occupied by expressing tumor-infiltrating immune cells (% IC) of any intensity. The VENTANA (SP142) Assay: Health Canada approved to assess UC patient treatment benefit from TECENTRIQ Informative for the clinician of a patient s potential objective response rate (ORR) Designed to enhance visual contrast of immune cell staining within the tumor microenvironment Stains in both tumor cells (TC) and tumor-infiltrating immune cells (IC) The (SP142) Assay gives you the confidence to guide immunotherapy decisions in UC. expression in 5 % IC determined by VENTANA (SP142) Assay in urothelial carcinoma tissue is associated with increased objective response rate (ORR) in a non-randomized study of TECENTRIQ (atezolizumab). *All patients in the study observed benefit from TECENTRIQ regardless of status This product is intended for in vitro diagnostic (IVD) use. Rabbit Monoclonal IHC antibody developed by Spring Bioscience Fully Automated With specific and robust signal Highly Reproducible Accurate scoring and educational resources

About is a transmembrane protein that down-regulates immune responses through binding to its two inhibitory receptors, programmed death-1 (PD-1) and B7.1. PD-1 is an inhibitory receptor expressed on T cells following T-cell activation, which is sustained in states of chronic stimulation such as in chronic infection or cancer 1. Ligation of with PD-1 inhibits T cell proliferation, cytokine production and cytolytic activity, leading to the functional inactivation or exhaustion of T cells. B7.1 is a molecule expressed on antigen presenting cells and activated T cells. binding to B7.1 on T cells and antigen presenting cells can mediate down-regulation of immune responses, including inhibition of T-cell activation and cytokine production 2. expression has been observed in immune cells and tumor cells 3, 4. Aberrant expression of on tumor cells has been reported to impede anti-tumor immunity, resulting in immune evasion 1. Therefore, interruption of the PD- L1 / PD-1 pathway represents an attractive strategy to reinvigorate tumor-specific T cell immunity suppressed by the expression of PD- L1 in the tumor microenvironment. in urothelial carcinoma Urothelial carcinoma (also known as urothelial cell carcinoma, transitional cell carcinoma of the urinary tract, or urothelial bladder cancer) is the most common cancer of the urinary system worldwide. The majority of urothelial tumors arise in the bladder with the remainder originating in the renal pelvis, urethra or ureter. Transitional cell carcinoma (TCC) is the most common histologic subtype associated with bladder cancer and accounts for greater than 90 % of all urothelial carcinoma cases in the industrialized world. Non-urothelial subtypes (e.g. squamous cell, adenocarcinoma, small cell carcinoma) are more frequent in other areas of the world 5. Elevated expression on tumor cells has been associated with a poor prognosis in patients with urothelial carcinoma 6. is widely expressed in tumor cells and tumor-infiltrating mononuclear cells (TIMCs) and expression in TIMCs appears to be associated with longer survival in patients who developed metastases 7. The association between expression in tumor cells or tumor-infiltrating immune cells and clinical benefit with PD- L1 / PD-1 pathway inhibitors has been reported in clinical trials 8,4,9,11. Furthermore, targeting the pathway, based on IC expression, has demonstrated activity in patients with advanced urothelial carcinoma who have failed or refused standard-of-care therapies 10. The immunologic checkpoint Tumor-infiltrating immune cell** Activation of the PD-1 receptor by binding of causes inhibition of T cell signaling PD-1 on tumor-infiltrating immune cells can lead to inhibition of activated T cells B7.1 binding to B7.1 on T cells and antigen-presenting cells can mediate down-regulation of immune responses Inactive T cell B7.1 TCR PD-1 Constitutive immune resistance expression on tumor cells can be up-regulated by oncogenic signaling MHC Binding of the MHC antigen complex to the T cell receptor (TCR) triggers T cell signaling Tumor cell Tumor cells up-regulate to evade immune-mediated destruction

VENTANA (SP142) Assay staining in immune cells The (SP142) Assay has been designed to stain and visualize protein on tumor-infiltrating immune cells. The assay is robust and specific across a range of expression levels and provides a strong staining signal through amplification. Examples of IC staining and score % IC Staining is < 1 % % IC Staining is 1 % and < 5 % Low expression in urothelial carcinoma tissue, 10x Low expression in urothelial carcinoma tissue, 10x % IC Staining is 5 % and < 10 % % IC Staining is 10 % High expression in urothelial carcinoma tissue, 10x High expression in urothelial carcinoma tissue, 10x

scoring algorithm for urothelial carcinoma Tumor-infiltrating immune cell staining assessment expression Absence of any discernible staining -or- Presence of discernible staining of any intensity in tumor-infiltrating immune cells covering < 5 % of tumor area occupied by tumor cells, associated intratumoral, and contiguous peritumoral stroma < 5 % Presence of discernible staining of any intensity in tumor-infiltrating immune cells covering 5 % of tumor area occupied by tumor cells, associated intratumoral and contiguous peritumoral stroma 5 % clinical relevance in urothelial carcinoma Response rates Prevalence expression ORR* expression Population < 5 % 9.5 % 5 % 26.0 % < 5 % 68 % 5 % 32 % Outcomes and prevalence data based on IMvigor 210 (n = 311) expression was determined using the VENTANA (SP142) Assay expression in 5 % of IC was associated with higher response rates, however levels of expression in < 5 % of IC did not preclude response Trial was an open-label, multicenter, single-arm phase II study that evaluated the safety and efficacy of TECENTRIQ in people with locally advanced or muc, regardless of expression ClinicalTrials.gov number NCT02108652 * ORR - Objective response rate defined as a proportion of patients with reduction in tumor burden of a pre-defined amount Discover your patients immunotherapy path with the VENTANA (SP142) Assay

expression in the tumor microenvironment The (SP142) Assay stain highlights a heterogeneous population of immune cells. The majority of these cells are morphologically consistent with lymphocytes, macrophages, dendritic cells and granulocytes. Immune cell staining can be observed as aggregates in intratumoral or contiguous peritumoral stroma as single cell spread among tumor cells, or in association with tumor cell staining. Often observed as aggregates in the intra- or peritumoral stroma Punctate IC staining in the intratumoral stroma Urothelial carcinoma tissue, 10x Occasionally observed as single-cell spread (diffuse) among tumor cells with or without aggregates IC single-cell spread Urothelial carcinoma tissue, 10x Staining occasionally observed in TC and IC simultaneously Strong TC staining* IC aggregate in the stroma IC single-cell spread Urothelial carcinoma tissue, 10x *TC staining not used to assess the status of this assay in UC

assay performance Inter-laboratory reproducibility Positive agreement % * Negative agreement % Overall agreement % Overall average agreement (across sites, days and readers) 98.3 % (96.6-99.2 %) 87.4 % (83.8-90.2 %) 92.8 % (90.9-94.4 %) Between-reader agreement (average of all sites, two readers / site) 89.3 % (78.1-96.0 %) 86.6 % (75.1-94.6 %) 88.1 % (84.6-90.8 %) Reader precision Positive agreement % Negative agreement % Overall agreement % Inter-reader precision (average of all three readers comparisons) 92.6 % (84.7-96.6 %) 87.4 % (83.8-90.2 %) 92.8 % (90.9-94.4 %) Intra-reader precision (average of all three readers agreement rates between first and second reads) 89.3 % (77.6-95.3 %) 86.6 % (75.1-94.6 %) 88.1 % (84.6-90.8 %) * CI- confidence interval VENTANA (SP142) Assay OptiView DAB IHC Detection Kit OptiView Amplification Kit Catalog number 740-4859 07709374001 760-700 06396500001 860-099 06718663001 Quantity 50 tests 250 tests 250 tests Positive control Tonsil Species Rabbit Localization Membranous and / or Cytoplasmic

References 1. Blank, C and Mackensen, A, Contribution of the PD- L1 / PD-1 pathway to T-cell exhaustion: an update on implications for chronic infections and tumor evasion. Cancer Immunol Immunother, 2007. 56(5): p. 739-745. 2. Butte MJ, Keir ME, Phamduy TB, et al. Programmed death-1 ligand 1 interacts specifically with the B7-1 costimulatory molecule to inhibit T cell responses. Immunity. 2007;27(1):111-122. 3. Dong H, Zhu G, Tamada K, Chen L. B7-H1, a third member of the B7 family, co-stimulates T-cell proliferation and interleukin-10 secretion. Nat Med. 1999;5(12):1365-1369. 4. Herbst RS, Soria JC, Kowanetz M, et al. Predictive correlates of response to the anti- antibody MPDL3280A in cancer patients. Nature. 2014;515(7528):563-567. 5. Chalasani V, Chin JL, Izawa JI. Histologic variants of urothelial bladder cancer and nonurothelial histology in bladder cancer. Can Urol Assoc J. 2009;3(6 Suppl 4):S193-198. 1. Brahmer JR, Drake CG, Wollner I, et al. Phase I study of single-agent anti-programmed death-1 (MDX- 1106) in refractory solid tumors: safety, clinical activity, pharmacodynamics, and immunologic correlates. J Clin Oncol. 2010;28(19):3167-3175. 2. Topalian SL, Hodi FS, Brahmer JR, et al. Safety, activity, and immune correlates of anti-pd-1 antibody in cancer. N Engl J Med. 2012;366(26):2443-2454. 3. Powles T, Eder JP, Fine GD, et al. MPDL3280A (anti-) treatment leads to clinical activity in metastatic bladder cancer. Nature. 2014;515(7528):558-562. 4. Fehrenbacher L, Spira A, Ballinger M, et al. Atezolizumab versus docetaxel for patients with previously treated non-small-cell lung cancer (POPLAR): a multicentre, open-label, phase 2 randomised controlled trial. The Lancet. 2016. Web. 6. Nakanishi J, Wada Y, Matsumoto K, et al. Overexpression of B7-H1 () significantly associates with tumor grade and postoperative prognosis in human urothelial cancers. Cancer Immunol Immunother. 2007;56(8):1173-1182. 7. Bellmunt, J, Mullane, SA, Werner, L, et al., Association of expression on tumorinfiltrating mononuclear cells and overall survival in patients with urothelial carcinoma. Annals of oncology : official journal of the European Society for Medical Oncology / ESMO, 2015. 26(4): p. 812-817. Roche Diagnostics 201 Boulevard Armand-Frappier Laval (Québec) H7V 4A2 Canada Customer Orders: +1 800 361 2070 Technical Support: +1 800 227 2155 www.roche.com www.ventana.com 2016 Ventana Medical Systems, Inc. All trademarks mentioned enjoy legal protection. VENTANA, BENCHMARK and OPTIVIEW are trademarks of Roche. All other trademarks are the property of their respective owners. 6066B-6 1116 RTDPC-CDx-0100