Addition of rituximab is not associated with survival benefit compared with CHOP alone for patients with stage I diffuse large B-cell lymphoma

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Original Article Addition of rituximab is not associated with survival benefit compared with CHOP alone for patients with stage I diffuse large B-cell lymphoma Bo Jia 1, Yuankai Shi 1, Suyi Kang 1, Sheng Yang 1, Shaoxuan Hu 1, Yexiong Li 2, Mei Dong 1, Weihu Wang 2, Jianliang Yang 1, Liqiang Zhou 1, Peng Liu 1, Shengyu Zhou 1, Yan Qin 1, Lin Gui 1, Changgong Zhang 1, Hua Lin 3, Shanshan Chen 1, Lin Wang 1, Xiaohui He 1 1 Department of Medical Oncology, Cancer Hospital, Chinese Academy of Medical Sciences & Peking Union Medical College, Beijing Key Laboratory of Clinical Study on Anticancer Molecular Targeted Drugs, Beijing 121, China; 2 Department of Radiation Oncology, 3 Department of Medical Record Library, Cancer Hospital, Chinese Academy of Medical Sciences & Peking Union Medical College, Beijing 121, China Correspondence to: Yuankai Shi. Department of Medical Oncology, Cancer Hospital, Chinese Academy of Medical Sciences & Peking Union Medical College, Beijing Key Laboratory of Clinical Study on Anticancer Molecular Targeted Drugs, 17 Panjiayuan Nanli, Chaoyang District, Beijing 121, China. Email: syuankai@cicams.ac.cn; Xiaohui He. Department of Medical Oncology, Cancer Hospital, Chinese Academy of Medical Sciences & Peking Union Medical College, Beijing Key Laboratory of Clinical Study on Anticancer Molecular Targeted Drugs, 17 Panjiayuan Nanli, Chaoyang District, Beijing 121, China. Email: xiaohuih28@163.com. Background: The role of rituximab in combination with CHOP regimen in patients with stage I diffuse large B-cell lymphoma (DLBCL) remains to be defined. We aimed to compare CHOP plus rituximab (R-CHOP) with CHOP alone and determine the value of radiotherapy in these patients. Methods: Between 23 and 29, 14 untreated patients with stage I DLBCL were retrospectively analyzed in this study. Results: Seventy-eight patients were treated in R-CHOP group and 62 in CHOP group. Ninety-one patients received additional radiotherapy at the end of chemotherapy. The different treatment groups were well-balanced with respect to baseline characteristics. Complete response (CR) rate was 77% both in R-CHOP and CHOP groups (P=.945). After a median follow-up period of 56 months, patients received R-CHOP regimen had similar 5-year progression-free survival (PFS) (76% vs. 85%; log-rank P=15) and 5-year overall survival (OS) (9% vs. 96%; log-rank P=.175) compared with those with CHOP alone. Patients with radiotherapy had significantly increased 5-year PFS compared with those who had chemotherapy alone (86% vs. 71%; log-rank P=.5). At multivariate analysis, patients who had CR (P=.8) and received radiotherapy (P=.3) were significantly associated with superior PFS. Conclusions: CHOP alone could be as effective as R-CHOP regimen and additional radiotherapy would be necessary for stage I or stage I non-bulky DLBCL patients. Keywords: Diffuse large B-cell lymphoma (DLBCL); stage I; R-CHOP; radiotherapy; prognosis Submitted Jul 13, 215. Accepted for publication Sep 28, 215. doi: 1.3978/j.issn.1-964.215.1.4 View this article at: http://dx.doi.org/1.3978/j.issn.1-964.215.1.4 Introduction Diffuse large B-cell lymphoma (DLBCL) is the most common non-hodgkin lymphoma (1,2). Several randomized phase III clinical trials have demonstrated that the addition of rituximab to the traditional cyclophosphamide, doxorubicin, vincristine and prednisone (CHOP) regimen could significantly improve survival of DLBCL patients (3-7). However, patients with stage I disease were not fully analyzed in any of these phase III clinical trials and whether rituximab contained chemotherapy could improve survival

Chinese Journal of Cancer Research, Vol 27, No 5 October 215 517 of these patients remains unclear. MabThera International Trial (MInT) was a phase III clinical trial demonstrated that CHOP plus rituximab (R-CHOP) was associated with better survival compared with CHOP alone in young DLBCL patients with good-prognosis. A total of 824 patients with stage II-IV, or stage I with bulky disease were enrolled. But the number of stage I patients was limited and the stage I patients without bulky disease were not enrolled (5). The prospective phase II study showed that the addition of rituximab could improve survival, but this result was only compared with historical study (8). So the role of rituximab for patients with stage I DLBCL in previous studies was not persuasive. Therefore, paralleled controlled study was needed to assess whether CHOP plus rituximab (R-CHOP) can improve outcome compared with CHOP alone for stage I DLBCL patients. A randomized phase III study compared three cycles of CHOP followed by involved-field radiotherapy (IFRT) with eight cycles of CHOP alone which demonstrated that three cycles of CHOP followed by IFRT were associated with survival benefit. Three cycles of CHOP followed by IFRT had been the standard therapy for patients with limited stage DLBCL in the pre-rituximab era (9). In the rituximab era, phase II clinical trial demonstrated that R-CHOP plus IFRT was associated with better survival outcome compared with historical result of CHOP plus IFRT (8). The results presented in a retrospective study suggested that using six cycles of full-dose R-CHOP treatment alone without radiotherapy could be effective in patients with limited stage (1). Therefore, whether the addition of IFRT could improve survival of stage I patients especially those received R-CHOP chemotherapy remains to be defined. This study also evaluated the role of IFRT in these patients. Materials and methods Patients Between 23 and 29, 14 untreated patients with stage I DLBCL treated in Cancer Hospital, Academy of Medical Sciences (CAMS) & Peking Union Medical College (PUMC) were included in this study. The eligibility criteria for patients in this study included: (I) histological diagnosis of DLBCL based on the WHO classification; (II) stage I according to the Ann Arbor system (11); (III) no previous therapy; and (IV) received CHOP or R-CHOP in firstline treatment. We excluded patients from the study if they had: (I) severe infection; (II) congestive heart failure; (III) active hepatitis B virus infection; (IV) deficient hematologic, hepatic, and renal functions; (V) previous treatment with chemotherapy or radiotherapy; or (VI) received chemotherapy other than CHOP or R-CHOP in firstline treatment. All pathological specimens were reviewed in order to confirm the diagnosis in our institution. The immunohistochemical stains for CD1, BCL-6 and MUM1 were evaluated to determine whether the patients belong to germinal center or non-germinal center subgroup. A bulky mass was defined as any mass exceeding 1 cm in diameter in a horizontal plane or a mediastinal mass with a maximum diameter exceeding one-third of the maximum chest diameter as observed on CT scans. The study was approved by the Ethics Committee of the Cancer Hospital, CAMS & PUMC, and written informed consent of all eligible patients was obtained. Chemotherapy All the patients were scheduled to undergo primary therapy with R-CHOP [75 mg/m 2 epirubicin, 75 mg/m 2 cyclophosphamide, 1.4 mg/m 2 (maximum 2. mg/body) vincristine, 5 mg/body of prednisolone, and 375 mg/m 2 rituximab every 21 d per cycle] or CHOP regimen [75 mg/m 2 epirubicin, 75 mg/m 2 cyclophosphamide, 1.4 mg/m 2 (maximum 2. mg/body) vincristine, and 5 mg/body of prednisolone every 21 days per cycle]. Response and follow-up criteria According to International Workshop Criteria, initial response includes complete response (CR), partial response (PR), stable disease (SD) and progressive disease (PD). Overall survival (OS) was calculated from the date of initiation of chemotherapy to the date of either the last follow-up or death. Patients who were alive at the last followup visit were referred to as censored data. Progression-free survival (PFS) was calculated from the date of initiation of chemotherapy to the date of disease progression, deaths or last follow-up. Patients who were not progressed or died at the last follow-up were recognized as censored data. Statistical analysis Comparisons of clinical characteristics and CR rate between R-CHOP and CHOP groups were performed using χ 2 test and Wilcoxon Rank-Sum test. Survival was estimated by the Kaplan-Meier method. Log-rank test was used

518 Jia et al. Addition of rituximab in stage I diffuse large B-cell lymphoma Table 1 Clinical characteristics of 14 stage I DLBCL patients Patients for univariate analysis, and P<.5 (two-sided test) was considered statistically significant. The Cox proportional hazards model was used for multivariate analysis. P<.5 (two-sided test) was considered to indicate statistical significance. Statistical analysis was conducted using the SPSS 19. software package (SPSS Inc., Chicago, IL, USA). Results Patient characteristics R-CHOP (N=62) n [%] CHOP (N=78) Age, year 49 6 48 [77] 56 [72] >6 14 [23] 22 [28] Sex 66 Male 36 [58] 5 [64] Female 26 [42] 28 [36] IPI.37-1 54 [87] 72 [92] 2 8 [13] 6 [8] ECOG.755-1 58 [94] 71 [91] 2 4 [6] 7 [9] Bulky mass 55 No 54 [87] 71 [91] Yes 8 [13] 7 [9] Median chemotherapy cycles (range) A total of 14 patients were enrolled in our study with 78 patients in CHOP group and 62 patients in R-CHOP group. The R-CHOP and CHOP groups were wellbalanced with respect to baseline characteristics. Fortytwo (68%) and 49 (63%) patients received radiotherapy in P* 4 [2-6] 4 [1-7].196 Radiotherapy.554 No 2 [32] 29 [37] Yes 42 [68] 49 [63] IPI, international prognostic index; ECOG, Eastern Cooperative Oncology Group; *, comparisons between the groups were performed using χ 2 test and Wilcoxon Rank- Sum test. Table 2 Response evaluated at the end of primary treatment Response R-CHOP group and CHOP group respectively (P=.554). Eight (13%) and 7 (9%) patients had bulky mass in R-CHOP and CHOP groups respectively (P=55). The median number of chemotherapy cycles in both R-CHOP and CHOP groups was 4 (P=.96) (Table 1). Patients who received combined chemoradiotherapy and chemotherapy alone were also well-balanced with respect to baseline characteristics. Forty-two patients (46%) in radiotherapy group and 2 patients (41%) in no radiotherapy group received R-CHOP chemotherapy (P=.544). Response R-CHOP (N=62) At the end of initial treatment, the CR rate was 77% both in R-CHOP and CHOP groups (P=.945). The PR rate was 15% in two groups. The SD rate was 3% in R-CHOP group and 4% in CHOP group. PD occurred in 5% of patients treated with R-CHOP and 4% of patients with CHOP regimen (Table 2). Follow-up and survival n [%] CHOP-like (N=78) CR 48 [77] 6 [77].945 PR 9 [15] 12 [15] SD 2 [3] 3 [4] PD 3 [5] 3 [4] CR, complete response; PR, partial response; SD, stable disease; PD, progressive disease; *, comparison of CR between the groups was performed using χ 2 test. After a median follow-up period of 56 months, patients received R-CHOP had similar 5-year PFS (76% vs. 85%; log-rank P=15) and 5-year OS (9% vs. 96%; log-rank P=.175) compared with those with CHOP alone (Figure 1). Concerning the 125 patients with non-bulky stage I DLBCL alone, there was also no significant difference of 5-year PFS (76% vs. 83%; log-rank P=.31) and OS (91% vs. 96%; log-rank P=47) rate in patients treated with R-CHOP and CHOP regimen alone (Figure 2). For 91 patients who received radiotherapy, there was also no difference of 5-year OS (95% vs. 98%; log-rank P=.53) and 5-year PFS (86% vs. 86%; log-rank P=.91) in R-CHOP and CHOP groups. Subgroup analysis showed that both in favorable P*

Chinese Journal of Cancer Research, Vol 27, No 5 October 215 519 A 1. B 1. CHOP-like chemotherapy (N=78) CHOP-like chemotherapy (N=78) CHOP-like chemotherapy and rituximab (N=62) Progression-free survival.6 CHOP-like chemotherapy and rituximab (N=62) Overall survival.6 2 4 6 8 1 12 25 5 75 1 125 Figure 1 PFS (A) and OS (B) for all stage I DLBCL patients. Patients received R-CHOP chemotherapy had similar 5-year PFS (76% vs. 85%; log-rank P=15) and 5-year OS (9% vs. 96%; log-rank P=.175) compared with those with CHOP chemotherapy alone. Patients who did not relapse or progress at the last follow-up (A) and patients who were alive at the last follow-up (B) were referred to as censored data. PFS, progression-free survival; OS, overall survival; DLBCL, diffuse large B-cell lymphoma. A 1. CHOP-like chemotherapy (N=71) B 1. CHOP-like chemotherapy (N=71) CHOP-like chemotherapy and rituximab (N=54) Progression-free survival.6 CHOP-like chemotherapy and rituximab (N=54) Overall survival.6 2 4 6 8 1 12 25 5 75 1 125 Figure 2 PFS (A) and OS (B) for stage I non-bulky DLBCL patients (N=135). There was also no significant difference of 5-year PFS (76% vs. 83%; log-rank P=.31) and OS (91% vs. 96%; log-rank P=47) rate in patients treated with R-CHOP chemotherapy and CHOP chemotherapy alone. Patients who did not relapse or progress at the last follow-up (A) and patients who were alive at the last follow-up (B) were referred to as censored data. PFS, progression-free survival; OS, overall survival; DLBCL, diffuse large B-cell lymphoma.

52 Jia et al. Addition of rituximab in stage I diffuse large B-cell lymphoma A 1. Chemotherapy and radiotherapy (N=91) B 1. Chemotherapy and radiotherapy (N=8) Progression-free survival.6 Chemotherapy alone (N=49) Progression-free survival.6 Chemotherapy alone (N=45) 2 4 6 8 1 12 2 4 6 8 1 12 Figure 3 PFS for all stage I (A) and non-bulky stage I (B) DLBCL patients. All stage I (86% vs. 71%; log-rank P=.5) and non-bulky stage I (85% vs. 71%; log-rank P=.9) DLBCL patients who received radiotherapy had significantly increased 5-year PFS compared with those who had chemotherapy alone. Patients who did not relapse or progress at the last follow-up were recognized as censored data. PFS, progression-free survival; DLBCL, diffuse large B-cell lymphoma. subgroup [i.e., international prognostic index (IPI) =, no bulk] and less-favorable subgroup (i.e., IPI 1, or bulk, or both), patients received R-CHOP regimen were not associated with superior 5-year PFS rate compared with those with CHOP alone. All stage I (86% vs. 71%; log-rank P=.5) and non-bulky stage I (85% vs. 71%; log-rank P=.9) DLBCL patients who received radiotherapy had significantly increased 5-year PFS compared with those who received chemotherapy alone (Figure 3). For 62 patients received R-CHOP chemotherapy, radiotherapy could also significantly improve 5-year PFS (86% vs. 55%; log-rank P<.1) and 5-year OS (95% vs. 8%; log-rank P=.16). Prognostic factors Within the whole cohort, the factors significantly associated with a superior PFS were patients who had CR after initial therapy (P=.3), did not have B symptoms (P=.23) and received radiotherapy (P=.5) at univariate analysis. At multivariate analysis, patients who had CR (P=.8) and received radiotherapy (P=.3) were significantly associated with superior PFS (Table 3). Discussion Our study evaluated the role of rituximab and IFRT for stage I or stage I non-bulky patients. In our study, the addition of rituximab was not associated with survival benefit compared with CHOP alone and additional IFRT could significantly improve survival for DLBCL patients with stage I or stage I non-bulky disease. Several randomized phase III clinical trials have evaluated whether the addition of rituximab to the traditional CHOP regimen could improve survival of DLBCL patients (3-7). Two randomized controlled, multicenter phase III clinical trials, LNH-98.5 and RICOVER-6 studies, only confirmed the benefit of rituximab for elderly patients (4,6). MInT compared CHOP and R-CHOP regimens in young DLBCL patients with good prognosis. A total of 824 patients who had no risk factors or one risk factor according to age-adjusted IPI (aaipi), stage II-IV disease, or stage I disease with bulk were enrolled (5). But the number of stage I patients was limited and patients with stage I and non-bulky disease were not included in MInT study or any other phase III clinical trials. The prospective phase II study showed that the addition of rituximab could improve survival, but this result was only compared with historical study (8). So whether rituximab-contained chemotherapy can improve survival of patients with stage I or stage I non-bulky DLBCL remains to be assessed in paralleled controlled study. In this study, patients received R-CHOP regimen had

Chinese Journal of Cancer Research, Vol 27, No 5 October 215 521 Table 3 Univariate and multivariate analysis of impact of various clinical variables on 5-year PFS of patients with stage I DLBCL (N=14) Variable n Univariate analysis Multivariate analysis Median 5-year PFS, % P* HR P** Gender.59.959.926 Male 86 79 Female 54 83 Age, year.68 1.247.635 6 14 85 >6 36 7 CR status.3 86.8 CR 18 85 Not CR 32 68 IPI.76 1.853 92-1 126 83 2 14 64 B symptom.23 1.429.56 Presence 13 62 No presence 127 83 ESR.62 1.656.83 Normal 46 78 Elevated 14 57 Unknown 8 86 ECOG.353 1.378.675-1 129 81 2 11 73 BCL-2 46 1.735.19 Negative 43 9 Positive 29 74 Unknown 68 81 GCB status.37 1.42 14 GCB 36 89 Non-GCB 54 78 Unknown 5 78 Chemotherapy cycles.751.65.329 4 13 81 >4 37 81 Radiotherapy.5 81.3 Not received 49 71 Received 91 86 Rituximab 15 2.125.86 Not received 78 85 Received 62 76 PFS, progression-free survival; DLBCL, diffuse large B-cell lymphoma; HR, hazard ratio; CR, complete remission; IPI, international prognostic index; BCL-2, b-cell leukemia-2; ESR, erythrocyte sedimentation rate; ECOG, Eastern Cooperative Oncology Group; GCB, germinal center B cell like lymphoma;, ESR could be evaluated in 6 patients;, BCL-2 could be evaluated in 72 patients;, GCB type could be evaluated in 9 patients; *, log-rank test was used for univariate analysis; **, the Cox proportional hazards model was used for multivariate analysis.

522 Jia et al. Addition of rituximab in stage I diffuse large B-cell lymphoma similar 5-year PFS and OS compared with those with CHOP alone. These results suggested that CHOP alone might be as effective as R-CHOP for patients with stage I or stage I non-bulky DLBCL patients. The survival benefit of rituximab for DLBCL patients was not as significant as reported in previous studies might be for the reason that all cases included in our study were stage I DLBCL patients for whom chemotherapy alone could have favorable outcome. MInT study showed that a favorable subgroup (i.e., IPI=, no bulk) could be defined from a less-favorable subgroup (i.e., IPI=1 or bulk, or both) (3). The patients in our study were also divided into favorable subgroup (i.e., IPI=, no bulk) and less-favorable subgroup (i.e., IPI=1 or bulk, or both) in the subgroup analysis. It could be found that in both subgroups the addition of rituximab could not be associated with survival benefits. Other prognostic factors such as BCL-2, subtype of pathology, B symptoms and erythrocyte sedimentation rate (ESR) had been reported in previous studies (12,13). But owing to the limited sample, we did not incorporate these factors into subgroup analysis. It has been demonstrated that three cycles of CHOP followed by IFRT was associated with survival benefit (9). In the prospective phase II SWOG 14 study, three courses of R-CHOP followed by IFRT in high-risk patients was compared with the results of SWOG 8736 study, and the addition of rituximab could improve survival (8). The results presented in a retrospective study suggested that using six cycles of full-dose R-CHOP treatment alone without radiotherapy could be beneficial and effective in patients with limited stage DLBCL (1). But other studies demonstrated that patients with limited stage could benefit from radiotherapy (14). So whether IFRT after chemotherapy could improve survival compared with chemotherapy alone in stage I or stage I non-bulky DLBCL patients especially patients received R-CHOP regimen remains to be assessed. In this study, 91 patients received additional radiotherapy at the end of chemotherapy. Patients with radiotherapy had significantly increased 5-year PFS compared with those who had chemotherapy alone. Concerning the patients with non-bulky stage I DLBCL alone, patients received radiotherapy also significantly increased 5-year PFS. To reduce the interference of rituximab, we analyzed 62 patients received R-CHOP chemotherapy, and radiotherapy could also significantly improve 5-year PFS and 5-year OS. These results suggested that additional radiotherapy is still necessary for stage I or stage I non-bulky DLBCL patients even for patients received standard R-CHOP chemotherapy. In this study, the factors significantly associated with a superior 5-year PFS were patients who had CR after initial therapy, and received radiotherapy at multivariate analysis. The results above were corresponded with previous studies (3,5,12,15-17). This study also found that patients with more than 4 cycles of chemotherapy were not associated with survival benefit which suggested that 4 cycles of chemotherapy might be enough for stage I DLBCL patients. The results of multivariate analysis in our study further confirmed that R-CHOP chemotherapy might not improve outcome compared with CHOP alone and radiotherapy could significant improve PFS for stage I DLBCL patients. This is a retrospective study so the bias between R-CHOP and CHOP groups exists. Besides, whether the patients received radiotherapy or not could be a confounding factor when comparing the role of rituximab. To reduce the imbalance, the interclass equilibration were compared which showed that the different treatment groups were well-balanced with respect to baseline characteristics. Concerning 91 patients who received radiotherapy, there was also no difference in 5-year OS and 5-year PFS between R-CHOP and CHOP groups. Multivariate analysis was also performed to reduce the bias. Now the studies assessing the role of rituxiamab for stage I DLBCL patients are limited and a long period would be needed to wait for the results of prospective studies. The sample size in this study is not large enough, but with regard to the results in our study, new problems have been raised which needs further evaluation in prospective, randomized, phase 3 clinical trials. Conclusions CHOP alone could be as effective as R-CHOP and additional IFRT would be necessary for stage I or stage I non-bulky DLBCL patients. Patients who had CR and received radiotherapy were significantly associated with longer PFS at multivariate analysis. Even though the survival benefit of rituximab for stage I DLBCL patients was not as significant as expected in our study, we still could not deny the importance of rituximab for DLBCL patients of limited stage. New problems have been raised with regard to the results in our study which need further evaluation in prospective, randomized, phase 3 clinical trials. Acknowledgements The authors acknowledge the contributions of Departments

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