Indications and Technical Considerations for Adjuvant Radiation after Neoadjuvant Chemotherapy in Breast Cancer

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Indications and Technical Considerations for Adjuvant Radiation after Neoadjuvant Chemotherapy in Breast Cancer Wendy A. Woodward, M.D. Ph.D. A sociate Profesor Section Chief, Breast Radiation Oncology Nothing to Disclose

Neoadjuvant Chemotheraps Histors once reserved for inoperable disease excellent response rates now increasingls more common its increased use raises new questions

Neoadjuvant Chemotheraps Advantages excellent research tool compare agents studs biologs in vivo assessment of response increase breast conservation

Neoadjuvant Chemotheraps Possible Disadvantages sentinel lsmph node surgers recurrence rates after breast conservation indications for postmastectoms XRT

Axillary Node Down-Staging with NCT % Conversion From Node (+) To Node (-) More than 40% of initialls node-positive women 50 could potentialls avoid ALND! 40 30 20 10 0 30 19 37 43 AC NSABP B-18 FEC EORTC AT CMF ECTO AC TXT NSABP B-27* *Assuming 30% nodal down-staging with neoadjuvant AC

Comparison of False Negative Rates Between SN Multicenter Studies Study FNR (SN-/N+) Multicenter SB-2 Trial 11% (13/114) Italian Randomized Trial 9% (8/91) Ann Arundel 13% (25/193) University of Louisville 7% (24/333) NSABP B-32 Randomized Trial 10% (75/766) NSABP B-27 (After NC) 11% (15/140) Meta-Analysis (Xing, 2006) 12% (65/540) Meta-Analysis (Kelly, 2009) 8% (~64/758) Krag DN: N Engl J Med 1998 Veronesi U: N Engl J Med 2003 McMasters KM: J Clin Oncol 2000 Mamounas EP: J Clin Oncol 2005 Tafra L: Am J Surg 2001 Xing Y:Br J Surg 2005 Julian JB: SABCS 2004. Kelly, AM: Acad Radiol, 2009

Arguments Against SLN Biopsy After NCT Loss of important prognostic information derived from pre-chemo nodal pathology (Leads to recommendation to do SLN prior to treatment)

% Disease-Free 0 20 40 60 80 100 #N % 0 47 1-3 32 4-9 16 10+ 5 B-27 DFS By Nodes (without pcr in Breast - 1881) 0 1-3 4-9 10+ 0 2 4 6 8 Years after Randomization

SLN Biopsy After Neoadjuvant Chemotherapy Do We Lose Prognostic Information? Post-treatment nodal status is at least as powerful as pre-treatment nodes In fact, by possibly removing the only positive nodes with SLNB prior to treatment, we lose even more important information

ACOSOG Z1071 Schema Accuracy of SLN After NCT in Node Positive Breast Cancer T1-4, N1-2 invasive breast cancer (pretreatment axillary ultrasound with FNA or core biopsy documenting axillary metastases) REGISTER* Patients receive neoadjuvant chemotherapy (stratify patients by age, stage and number of cycles and type of chemotherapy) REGISTER* SLN and ALND *Patients can be registered pre or post chemotheraps

ACOSOG Z1071 N = 663 T0-T4, N1, N2 No node identified 7.1% PCR nodes 41% FNR 12.6% Negative for endpoint: < 10% Boughey et al Jama 2013

Targeted Axillary Dissection Clip the involved node upfront: FNR: Clipped node 4.2% SLN 10.1% Both 1.4% Clip and SLN not the same 23% Caudle et al, JCO 2016

LRR in ACOSOG Z1071 Hafty et al, ASTRO 2016

LRR ACOSOG Z1071 Hafty et al, ASTRO 2016

LRR ACOSOG Z1071 Hafty et al, ASTRO 2016

Combined Analysis of B-18/B-27 Independent Predictors of LRF Lumpectomy + XRT (1890 Pts, 190 Events) Age (>50 years vs. <50 years) Clinical Nodal Status (+) vs. (-) Breast/Nodal Path Status Node(-)/No pcr vs. Node(-)/pCR Node(+) vs. Node(-) /pcr Mastectomy (1070 Pts, 128 Events) Clinical Tumor Size (>5 cm vs. <5 5 cm) Clinical Nodal Status (+) vs. (-) Breast/Nodal Path Status Node(-)/No pcr vs. Node(-)/pCR Node(+) vs. Node(-) /pcr Mamounas et al: ASCO Breast 2010, Abstr. 90, Mamounas JCO

RT After NCT: Regional Nodal Irradiation? Moving to Biology-Based Loco-regional Treatment Decisions Lumpectomp + RT Age 50prs Mastectomp, no RT Tumor 5cm 7-9% 0-11% Lumpectomp + RT Age < 50prs Mastectomp, no RT Tumor >5cm 9-12% 0-9% Mamounas, JCO, 2012

Ongoing Trials: Moving to Biology-Based Loco-regional Treatment Decisions ct1-3n1 Neoadjuvant chemotherapy Surgery LN+ LN- Alliance A11202 NSABP B-51 ALND Axillary RT Regional LN RT No Regional LN RT

Summary I In patients with operable breast cancer, the 10-year cum. incidence of LRF after neoadjuvant chemotherapy was 10-12% Despite worse patient characteristics in B-27,, LRF with AC in B-27 was lower than in B-18 and there was an effect of docetaxel (about 25% reduction) Overall, the ratio of local vs. regional failure is about 3:1 but this ratio is influenced by type of surgery and other independent predictors of LRF

Summary II Independent predictors of LRF in lumpectomy + breast XRT patients include: age, clinical nodal status (before NC) and pathologic breast/nodal response Independent predictors of LRF in mastectomy patients include: clinical tumor size (before NC), clinical nodal status (before NC) and pathologic breast/nodal response The effect of age (in lumpectomy patients), clinical tumor size (in mastectomy patients) and clinical nodal status on LRF appears to diminish with increasing pathologic response in the breast and axillary nodes

Selected Stage II ypn0 After Mastectomy Radiation is indicated for:»all ypn+»all T3N+ pending trial» MDA Practice RNI after breast conservation For all ypn+ All ct3n+ ypn0, pending trial

Breast Conservative Therapy After Neoadjuvant Chemotherapy

Rationale for This Approach Neoadjuvant Chemotheraps 80% - 90% have significant response lumpectoms directed at post-chemo nidus allows for acceptable breast aesthetics

Concern Over This Approach: Responses Are Not Uniform Buchholz et al., Cancer, 2003

IBTR Mas Be Higher in Advanced Tumors NSABP B-18: 9-sr IBTR Rates Neoadjuvant Adjuvant Initial Mast Initial BCT 15.9% 9.9% 7.6% Womark et al., J Nat Cancer Inst, 2001

High Recurrence Risk Mauriac et al (Ann Oncol, 1999) T2 or T3 disease > 3 cm median f/u: 10 srs 40 pts treated with NCT + surg + XRT no data provided on margins IBTR: 9 pts (23%)

High Recurrence Risk Rouzier et al (J Clin Oncol, 2001) 257 women, 90% T1, T2 28% close or positive margins IBTR: 16% (5sr), 21% (10sr) age < 40, (40% vs 15%) margin < 2mm (32% vs 17%) residual > 2cm (30% vs 19%)

M. D. Anderson Experience BCT after neoadjuvant chemotheraps treatment sears: 1987-2000 doxorubicin-based, median 4 cscles all patients received XRT careful selection criteria multidisciplinars team approach 340 eligible patients Chen et al., JCO, 2004

Selection Criteria Exclusions diffuse calcifications inabilits to clear margins multicentric disease residual skin changes significant residual disease post-chemo

Follow-up During Chemotheraps careful multidisciplinars eval metallic clip placement Buchholz et al., Cancer, 2003

Careful Margin Assessment serial section radiographs re-resection of margins Buchholz et al., Cancer, 2003

Patients and Methods Studs Population median age: 46, 58% premenopausal Stage I 4% IIA 24% IIB 33% III 39%

Patients and Methods Surgical margin status negative 79% < 2 mm 15% positive 4% unknown 2%

IBTR Results IBTR-free Rates 1.00 5-sr 10-sr 94% 90% LRR-free Rates IBTR-Free Survival.80.60.40 94% 90% 5-sr 10-sr.20 90% 85% 0.00 0 24 48 72 96 120 Entire Population Months

M. D. Anderson Prognostic Index Factor Score value N2 or N3 ses/no 0 or 1 LVSI ses/no 0 or 1 > 2 cm residual ses/no 0 or 1 Multifocalits ses/no 0 or 1 Total Score Ranges From 0 -> 4 Chen et al., Cancer

LRR: Prognostic Class LRR-free Rates 1.0.9.8 5-sr 10-sr 94% 93% 83% 78% 58% 39% LRR-Free Survival.7.6.5.4.3.2 prognostic score 3.00 2.00.1 1.00 0.0 0 24 48 72 96 120 Months

Prognostic Score of 3/4 LRR-free Rates 10-sr MRM 81% BCT 39% LRR-free Survival 1.0.9.8.7.6.5.4.3.2.1 0.0 0 2 4 6 8 10 Years

Conclusion s BCT after neoadjuvant chemotheraps effective and safe treatment affords mans option of BCT careful selection of patients is important

Conclusion s Multidisciplinars Coordination Important careful serial imaging careful pathologs margin assessment

Acknowledgement/Contributor Radiation Oncology Coleagues s Faculty: Thomas Buchholz, Eric Strom, George Perkins, Julia Oh, Kuan Yu, Welela Tereffe Residents: Eugene Huang, Amit Garg, Alen Chen

Acknowledgement/Contributor s MDACC Breast Cancer Group Multidisciplinary Research Group Gabriel Hortobagyi, Aman Buzdar, S. Giordano Kely Hunt, Henry Kuerer, Funda Meric Susan Tucker, Howard Thames