Policy Brief. How Many Incarcerated Individuals Received Psychotropic Medication in California Jails:

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Policy Brief How Many Incarcerated Individuals Received otropic Medication in California Jails: 2012 2017 By Konrad Franco, David Panush, and David Maxwell Jolly January 2018 Executive Summary This policy brief uses data from the Board of State and Community Corrections (BSCC) to estimate the number of jail inmates who receive psychotropic medication and assess the relative representation of this group among the jail population. To provide a measure of the prevalence of mental illness in jail, we reviewed data from 45 counties that completed the BSCC Jail Profile Survey from March 2012 to February 2017. We used the receipt of psychotropic medications as an indicator of serious mental illness. The following are the main findings of the study: The number of incarcerated individuals on psychotropic medications is increasing. The annual average number of incarcerated individuals receiving psychotropic medication in our sample of 45 counties increased by about 25% between March 2012 and February 2017. Individuals receiving psychotropic medications compose a large share of the total jail population. The population of individuals receiving psychotropic medication represents about 20% of annual Average Daily Population (ADP) statewide, as of February 2017. The share of the total jail population receiving psychotropic medications is increasing. The percent of annual ADP taking psychotropic medications increased by 4 percentage points between March 2012 and February 2017 2012, from 16% to 20%.

Methodology Since 2002, the BSCC has conducted a survey (the Jail Profile Survey) to collect data regarding local agency jails and jail systems. County wide data are gathered monthly. Counties submit their data on a voluntary basis. In the monthly survey, counties are asked to report average daily population (ADP) for the month. Additionally, the survey requests that counties report the number of inmates who are receiving psychotropic medication for serious mental health disorders that the jail has identified on the last day of the month. We averaged the end of month counts of individuals taking psychotropic medications in each county over a 12 month period. This statistic is labeled as # on in Table 1. We also averaged the monthly ADPs for each county over the same 12 month period to approximate the average daily population across the year. In Table 1 this statistic is labeled as the Annual ADP. Using yearly averages is our attempt to provide an overall annual summary measure that smooths out month to month variation. The quotient of these two variables, multiplied by 100 is how we obtained the % on statistic. The Total row is the column sum of the # on and Annual ADP for all the 45 included counties. The column titled % Change in # on equals the percent change in the number of incarcerated individuals receiving psychotropic medications. Lastly, we calculated the percentage point change in the percent of annual ADP taking psychotropic medications in each county from March 2012 to February 2017. This statistic is labeled as the Percent Point Change in % on. The results of our full analysis are displayed in Table 1. The BSCC does not provide a definition of what counts as a psychotropic medication. Thus, it is unclear what each jurisdiction uses as their definition of psychotropic medications for the purposes of reporting in this survey. However, Section 3500(c) of the California Penal Code defines a psychotropic drug as a drug that has the capability of changing or controlling mental functioning or behavior through direct pharmacological action. These drugs include, but are not limited to, antipsychotic, antianxiety, sedative, antidepressant, and stimulant drugs. otropic drugs also include mind altering and behavior altering drugs that, in specified dosages, are used to alleviate certain physical disorders, and drugs that are ordinarily used to alleviate certain physical disorders but 1 may, in specified dosages, have mind altering or behavior altering effects. CalHPS was able to verify that San Diego County uses this Penal Code definition of psychotropic 2 medications. However, CalHPS was unable to verify the precise definitions used by other jails included in this analysis. 3 In our analysis we omitted a total of twelve jurisdictions. Ten of the omitted jurisdictions, either did not report their ADP or did not report the number of inmates who received psychotropic medications for at least two months during a given 12 month period. 1 California Penal Code Section 3500(c) [Link] 2 Personal correspondence with Dr. Alfred Joshua the Chief Medical Officer of the San Diego Sheriff 3 Lassen, Marin, Modoc, Mono, San Joaquin, Sierra, Siskiyou, Sutter, Tehama, and Tulare 1

We also omitted Alameda and San Luis Obispo; while they provided complete data during the study period, the two counties consistently reported psychotropic medication administration rates that were markedly different from the statewide average. Alameda and San Luis Obispo county were outliers in our dataset for every period. In Alameda County, the reported percentage of their ADP receiving psychotropic medication from March 2016 to February 2017 (2%) is dramatically lower than the state sample average (20%). In San Luis Obispo county, the reported percentage of their ADP receiving these medications from March 2016 to February 2017 (50%) is far higher than the state sample average (20%). The reasons behind the significantly different results for these two counties could lie in factors related to the reporting of the data or could represent real differences in the jail populations. The twelve excluded jurisdictions accounted for about 8% of the annual ADP reported for the all the jails statewide during the 2016 to 2017 calendar year. The remaining 45 jurisdictions represented approximately 92% of the state s total ADP reported that same year. Findings The number of incarcerated individuals receiving psychotropic medication increased by about 25% between March 2012 and February 2017. In the year long period from March 2012 to February 2013 there were an average of 10,999 individuals on psychotropic medications across the 45 jurisdictions in this study. In the year long period from March 2016 to February 2017 there were an average of 13,776 individuals receiving these psychotropic medications across the same 45 jurisdictions. The percent of the annual ADP on psychotropic medications increased by 4 percentage points between March 2012 and February 2017. During the year long period March 2012 to February 2013 approximately 16% of the annual ADP received these medications across the 45 included jurisdictions. From March 2016 to February 2017 roughly 20% of the annual ADP received psychotropic medications throughout these same jurisdictions. Counties vary widely in the share of their average monthly ADP receiving psychotropic medications. In Sonoma and Napa counties, roughly 32% of the annual ADP receive psychotropic medications. Conversely, in Glenn and Madera County only about 8 or 9% of the annual ADP receive psychotropic medications. From March 2012 to February 2017, counties also experienced markedly different levels of change in the average end of month counts of individuals taking psychotropic medications. In San Bernardino County, the number of people receiving psychotropic medications increased by about 42%, from 697 to 990. In Los Angeles County, this number increased by 26%, from 2,667 to 3,373. However, in Orange County this number fell by 8%, dropping from 755 to 693. 2

Discussion The data from county jails shows an increase in the percentage of incarcerated individuals receiving psychotropic medications during recent years. As the number of individuals receiving psychotropic medication grows, county jails are increasingly required to spend considerable sums of money on these medications. Out of the 45 counties included in this study, 41 also reported the amount of money they spent on psychotropic medications for each reporting period from Quarter 1, 2016 to Quarter 4, 2016. These 41 counties spent about $8,489,620 on these medications during this year long period. The primary finding of this report, that the number of incarcerated individuals receiving psychotropic medications has increased, could be due to several different causes. First, this finding could reflect a trend toward increased incarceration in jails of seriously mentally ill individuals. Local factors, such as increased homelessness or defendants increasingly found Incompetent to Stand Trial (IST), could potentially contribute to this trend. Alternatively, the consequences of state policy changes under Public Safety Realignment that have redirected inmates with lower level offenses to jail who previously had been sentenced to prison could be driving this trend. Secondly, the increase we observe in incarcerated individuals being prescribed psychotropic medications might not be due to increased numbers of incarcerations of mentally ill individuals, but rather to better identification, diagnosis, and treatment of seriously 3

mentally ill individuals in jails. Further research should focus on identifying the ways in which jails have changed their practices during this period. Measuring the number of jail inmates receiving psychotropic medication could serve as a possible proxy for the number of individuals with serious mental illness in jail. However, the reliability of these figures depends on the consistency of mental health assessment, diagnostic, and treatment practices in all jails. The Council on Criminal Justice and Behavioral Health (CCJBH), formerly known as the Council of Mentally Ill Offenders (COMIO), and others have recommended the adoption of standardized 4 screening and assessment tools at booking. A standard screening and assessment process could allow for a more precise accounting of the mentally ill population in California and allow for more efficient allocation of funds/resources. However, in the short term, the BSCC data provides a useful baseline to help understand local incarceration trends related to serious mentally ill individuals and can help inform policies that attempt to address this issue. 4 Council on Mentally Ill Offenders. 2016. 15th Annual Report December 2016. [Link] 4

Table 1: The Number of Incarcerated Individuals Receiving otropic Medications and their Relative Representation in a Sample of CA Jurisdictions, March 2012 to February 2017 Jurisdiction # on Mar 2012 - Feb 2013 Mar 2014 - Feb 2015 Mar 2016 - Feb 2017 Mar 2012 - Feb 2017 Mar 2012 - Feb 2017 Annual ADP % on # on Annual ADP % on # on Annual ADP % on % Change in # on Percent Point Change in % on Amador 8 100 8% 10 96 11% 16 88 18% 100% 10 Butte 59 589 10% 52 584 9% 59 581 10% 0% 0 Calaveras 9 70 13% 13 79 16% 20 93 21% 122% 8 Colusa 13 64 20% 13 77 17% 14 83 17% 8% -3 Contra Costa 242 1,560 16% 274 1,521 18% 306 1,440 21% 26% 5 Del Norte 17 90 19% 25 95 26% 23 104 22% 35% 3 El Dorado 27 359 7% 55 391 14% 80 381 21% 196% 14 Fresno 281 2,629 9% 261 2,806 9% 585 2,846 21% 108% 12 Glenn 7 98 7% 9 101 9% 8 85 8% 14% 1 Humboldt 67 367 18% 55 340 16% 54 376 14% -19% -4 Imperial 18 505 4% 62 543 11% 77 486 16% 328% 12 Inyo 10 70 14% 8 65 13% 12 56 19% 20% 5 Kern 305 2,592 12% 723 2,545 28% 613 2,245 27% 101% 15 Kings 49 493 10% 92 577 16% 114 450 25% 133% 15 Lake 73 297 24% 115 332 35% 82 283 29% 12% 5 Los Angeles 2,667 17,700 15% 2,774 17,930 16% 3,373 16,145 21% 26% 6 Madera 26 448 6% 29 451 6% 36 417 9% 38% 3 Mariposa 9 39 24% 13 43 30% 9 41 22% 0% -2 Mendocino 58 261 22% 43 298 15% 43 306 14% -26% -8 Merced 64 760 9% 91 889 11% 106 687 15% 66% 6 Monterey 138 1,095 13% 192 970 20% 235 904 26% 70% 13 Napa 67 254 26% 57 208 28% 64 203 32% -4% 6 Nevada 49 195 25% 50 229 22% 50 200 25% 2% 0 Orange 755 6,544 12% 837 6,406 13% 693 6,085 11% -8% -1 Placer 75 606 12% 116 654 18% 182 699 26% 143% 14 Plumas 7 42 16% 4 49 9% 6 50 13% -14% -3 Riverside 1,342 3,897 34% 1,091 3,935 28% 1,172 3,770 31% -13% -3 Sacramento 810 4,054 20% 865 4,250 20% 854 3,808 22% 5% 2 San Benito 21 130 16% 23 132 18% 22 122 18% 5% 2 San Bernardino 697 5,524 13% 550 5,596 10% 990 5,452 18% 42% 5 San Diego 1,055 5,150 20% 1,353 5,498 25% 1,308 5,457 24% 24% 4 San Francisco 188 1,514 12% 220 1,232 18% 256 1,290 20% 36% 8 San Mateo 146 992 15% 128 979 13% 106 962 11% -27% -4 Santa Barbara 127 990 13% 106 937 11% 158 1,016 15% 24% 2 Santa Clara 607 3,667 17% 574 4,026 14% 708 3,568 20% 17% 3 Santa Cruz 51 415 13% 75 412 18% 58 403 14% 14% 1 Shasta 46 279 17% 66 334 20% 55 338 16% 20% -1 Solano 197 898 22% 265 926 29% 275 992 28% 40% 6 Sonoma 228 1,044 22% 313 1,020 31% 344 1,066 32% 51% 10 Stanislaus 80 1,144 7% 108 1,143 9% 127 1,229 10% 59% 3 Trinity 20 56 37% 12 51 23% 10 50 21% -50% -16 Tuolumne 17 134 13% 66 141 47% 43 144 30% 153% 17 Ventura 139 1,535 9% 192 1,653 12% 266 1,633 16% 91% 7 Yolo 94 439 21% 91 432 21% 116 380 31% 23% 10 Yuba 34 412 8% 41 397 10% 48 370 13% 41% 5 Total* 10,999 70,101 16% 12,112 71,373 18% 13,776 67,384 20% 25% 4 *Represents a "sample total" from the 45 jurisdictions included in the study Source: BSCC JPS Online Query 5

About the Authors Konrad Franco is a Researcher with CalHPS. He is currently pursuing a PhD in Sociology and MS in Statistics at the University of California, Davis. David Panush is the President of CalHPS. David Maxwell Jolly is a Senior Advisor for CalHPS. About California Health Policy Strategies (CalHPS), L.L.C. CalHPS is a mission driven health policy consulting group based in Sacramento. For more information, visit www.calhps.com. The research undertaken for this policy brief was funded by the California Health Care Foundation and L.A. Care as part of the Reentry Health Policy Project. 6