New Biological and Immunological Therapies for Cancer

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New Biological and Immunological Therapies for Cancer Sant P. Chawla, M.D., FRACP The Sarcoma Oncology Center, Santa Monica CA 90403 7 th International Conference on Drug Discovery &Therapy 1

Promising Developments: Immunotherapy and Gene Therapy US FDA Approved Therapies Dendritic Cell Therapy Cancer Vaccines Oncolytic Viruses Immune Checkpoint Inhibitors (mabs) In Clinical Development Targeted Retrovectors: Targeting the tumor microenvironment Rexin-G (Cytocidal Gene) Reximmune-C (GM-CSF) Targeted Lentivectors: Dendritic Cell Targeting LV305 (NY-ESO1 Gene) 2

Rexin-G Retroviral Vector: First Targeted, Injectable Gene Delivery 4

Active Vector Targeting: Targeting the Tumor Microenvironment Exposure of Collagenous (XC-) Proteins is a HistoPathological Feature of all Invasive Cancers Abnormal Tumor Microenvironment: The Collagenous XC-Proteins in a Human Tumor Biopsy are Stained Bright Blue by the Trichrome-stain Tumor cells (t) immersed in a sea of exposed collagenous (XC-) proteins: XC-Proteins (blue) Tumor Cells (t) NSCLC /adrenal XC-Proteins exposed by tumor invasion, stroma formation, & angiogenesis. 3

Advanced, Adaptive Phase I/II Trials FDA-Approved Trials Advanced: Each clinical study included a Phase II efficacy component. Adaptive: Used comprehensive analysis of clinical response criteria for this targeted biologic. Across-the-board Dose Escalation: FDA allowance upon aggregate analysis. Chemotherapy-resistant Cancers Phase I/II Study all types of sarcoma* Phase I/II Study pancreatic cancer* Phase II Study osteosarcoma* RESULTS: Rexin-G exhibits an outstanding safety record (with no DLT); dose-dependent single-agent efficacy; gains in tumor control, progression-free survival (PFS), and overall survival (OS). FDA grants Orphan Drug*: Osteosarcoma, STS, and Pancreatic Cancer 5

Advanced Phase I/II Evaluation of Tumor-Targeted Gene Delivery: Intravenous Infusions of Rexin-G as Stand-alone Therapy for Chemotherapy- Resistant Bone and Soft tissue Sarcoma Primary Endpoint: Evaluation of clinical toxicity / safety Secondary Endpoint # 1: Evaluation of vector-related safety Secondary Endpoint # 2: Identify potential tumor responses Patients: Bone and Soft Tissue Sarcoma, chemotherapy-resistant (n = 36) Dosing Schedule: Dose Escalation, Doses I-V [1-4 x 10e11 cfu i.v. BIW or TIW x 4 wks] Note: Intra-patient dose-escalation was allowed up to Dose Level II; Additional treatment cycles were given if patient had < Grade 1 toxicity Enrollment: n = 33 evaluable patients (completed one cycle with follow-up PET-CT) 6

Rexin-G Safety & Efficacy is Affirmed US FDA Grants Orphan Drug: Osteosarcoma & STS Wide Range of Sarcomas Treated # Previous Chemotherapy Regimens Median.. 4 Range.. (1-10) Many Types of Sarcomas Treated Leiomyosarcoma 10 (27%) Liposarcoma 6 (16%) Synovial cell sarcoma... 4 (11%) Osteosarcoma...... 3 ( 8%) MMMT ovary.... 2 ( 6%) Ewing s sarcoma.... 2 ( 6%) Angiosarcoma.... 2 ( 6%) Malignant fibrous histiocytoma... 2 ( 6%) Chondrosarcoma.... 1 ( 3%) Malignant spindle cell sarcoma...1 ( 3%) Fibrosarcoma.... 1 ( 3%) Amelanotic schwannoma.... 1 ( 3%) Alveolar Soft Parts Sarcoma... 1 ( 3%) Results to Date: (33 evaluable patients) Primary Endpoint: No dose limiting toxicity (DLT) was observed; Grade1 chills (n = 1), Grade 1 fatigue (n = 2); Grade 2 tumor pain (n = 2) Secondary Endpoint # 1: No vector-neutralizing antibodies; No vector integration and no RCR detected in peripheral blood lymphocytes (No Long-term Concerns) Secondary Endpoint # 2: Dose-dependent improvements in tumor control rates, progression-free survival (PFS) and overall survival (OS) times were improved 7

RESULTS of the Phase I / II Study Chemo-Resistant Bone and Soft Tissue Sarcomas Evaluation of Anti-tumor Activity of Intravenous Infusions of Rexin-G as Stand-alone Therapy Dose Level Tumor Response By RECIST Criteria Tumor Response By PET Criteria Tumor Response By CHOI Criteria Median PFS By RECIST, Months Median OS, Months One- Year Survival I (n=6) 3SD, 3PD 1PR, 4SD, 1PD 2PR, 4SD 1.2 3.2 0% II, III (n=14) 10SD, 4PD 4PR, 9SD, 1PD 7PR, 7SD 3.8 7.8 28.6% 2 yr = 0% IV, V (n=13) 9SD, 4PD 3PR, 8SD, 2PD 1PR, 10SD, 2PD 4.1 11.5 38.5% 2 yr = 31.0% Dose-dependent survival benefits, p = 0.002 8

A Case Study: Single Agent Efficacy in Osteosarcoma Osteosarcoma Note: life-threatening metastatic lesions in lungs and ~heart (A) Evidence of Rexin-G efficacy as seen in a 17-year old male Tumor responses by PET and CHOI. are noteworthy (B vs C,D) Rapid progression of disease is halted (inset) Gains in expected survival (PFS, OS) 9

A Case of Surgical Remission in Chemo-Resistant Osteosarcoma Rexin-G plus Surgery: A Lasting Remission Rexin-G Treatment Halts Progression of the Metastatic Disease Surgical excision of two remaining lesions shows: - A,C: Ossification - C,D: Cystic Conversion Neoadjuvant / Adjuvant Treatment produces a Sustained Remission with no evidence of residual disease (>7 Yrs) 10

Long-Term Follow Up Dose-Dependent Survival Benefits Advanced Phase I/II Study using Rexin-G, an XC- Targeted Gene Therapy Vector for Chemotherapy Resistant Sarcoma (Chawla et al., 2016) SAFETY: No dose-limiting toxicity No vector related toxicity EFFICACY: Controls tumor growth Improves Progression- Free Survival (PFS); Improves Overall Survival (dose-dependent OS) Dose Escalation Study Dose-Dependent Survival Benefits: the Gold Standard for Objective Response Criteria Note: 2 Long-term (>7 Yr) Cancer-free Survivors 11

A Phase II Evaluation of Tumor-Targeted Gene Delivery: Intravenous Infusions of Rexin-G as Stand-alone Therapy for Chemotherapy- Resistant Metastatic Osteosarcoma Primary Endpoint: Evaluation of efficacy Secondary Endpoint # 1: Evaluation of safety Patients: Osteosarcoma, chemotherapy-resistant (n = 22) Dosing Schedule: Dose Escalation, Doses I-II [1-3 x 10e11 cfu i.v. BIW or TIW x 4 wks] Note: Intra-patient dose-escalation was allowed up to Dose Level II; Additional treatment cycles were given if patient had < Grade 1 toxicity Enrollment: n = 17 evaluable patients (completed one cycle with follow-up PET-CT) 12

Proportion Surviving Confirmatory Phase II Study Efficacy in Chemo-resistant Osteosarcoma 1.0 0.9 A. Phase I/II Sarcoma Initial results N = 20 p = 0.005 B. Phase II Osteosarcoma Simultaneous Study N = 22 0.8 0.7 0.6 0.5 -Dose Levels I,II (n = 14) -Dose Levels I,II (n = 22) 0.4 0.3 0.2 0.1 -Dose Level 0 (n = 6) Note: 27% One-Year Survival (ITT) 23% Two-Year Survival mitt: 35% 1Yr; 29% 2Yr 0.0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 0 1 2 3 4 5 6 7 8 9 10 11 12 Time from the Beginning of Treatment (in Months) 13

Advanced Phase I/II Evaluation of Tumor-Targeted Gene Delivery: Intravenous Infusions of Rexin-G as Stand-alone Therapy for Chemotherapy- Resistant Pancreatic Cancer Primary Endpoint: Evaluation of clinical toxicity / safety Secondary Endpoint # 1: Evaluation of vector-related safety Secondary Endpoint # 2: Identify potential tumor responses Patients: Pancreatic cancer, chemotherapy-resistant (n = 20) Dosing Schedule: Dose Escalation, Doses I-IV [1-3 x 10e11 cfu i.v. BIW or TIW x 4 wks] Note: Intra-patient dose-escalation was allowed up to Dose Level II; Additional treatment cycles were given if patient had < Grade 1 toxicity Enrollment: n = 15 evaluable patients (completed one cycle with follow-up PET-CT) 14

Phase I/II Studies: Rexin-G Monotherapy Stage IVB Gemcitabine-resistant Pancreatic Cancer A. (PFS) B. (OS) Kaplan Meier plot suggests a trend toward a dose-response relationship between progression-free survival and Rexin-G dosage (n = 15 evaluable) A significant dose-response relationship between overall survival and Rexin-G dosage in the Intention to Treat Patient Population (n = 20; 5% statistical level). 15

The GeneVieve Protocol for Cancer Immunotherapy A Dual Targeted Approach: Rexin-G (Tumor Control) followed by Reximmune-C (GM-CSF expression vector provides vaccination in situ). Rexin-G is a tumor-targeted retroviral vector bearing a cytocidal Cyclin G1 construct, utilized to bring the tumor burden under control. Reximmune-C is a tumor-targeted retroviral expression vector bearing a GM-CSF gene, utilized to provide localized expression within residual tumors, thereby recruiting TILs and stimulating anti-tumor immunity. Tumor-targeted Injectable Vectors Killer T cells Gene Delivery Residual Tumor 16

First Study Results (Genevieve Protocol): A Phase I/II Study of Intravenous Rexin-G plus Reximmune-C for Chemotherapy-resistant Cancers Primary Endpoint: No dose limiting toxicity (DLT); Grade 2 tumor pain (n = 2) Secondary Endpoint # 1: No detectable GM-CSF in patients serum; No vector-neutralizing antibodies; No vector integration and no RCR detected in peripheral blood lymphocytes Secondary Endpoint # 2: See Table below for positive indications of efficacy Reximmune-C Dose Level Best Tumor Response RECIST, PET* or Bone Scan** Median PFS RECIST, PET* or Bone Scan** Months Median OS, (Months) From Start of Rexin-G Rx Per Cent > One Year Survival I (n = 5) 2PR**, 1SD, 2PD 4.5 21 80 II (n = 4) 1PR, 3SD 9 13 50 III (n = 7) 2PR*, 5SD 13 > 22 86 Note: One patient at Dose II, and one patient at Dose III had SD with extensive tumor necrosis. 17

The GeneVieve Protocol: Mech-of-Action Histology and Transgene Expression in a Residual Tumor from a Colon Cancer Patient after Infusions of Reximmune-C Immune Infiltration Following Reximmune-C The residual tumor was resected two days after infusion of Rexin-G and Reximmune C. (A) H&E: areas of tumor necrosis with tumor infiltrating lymphocytes (TILs); (B) CEA+ tumor cells, (C) immunoreactive GM-CSF transgene (reddish-brown staining material) in a necrotic tumor, (D) MPO staining granulocytes; (E-G) CD4+, CD8+ and CD20+ TILs, indicating effective recruitment of patient s tumor infiltrating lymphocytes into the residual tumor. 18

The Genevieve Protocol: Rexin-G Treatment Followed by Tumor-Targeted Reximmune-C (i.v.) Combined Effects of Rexin-G plus Reximmune-C Progressive tumor regression was observed in serial bone scans obtained over 20 months following treatment initiation with Rexin-G to control tumor growth, followed by the Reximmune-C to stimulate a local immune response. Regression of Skeletal Metastases in a Patient with Chemo-Resistant Ductal Carcinoma of Breast 19

Overall Conclusions: Phase I & II Studies of Targeted Gene Delivery Taken together these studies Indicate that: Targeted, Injectable Retroviral Expression Vectors Deliver Therapeutic Genes for Tumor Control Tumor-Targeted vectors (Rexin-G and Reximmune-C) are well-tolerated with no doselimiting or organ-related toxicity. Rexin-G controls tumor growth and may improve progression-free survival (PFS) and overall survival (OS) in chemo-resistant cancers. Reximmune-C provides an opportunity for local stimulation of tumor immune responses. 20

Thank You Sant P. Chawla, M.D., FRACP SARCOMA ONCOLOGY CENTER 2811 Wilshire Blvd, Suite 414 Santa Monica, CA 90403 21