Protein-energy oral supplementation in malnourished nursing-home residents. A controlled trial

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Age and Ageing 2000; 29: 51 56 Protein-energy oral supplementation in malnourished nursing-home residents. A controlled trial SYLVIE LAUQUE, FRANCK ARNAUD-BATTANDIER 1,ROBERT MANSOURIAN 2,YVES GUIGOZ 2, MORINNE PAINTIN 2,FATI NOURHASHEMI, BRUNO VELLAS Unité de Soins Aigus Alzheimer, CHU Purpan-Casselardit, Service du professeur Albaréde, 170 avenue de Casselardit, 31 300 Toulouse, France 1 Nestlé Clinical Nutrition, Sévres, France 2 Nestlé Research Center, Lausanne, Switzerland 2000, British Geriatrics Society Address correspondence to S. Lauque. Fax: (þ 33) 5 34 60 53 71. Email: lauque.sylvie@wanadoo.fr Abstract Objectives: to validate a nutritional intervention programme for elderly people living in nursing homes. Design: in a prospective, randomized, controlled study of 88 residents, we determined nutritional status at day 0 and day 60 using a record of dietary intake, anthropometry, hand-grip strength and mini-nutritional assessment. Dietary intake, grip strength and body weight were also recorded at day 30. We divided subjects into four groups according to their mini-nutritional assessment score. Those with a score 24 received no oral supplementation. Those at risk of malnutrition (with a score of 17 23.5) were randomized to oral supplementation. Those with a score <17 received oral supplementation. We recorded the amount of oral supplements consumed daily. Results: compliance with oral supplementation was good, and daily intake averaged about 400 kcal. The total energy intake on day 60 was significantly higher in both of the groups that received supplements. Following supplementation, most subjects at risk of malnutrition improved their mini-nutritional assessment score and increased their weight (by 1.4 0.5 kg). Neither the mini-nutritional assessment score nor weight improved in subjects at risk of malnutrition who did not receive supplements. Supplementation in the malnourished group resulted in a mean mini-nutritional assessment score increase (from 13.9 2.6 to 17.1 3.9) and a mean weight gain of 1.5 0.4 kg. Conclusion: oral nutritional supplements are well accepted and result in increased daily protein and energy intake, body weight and nutritional status in most malnourished patients and in those at risk of malnutrition. Keywords: body weight, elderly, mini-nutritional assessment, nursing homes, nutritional intake, nutritional status, oral supplementation Introduction Malnutrition is common in nursing homes [1 7]. Causes include poor dental hygiene, impairment of taste, smell, cognition, attention, manual dexterity and inability to chew or swallow. With staff unawareness, inappropriate use of restricted diets and the use of drugs which impair the desire or ability to eat, patients may become malnourished during intercurrent illness [8, 9]. Inadequate food intake in elderly patients is associated with decreased body strength, lower resistance to infections and poor quality of life. Malnutrition is associated with depression, infections, sarcopaenia, falls, fractures, reduced autonomy and increased mortality [10 13]. Our aim was to evaluate a nutrition intervention programme. We also wished to determine whether oral supplementation is well accepted by old people in nursing homes, whether it could prevent malnutrition in those who are at risk of undernutrition and whether it could improve the nutritional status of malnourished subjects. We evaluated nutritional status by the mininutritional assessment (MNA) [14, 15], a dietary intake survey. We randomized subjects and performed an oral supplementation compliance survey. Subjects and methods We enrolled 88 people (14 men and 74 women) aged 51

S. Lauque et al. 65 and over in the study. We obtained informed consent from the subjects or their legal guardians. We performed the study in eight privately-run 80-bed nursing homes in Toulouse. The protocol was approved by the local ethical committee. Patients with acute disease, uncertain life expectancy or undergoing chemotherapy were excluded as were those with impaired intestinal digestion or absorption. We performed dietary intake assessments, anthropometry, hand-grip strength and MNA at the beginning (day 0) and at the end of the study (day 60), and recorded dietary intake, hand-grip strength and body weight at day 30. We recorded the amount of the different oral supplements consumed daily by each patient. We recorded dietary intakes as well as detailed descriptions of all foods and beverages consumed during a 3-day period. Dietary data were coded by the interviewing dietician and nutrient analysis was performed using the EURONUT SENECA database [16]. We averaged the intakes over the 3 days. We measured hand-grip strength in the dominant arm by a grip-dynamometer (Vital Sign TM). The MNA included anthropometric measurements (calf and arm circumference, height, weight and weight loss) [17, 18], general assessments (lifestyle, medications, mobility), dietary questionnaires (number of meals, fluid and food intake, autonomy of feeding) and subjective assessments (self perception for health and nutrition) [19]. Using the MNA, we classified nutritional status on a 30-point scale, with 24 30 as well nourished, 17 23.5 as at risk of malnutrition and <17 as malnourished. The MNA was always performed by the same investigator (with the help of the families or staff in case of cognitive impairment). Subjects were divided into four groups according to their MNA score. The 19 well-nourished old people (MNA 24) in group A received no oral supplementation. The 41 elderly subjects at risk of malnutrition (MNA 17 23.5) were randomly allocated into groups B (no oral supplements, n ¼ 22) and C (oral supplements, n ¼ 19). All 28 malnourished subjects (MNA <17) in group D received oral supplementation. The nutritional supplements were of 300 500 kcal and were given in addition to regular meals. Four oral supplementation products (Clinutren, Nestle Clinical Nutrition, Sévres, France) were offered, each in three different flavours: Clinutren Soup (200 kcal and 10 g of protein per 200 ml), Clinutren Fruit (120 kcal and 7.5 g of protein per 200 ml), Clinutren Dessert (150 kcal and 12 g of protein per 150 ml) and Clinutren HP (Hyper- Protein; 200 kcal and 15 g of protein per 200 ml). These products were either sweet or savoury, liquid or creamy, and were served hot, warm or cold. They were enriched with proteins, vitamins and minerals and contained high amounts of energy and nutrient in a small volume. We strongly encouraged patients to consume the entire amount offered. We informed the nursing-home staff of the aim and progress of the study. A dietician visited the homes weekly or bi-weekly and directed the product distribution and intake. Consumption of each portion of supplement was measured by direct observation and recorded as all, three-quarters, half, one-quarter or none of the portion. We performed data analysis using the Number Cruncher Statistical Systems Software (NCSS, Kaysville, UT, USA). Analysis of data and influence of single independent factors was by one-way analysis of variance (ANOVA). We used the Kruskal Wallis rank test when the distribution of variables was not normal. Results Of the 88 patients enrolled, four from group D died of respiratory infection and six from group C were excluded because they withdrew consent or were admitted to hospital for intercurrent illness. The results are from the 78 patients who completed the study. The mean age was similar in groups A, B and C; subjects in group D were slightly older but this age difference was not significant (P > 0:05; Table 1). Prevalence of dementia increased with impairment of nutritional status, from 47% in group A to 91% in group D. The need for feeding assistance was related to a decrease in MNA score: most of those in group A ate without help, while 65% of group D needed assistance (Table 1). Table 1. Characteristics on entry of patients who completed the study Group... A B C D (n ¼ 19) (n ¼ 22) (n ¼ 13) (n ¼ 24)... Age (years) 83.7 7.5 84.7 5.5 84.6 5.5 88.4 3.8 Women (%) 78.9 90.9 78.6 91.3 Dementia (%) 47.3 68.2 85.7 91.3 Need for feeding assistance (%) 5.2 36.4 42.8 65.2 52

Oral supplementation in malnourished nursing-home residents Table 2. Nutritional status descriptions of groups A [mini-nutritional assessment (MNA) score 24], B and C (MNA 17 23.5) and D (MNA <17) at day 0 and day 60 Mean value SEM, by group and day... A(n = 19) B (n = 22) C (n = 13) D (n = 24)............ 0 60 0 60 0 60 0 60... Weight (kg) 61.0 2.8 b 60.5 2.8 52.5 2.4 b 51.2 2.4 53.9 2.2 b 55.3 2.5 43.9 1.7 b 45.4 1.7 c Body mass index 25.2 0.8 b 25.0 0.8 21.8 0.9 b 21.3 0.9 22.3 0.7 b 22.8 0.7 18.5 0.5 b 19.1 0.6 Grip strength (kgw) 8.4 1.7 b 10.7 2.7 5.9 1.2 b 5.2 1.2 4.0 1.9 b 4.3 2.1 2.0 0.6 b 2.8 0.9 Energy intake (kcal) Spontaneous 1689 70 1632 72 1583 56 1562 66 1558 60 1422 122 1489 64 1447 83 Supplementary 393 23 430 20 Total 1815 109 d 1877 81 d Intake/weight (kcal/kg) e 28.5 1.6 a 27.4 1.5 31.1 1.5 a 30.8 1.4 29.1 1.0 a 34.2 2.3 34.4 1.4 a 43.3 1.8 Protein intake (g) e 67.5 2.1 b 65.4 2.2 62.0 2.9 b 62.0 2.8 57.4 2.7 b 81.1 5.1 d 52.9 2.9 b 85.8 3.9 d a P < 0:05; b P < 0:001 for differences between the four groups at day 0; c P < 0:05, d P < 0:001 for differences in day 60 and day 0 between the four groups. e Including oral supplementation. On entry, the groups differed significantly with respect to their weight, body mass index, energy and protein intake and hand-grip strength (Table 2). The well-nourished patients in group A had the highest mean values while the undernourished patients in group D had the lowest. Those in groups B and C had similar and intermediate values. Mean daily supplement energy intake was similar in groups C and D (393 23 kcal and 430 20 kcal respectively). Fruit and HyperProtein were offered every other day, results being expressed as mean daily values. Both groups had good compliance with all products in each nursing home. We noted a slight decrease in the consumption after day 50 and during the weekend in both groups. Spontaneous energy intake decreased slightly in group C from 1558 60 to 1422 122 but remained stable in group B. However, the total energy intake on day 60 significantly increased to reach 1815 109 kcal in group C and 1877 81 kcal in group D (P < 0:001; Table 2). The anthropometric measures remained stable over the 2 months for the two groups that did not receive supplements. In contrast, among those who received supplements there was a mean weight gain of 1.4 0.5 kg (95% confidence interval 0.23 2.53) in group C and 1.5 0.4 kg (95% confidence interval 0.65 2.39) in group D. The changes in MNA score from day 0 to day 60 for each group are shown in Figure 1. Those in group A remained stable, except for one patient who contracted a chest infection. Group B appeared unstable because four subjects had a fall in their MNA score, five remained unchanged and others had a higher MNA score. Most subjects in group C improved their MNA score, except four who had severe intercurrent illnesses during the study. In group D, 20 of the 24 subjects increased their mean MNA score from 13.9 2.6 to 17.1 3.9. Discussion Protein-calorie malnutrition is common in old people in institutions [11]. Untreated undernutrition may result in a high rate of infection, decreased wound healing and eventually lead to death. Explanations for poor dietary intake and malnutrition include unappetising food, absence of dietician, inadequate nutritional support during intercurrent illnesses, sub-optimal dining environment [5, 7], dietary restrictions [20], multiple illnesses, side effects of drugs and the presence of infections. The effects of oral supplementation on the nutritional status of elderly people have been studied mainly in hospital. After 1 month of oral supplementation patients in hospital with a fractured femur showed lower complication rates and fewer deaths than controls who did not receive supplements [21]. In high-risk malnourished patients in orthopaedic wards sip feed supplementation avoided loss of muscle mass [22]. Giving oral supplementation at home for 6 months after hospitalization also improves the functional status of compliant patients whose diet is supplemented and increases the proportion who are independent [23]. Frail elderly patients given oral supplementation for 12 53

S. Lauque et al. Figure 1. Changes in mini-nutritional assessment score from day 0 to day 60 for a group A and b group B who did not receive oral nutritional supplements and for c group C and d group D who received 300 500 kcal of supplementation per day. weeks have been shown to gain more weight (2.1 2.3 kg) than a group with a non-supplemented diet (0.6 1.6 kg) [24]. Thus, oral supplementation in hospitalized, convalescent or frail elderly subjects accelerates recovery by increasing body weight (as well as well-being and autonomy) [21 23]. Although malnutrition is common in nursing homes, there has been only one study of oral supplementation in residents [25]. In this study, weight slowly increased over 9 10 months in most subjects on oral supplementation. However, this study was retrospective, there was no control group, nutritional status was evaluated only by serial weight measurements without anthropometric measurements or laboratory testing, and food and supplement consumption were evaluated without a written report. Our study was a prospective controlled trial with biological, anthropometric and dietary measurements. The MNA [26] allowed standardized, reproducible and reliable determination of nutritional status. Accurate observations of acceptance of oral supplementation were recorded by the same care-giver immediately after the supplement was given. Daily oral supplementation intake averaged 393 430 kcal and oral 54

Oral supplementation in malnourished nursing-home residents supplementation compliance remained good during the 60-day study period. The undernourished subjects with an MNA of <17 who received oral supplements had protein-calorie undernutrition at enrolment, as shown by body weight, grip strength and dietary intake. The weight gain of 43.9 1.7 kg to 45.4 1.7 kg in this group was related to oral supplementation: these patients gained weight, had good compliance and did not reduce their voluntary food intake. Other studies have also found that oral supplementation increases energy and nutrient intake with no reduction in voluntary food intake [23, 27 31] and that oral supplementation acceptance may be maintained even after 2 months [23, 32]. Elderly subjects at risk of malnutrition who received oral supplementation showed improvement in mean weight and MNA score compared with subjects who did not receive supplements but had similar MNA scores at enrolment. This weight gain suggests that nutritional support could be useful not only in overtly undernourished patients but also in elderly people with more subtle earlier features of undernourishment. The diagnosis of undernutrition may be overlooked and intervention can be haphazard in some nursing homes [25]. Many malnourished patients receive nutritional support at a late stage. Those at risk of malnutrition are often not tested for nutritional status and therefore not treated due to the lack of the routine use of a convenient assessment tool. The importance of nutrition in older people is not always recognized [33] by care staff: few consider it to be as therapeutic as other treatments [34]. In our study, the staff were well informed about the protocol and most of the subjects who received supplements had improved their dietary intake, gained weight and increased their MNA score by day 60. Thus, the MNA test could be used not only for nutritional screening but also a follow-up assessment tool. In conclusion, over a 2-month period, oral supplementation was associated with increased body weight and nutritional status in most malnourished patients and those at risk of malnutrition. The supplements, which were convenient and well accepted, increased daily protein and energy intakes and improved nutritional status. Key points Protein-calorie malnutrition is common in old people in institutions. Oral nutritional supplements are well accepted and result in increased daily protein and energy intake, body weight and nutritional status in most malnourished patients and in those at risk of malnutrition. The mini-nutritional assessment test is useful for both nutritional screening and follow-up assessment. References 1. Edington J, Kon P, Martyn CN. Prevalence of malnutrition in patients in general practice. Clin Nutr 1996; 15: 60 3. 2. McWhirter JP, Pennington CR. Incidence and recognition of malnutrition in hospital. Br Med J 1994; 308: 945 8. 3. Rudman D, Feller AG. Protein-calorie undernutrition in the nursing home. J Am Geriatr Soc 1989; 37: 173 83. 4. Kerstetter JE, Holhausen BA, Fitz PA. Malnutrition in the institutionalized older adult. J Am Diet Assoc 1992; 92: 1109 16. 5. Abbasi AA, Rudman D. Observation on the prevalence of proteincalorie undernutrition in VA nursing homes. J Am Geriatr Soc 1993; 41: 117 21. 6. Shaver HJ, Loper JA, Lutes RA. Nutritional status of nursing home patients. J Parenter Enteral Nutr 1980; 4: 367 70. 7. Pinchcofsky-Devin GD, Kaminski MV. Incidence of protein-calorie malnutrition in the nursing home population. J Am Coll Nutr 1987; 2: 109 12. 8. White JV. Risk factors for poor nutritional status. Prim Care 1994; 21: 19 31. 9. Henderson CT. Nutrition and malnutrition in the elderly nursing home patients. Clin Geriatr Med 1988; 4: 527 47. 10. Abbasi AA, Rudman D. Undernutrition in the nursing home: prevalence, consequences, causes and prevention. Nutr Rev 1994; 4: 113 22. 11. Alix E, Constans T. Epidémiologie de la malnutrition protéinoénergétique (MPE) chez les personnes âgées. In l Année Gérontologique SERDI 1998; 81 98. 12. Frisoni GB, Franzoni S, Rozzini R. Food intake and mortality in the frail elderly. J Gerontol Med Sci 1995; 4: 203 10. 13. Mowé M, Bohmer T, Kindt E. Reduced nutritional status in an elderly population (>70 y) is probable before disease and possibly contributes to the development of disease. Am J Clin Nutr 1994; 59: 317 24. 14. Guigoz Y, Vellas B, Garry PJ. Mini Nutritional Assessment: a practical assessment tool for grading the nutritional state of elderly patients. Facts Res Gerontol 1994; 4: 15 59. 15. Guigoz Y, Vellas B, Garry PJ. Assessing the nutritional status of the elderly: the Mini Nutritional Assessment as part of the geriatric evaluation. Nutr Rev 1996; 54: S59 65. 16. EURONUT-SENECA: a concerted action on nutrition and health in the European community; nutrition and the elderly in Europe. Eur J Clin Nutr 1991; 45 (suppl. 3). 17. Chumlea WC, Vellas B, Roche AF. Particularités et intérêt des mesures anthropométriques du statut nutritionnel des personnes âgées. Age Nutr 1990; 1: 7 12 18. Chumlea WMC, Guo ShS, Vellas B. Anthropometry and body composition in the elderly. Facts Res Gerontol 1994; 61 70. 19. Eckert D, Bosse R. Change with self-reported health with retirement; Ageing Hum Dev 1982; 15: 213 23. 20. Ferry M. Undernutrition of elderly patients. Ann Biol Clin 1990; 48: 303 8. 21. Delmi M, Rapin CH, Bengoa JM et al. Dietary supplementation in elderly patients with fractured neck of femur. Lancet 1990; 335: 1013 6. 22. William CM, Driver LT, Older JA. Controlled trial of sip-feed supplements in elderly orthopaedic patients. Eur J Clin Nutr 1989; 4: 267 74. 55

S. Lauque et al. 23. Volkert D, Hubsch S, Oster P. Nutritional support and functional status in undernourished geriatric patients during hospitalization and 6 months follow-up. Aging Clin Exp Res 1996; 8: 386 95. 24. Gray-Donald K, Payette H. Randomized clinical trial of nutritional supplementation shows little effect on functional status among free living frail elderly. J Nutr 1995; 125: 2965 71. 25. Johnson LE, Dooley PA. Oral nutritional supplement use in elderly nursing home patients. J Am Geriatr Soc 1993; 9: 947 52. 26. Guigoz Y, Vellas B. Test dévaluation de l état nutritionnel de la personne âgée: le Mini Nutritional Assessment (MNA). Méd Hyg 1995; 53 : 1965 8. 27. Elmsthal S, Steen B. Hospital nutrition in geriatric long term care medicine: effects of dietary supplements. Age Ageing 1987; 16: 73 80. 28. Rana SK, Bray J. Menzies-Gow et al. Short term benefits of postoperative oral dietary supplements in surgical patients. Clin Nutr 1992; 11: 337 44. 29. Woo J, Ho SC. Mac YT et al. Nutritional status of elderly during recovery from chest infections and the role of nutritional supplementation assessed by a prospective randomized single-blind trial. Age Ageing 1994; 23: 40 8. 30. Ovesen L. The effect of a supplement which is nutrient dense compared to a standard concentration nutritional intake of anorectic patients. Clin Nutr 1992; 11: 154 7. 31. Rudman D, Abbasi AA, Isaacson K. Observations on the nutrients intakes of eating-dependant nursing home residents: underutilization of micronutrient supplements. J Am Coll Nutr 1995; 14: 604 13. 32. Gray-Donald K, Payette H, Boutier V et al. Evaluation of the dietary intake of homebound elderly and the feasibility of dietary supplementation. J Am Coll Nutr 1994; 13: 277 84. 33. Loew F, Rapin CH. The paradoxes of quality of life and its phenomenological approach. J Palliat Care 1994; 1: 37 41. 34. Fabiny AR, Kiel DP. Assessing and treating weight loss in nursing home patients. Clin Geriatr Med 1997; 4: 737 51. Received 6 November 1998; accepted in revised form 12 April 1999 56