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FEP Medical Policy Manual FEP 2.04.19 Pharmacogenomic and Metabolite Markers for Patients Treated With Effective Date: April 15, 2018 Related Policies: None Pharmacogenomic and Metabolite Markers for Patients Treated With Description The thiopurine drugs which include azathioprine (a pro-drug for mercaptopurine), mercaptopurine, and thioguanine are used to treat a variety of diseases; however, it is recommended that the use of thiopurines be limited due to a high rate of drug toxicity. Mercaptopurine and thioguanine are directly metabolized by the thiopurine S-methyltransferase (TPMT) enzyme. Susceptibility to drug toxicity is linked to the level of TPMT activity. The variation in TPMT activity has been related to three distinct TPMT variants. Pharmacogenomic analysis of TPMT status is proposed to identify patients at risk of thiopurine drug toxicity and adjust medication doses accordingly; measurement of metabolite markers has also been proposed. FDA REGULATORY STATUS Clinical laboratories may develop and validate tests in-house and market them as a laboratory service; laboratory-developed tests must meet the general regulatory standards of the Clinical Laboratory Improvement Amendments. Several thiopurine genotype, phenotype, and metabolite tests are available under the auspices of the Clinical Laboratory Improvement Amendments. Laboratories that offer laboratory-developed tests must be licensed by the Clinical Laboratory Improvement Amendments for high-complexity testing. To date, the U.S. Food and Drug Administration has chosen not to require any regulatory review of this test. Prometheus, a commercial laboratory in San Diego, offers thiopurine genotype, phenotype, and metabolite testing for those on thiopurine therapy. The tests are referred to as Prometheus TPMT Genetics, Prometheus TMPT enzyme, and Prometheus thiopurine metabolites, respectively. Other laboratories that offer TPMT genotyping include Quest Diagnostics (TPMT Genotype; Madison, NJ), ARUP Laboratories (TPMT DNA; Salt Lake City, UT), and Specialty Laboratories (TPMT GenoTypR ; Valencia, CA), PreventionGenetics (TPMT Deficiency via the TPMT Gene; Marshfield, WI), Genelex (TPMT; Seattle, WA), and Fulgent Genetics (TPMT; Temple City, CA). POLICY STATEMENT One-time genotypic or phenotypic analysis of the thiopurine methyltransferase (TPMT) enzyme may be considered medically necessary in patients beginning therapy with azathioprine, mercaptopurine, or thioguanine OR in patients on thiopurine therapy with abnormal complete blood count results that do not respond to dose reduction. Original Policy Date: December 2011 Page: 1

Effective Policy Date: April 15, 2018 Page: 2 of 6 Genotypic and/or phenotypic analysis of the TPMT enzyme is considered investigational in all other situations. Analysis of the metabolite markers azathioprine and mercaptopurine, including 6-methyl-mercaptopurine ribonucleotides and 6-thioguanine nucleotides, is considered investigational. POLICY GUIDELINES Thiopurine methyltransferase (TPMT) testing cannot substitute for complete blood count monitoring in patients receiving thiopurines. Early drug discontinuation may be considered in patients with abnormal complete blood count results. Dosage reduction is recommended in patients with reduced TPMT activity. Alternative therapies may need to be considered for patients who have low or absent TPMT activity (homozygous for nonfunctional alleles). Accurate phenotyping results are not possible in patients who received recent blood transfusions. TPMT genotyping and phenotyping would only need to be performed once. Genetic Counseling Genetic counseling is primarily aimed at patients who are at risk for inherited disorders, and experts recommend formal genetic counseling in most cases when genetic testing for an inherited condition is considered. The interpretation of the results of genetic tests and the understanding of risk factors can be very difficult and complex. Therefore, genetic counseling will assist individuals in understanding the possible benefits and harms of genetic testing, including the possible impact of the information on the individual s family. Genetic counseling may alter the utilization of genetic testing substantially and may reduce inappropriate testing. Genetic counseling should be performed by an individual with experience and expertise in genetic medicine and genetic testing methods. BENEFIT APPLICATION Screening (other than the preventive services listed in the brochure) is not covered. Please see Section 6 General exclusions. Benefits are available for specialized diagnostic genetic testing when it is medically necessary to diagnose and/or manage a patient s existing medical condition. Benefits are not provided for genetic panels when some or all of the tests included in the panel are not covered, are experimental or investigational, or are not medically necessary. Experimental or investigational procedures, treatments, drugs, or devices are not covered (See General Exclusion Section of brochure). RATIONALE Summary of Evidence For individuals who are treated with thiopurines who receive TPMT genotype analysis or TPMT phenotype analysis, the evidence includes studies of diagnostic performance, systematic reviews, and randomized controlled trials. Relevant outcomes are symptoms, morbid events, and change in disease status. A large number of studies have assessed the diagnostic performance of TMPT genotyping and phenotyping tests. A meta-analysis found a pooled sensitivity of about 80% and specificity near 100% for identifying patients with subnormal enzymatic activity. Three randomized controlled trials (total N=1145 patients) compared TPMT genotype/phenotype testing with no testing and empirical weight-based thiopurine dosing. There was no significant difference in the incidence of hematologic adverse events, treatment discontinuation rates, or clinical remission. However, secondary analysis of a small number of individuals who had intermediate enzymatic activity/heterozygous genotype or homozygous genotype/low enzymatic activity showed that TPMT testing to guide dosing was associated with statistically significant risk reduction in hematologic adverse events with a wide margin of error. In summary, 200 patients would

Effective Policy Date: April 15, 2018 Page: 3 of 6 have to be genotyped to avoid 1 episode of a hematologic adverse drug reaction (7.4% vs 7.9%; ie, 0.5% risk difference). The number needed to treat to avoid 1 episode of a hematologic adverse drug reaction would be 5 for at-risk individuals (risk difference in patients with a genetic variant, 20.3; 2.6% vs 22.9%). In addition, a small, inadequately powered randomized controlled trial that assessed phenotype TPMT testing found no difference in treatment discontinuation rates due to adverse drug reactions between the 2 arms. The evidence is sufficient to determine that the technology results in a meaningful improvement in the net health outcome. For individuals who are treated with thiopurines who receive azathioprine and/or 6-mercaptoprine metabolites analysis, the evidence includes a systematic review as well as prospective and retrospective studies. Relevant outcomes are symptoms, morbid events, and change in disease status. There is insufficient evidence from prospective studies to determine whether knowledge of metabolite marker status will lead to improved outcomes (primarily improved disease control and/or less adverse drug events). Findings for studies evaluating the association between metabolite markers and clinical remission are mixed, and no prospective comparative trials have compared health outcomes in patients managed using metabolite markers with current approaches to care. The evidence is insufficient to determine the effects of the technology on health outcomes. SUPPLEMENTAL INFORMATION Practice Guidelines and Position Statements National Comprehensive Cancer Network National Comprehensive Cancer Network (v.3.2017) guidelines on acute lymphoblastic leukemia state that testing for thiopurine methyltransferase (TPMT) gene variants should be considered for patients receiving mercaptopurine (6-MP) in particular, patients who develop severe neutropenia on 6-MP. 26 North American Society for Pediatric Gastroenterology, Hepatology and Nutrition In 2013, the North American Society for Pediatric Gastroenterology, Hepatology and Nutrition on inflammatory bowel disease (IBD) published consensus recommendations on the role of the TMPT enzyme and thiopurine metabolite testing in pediatric IBD. 27 Recommendations (high and moderate) included: 1. TPMT testing is recommended before initiation of TPs [thiopurines] to identify individuals who are homozygous recessive or have extremely low TPMT activity 2. Individuals who are homozygous recessive or have extremely low TPMT activity should avoid use of TPs because of concerns for significant leucopenia. 3. All individuals on TPs should have routine monitoring of CBC [complete blood cell] and WBC [white blood cell] counts to evaluate for leucopenia regardless of TPMT testing results. 4. Metabolite testing can be used to determine adherence to TP therapy. 5. Metabolite testing can be used to guide dosing increases or modifications in patients with active disease. 6. Routine and repeat metabolite testing has little or no role in patients who are doing well and taking an acceptable dose of a TP. British Association of Dermatologists The 2011 guidelines from the British Association of Dermatologists addressed the safe and effective prescribing of azathioprine for the management of autoimmune and inflammatory skin diseases. 28 The guidelines included the following recommendations on analysis of TMPT activity and azathioprine toxicity: There is strong evidence that baseline testing predicts severe neutropenia in patients with absent TMPT activity.

Effective Policy Date: April 15, 2018 Page: 4 of 6 There is good evidence that intermediate TMPT activity is associated with myelotoxicity in patients using conventional azathioprine doses. TMPT testing only identifies haematological toxicity, hence the continued need for regular monitoring of blood counts irrespective of TMPT status. American Gastroenterological Association Institute Recommendations from a 2017 American Gastroenterological Association Institute guidelines on therapeutic drug monitoring in IBD are summarized in Table 2. 29 Table 1. Evidence-Based Clinical Guidelines on Therapeutic Drug Monitoring in IBD Recommendation SOR QOE In adults with IBD being started on thiopurines, AGA suggests routine TPMT testing Conditional Low (enzymatic activity or genotype) to guide thiopurine dosing In adults treated with thiopurines with active IBD or adverse effects thought to be due to Conditional Very low thiopurine toxicity, AGA suggests reactive thiopurine metabolite monitoring to guide treatment changes In adults with quiescent IBD treated with thiopurines, AGA suggests against routine Conditional Very low thiopurine metabolite monitoring AGA: American Gastroenterological Association; IBD: irritable bowel disease; QOE: quality of evidence; SOR: strength of recommendation; TPMT: thiopurine methyltransferase. Not applicable. U.S. Preventive Services Task Force Recommendations Medicare National Coverage There is no national coverage determination (NCD). In the absence of an NCD, coverage decisions are left to the discretion of local Medicare carriers. REFERENCES 1. Hindorf U, Appell ML. Genotyping should be considered the primary choice for pre-treatment evaluation of thiopurine methyltransferase function. J Crohns Colitis. Jul 2012;6(6):655-659. PMID 22398041 2. Booth RA, Ansari MT, Loit E, et al. Assessment of thiopurine S-methyltransferase activity in patients prescribed thiopurines: a systematic review. Ann Intern Med. Jun 21 2011;154(12):814-823, W-295-818. PMID 21690596 3. Donnan JR, Ungar WJ, Mathews M, et al. Systematic review of thiopurine methyltransferase genotype and enzymatic testing strategies. Ther Drug Monit. Apr 2011;33(2):192-199. PMID 21240057 4. Liu YP, Wu HY, Yang X, et al. Association between thiopurine S-methyltransferase polymorphisms and thiopurine-induced adverse drug reactions in patients with inflammatory bowel disease: a meta-analysis. PLoS One. Mar 2015;10(3):e0121745. PMID 25799415 5. Dong XW, Zheng Q, Zhu MM, et al. Thiopurine S-methyltransferase polymorphisms and thiopurine toxicity in treatment of inflammatory bowel disease. World J Gastroenterol. Jul 7 2010;16(25):3187-3195. PMID 20593505 6. Roy LM, Zur RM, Uleryk E, et al. Thiopurine S-methyltransferase testing for averting drug toxicity in patients receiving thiopurines: a systematic review. Pharmacogenomics. Apr 2016;17(6):633-656. PMID 27020704 7. Zur RM, Roy LM, Ito S, et al. Thiopurine S-methyltransferase testing for averting drug toxicity: a meta-analysis of diagnostic test accuracy. Pharmacogenomics J. Aug 2016;16(4):305-311. PMID 27217052 8. Liang JJ, Geske JR, Boilson BA, et al. TPMT genetic variants are associated with increased rejection with azathioprine use in heart transplantation. Pharmacogenet Genomics. Dec 2013;23(12):658-665. PMID 24121523 9. Konidari A, Anagnostopoulos A, Bonnett LJ, et al. Thiopurine monitoring in children with inflammatory bowel disease: a systematic review. Br J Clin Pharmacol. Sep 2014;78(3):467-476. PMID 24592889 10. Dubinsky MC, Lamothe S, Yang HY, et al. Pharmacogenomics and metabolite measurement for 6- mercaptopurine therapy in inflammatory bowel disease. Gastroenterology. Apr 2000;118(4):705-713. PMID 10734022

Effective Policy Date: April 15, 2018 Page: 5 of 6 11. Gilissen LP, Wong DR, Engels LG, et al. Therapeutic drug monitoring of thiopurine metabolites in adult thiopurine tolerant IBD patients on maintenance therapy. J Crohns Colitis. Jul 2012;6(6):698-707. PMID 22398098 12. Dhaliwal HK, Anderson R, Thornhill EL, et al. Clinical significance of azathioprine metabolites for the maintenance of remission in autoimmune hepatitis. Hepatology. Oct 2012;56(4):1401-1408. PMID 22488741 13. Kopylov U, Amre D, Theoret Y, et al. Thiopurine metabolite ratios for monitoring therapy in pediatric Crohn disease. J Pediatr Gastroenterol Nutr. Oct 2014;59(4):511-515. PMID 24918978 14. Wong DR, Coenen MJ, Derijks LJ, et al. Early prediction of thiopurine-induced hepatotoxicity in inflammatory bowel disease. Aliment Pharmacol Ther. Feb 2017;45(3):391-402. PMID 27943397 15. Coenen MJ, de Jong DJ, van Marrewijk CJ, et al. Identification of patients with variants in TPMT and dose reduction reduces hematologic events during thiopurine treatment of inflammatory bowel disease. Gastroenterology. Oct 2015;149(4):907-917 e907. PMID 26072396 16. Newman WG, Payne K, Tricker K, et al. A pragmatic randomized controlled trial of thiopurine methyltransferase genotyping prior to azathioprine treatment: the TARGET study. Pharmacogenomics. Jun 2011;12(6):815-826. PMID 21692613 17. Sayani FA, Prosser C, Bailey RJ, et al. Thiopurine methyltransferase enzyme activity determination before treatment of inflammatory bowel disease with azathioprine: effect on cost and adverse events. Can J Gastroenterol. Mar 2005;19(3):147-151. PMID 15776134 18. Gisbert JP, Luna M, Mate J, et al. Choice of azathioprine or 6-mercaptopurine dose based on thiopurine methyltransferase (TPMT) activity to avoid myelosuppression. A prospective study. Hepatogastroenterology. May-Jun 2006;53(69):399-404. PMID 16795981 19. Gardiner SJ, Gearry RB, Begg EJ, et al. Thiopurine dose in intermediate and normal metabolizers of thiopurine methyltransferase may differ three-fold. Clin Gastroenterol Hepatol. Jun 2008;6(6):654-660; quiz 604. PMID 18467186 20. Gisbert JP, Nino P, Rodrigo L, et al. Thiopurine methyltransferase (TPMT) activity and adverse effects of azathioprine in inflammatory bowel disease: long-term follow-up study of 394 patients. Am J Gastroenterol. Dec 2006;101(12):2769-2776. PMID 17026564 21. Kennedy NA, Asser TL, Mountifield RE, et al. Thiopurine metabolite measurement leads to changes in management of inflammatory bowel disease. Intern Med J. Mar 2013;43(3):278-286. PMID 22946880 22. Morales A, Salguti S, Miao CL, et al. Relationship between 6-mercaptopurine dose and 6-thioguanine nucleotide levels in patients with inflammatory bowel disease. Inflamm Bowel Dis. Apr 2007;13(4):380-385. PMID 17206711 23. Nguyen TV, Vu DH, Nguyen TM, et al. Relationship between azathioprine dosage and thiopurine metabolites in pediatric IBD patients: identification of covariables using multilevel analysis. Ther Drug Monit. Apr 2013;35(2):251-257. PMID 23503453 24. Gearry RB, Barclay ML, Roberts RL, et al. Thiopurine methyltransferase and 6-thioguanine nucleotide measurement: early experience of use in clinical practice. Intern Med J. Oct 2005;35(10):580-585. PMID 16207256 25. Armstrong L, Sharif JA, Galloway P, et al. Evaluating the use of metabolite measurement in children receiving treatment with a thiopurine. Aliment Pharmacol Ther. Nov 2011;34(9):1106-1114. PMID 21929546 26. National Comprehensive Cancer Network (NCCN). NCCN Clinical practice guidelines in oncology: Acute Lymphoblasic Leukemia. Version 3.2017 https://www.nccn.org/professionals/physician_gls/pdf/all.pdf. Accessed September 18, 2017. 27. Benkov K, Lu Y, Patel A, et al. Role of thiopurine metabolite testing and thiopurine methyltransferase determination in pediatric IBD. J Pediatr Gastroenterol Nutr. Mar 2013;56(3):333-340. PMID 23287804 28. Meggitt SJ, Anstey AV, Mohd Mustapa MF, et al. British Association of Dermatologists' guidelines for the safe and effective prescribing of azathioprine 2011. Br J Dermatol. Oct 2011;165(4):711-734. PMID 21950502 29. Feuerstein JD, Nguyen GC, Kupfer SS, et al. American Gastroenterological Association Institute guideline on therapeutic drug monitoring in inflammatory bowel disease. Gastroenterology. Sep 2017;153(3):827-834. PMID 28780013 POLICY HISTORY Date Action Description December 2011 New Policy December 2012 Update Policy Policy updated with literature search, References updated, Policy

Effective Policy Date: April 15, 2018 Page: 6 of 6 statements unchanged. September 2013 Update Policy Policy updated with literature search. References 7,9,15 and 20 added; other references renumbered or removed. Policy statements unchanged. September 2014 September 2015 Update Policy Update Policy Policy updated with literature review. References 5, 6, and 18 added. Policy statements unchanged. Policy updated with literature review; references 4, 11 and 21 added. Policy statements unchanged. March 2017 Update Policy Policy updated with literature review through November 3, 2016; references 6-7 and 14 added. Policy statements unchanged. March 2018 Update Policy Policy updated with literature review through September 11, 2017; references 14, 17, and 29 added. Policy statements unchanged.