Celsion Symposium New Paradigms in HCC Staging: HKLC vs. BCLC Staging

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Celsion Symposium New Paradigms in HCC Staging: HKLC vs. BCLC Staging Ronnie T.P. Poon, MBBS, MS, PhD Chair Professor of Hepatobiliary and Pancreatic Surgery Chief of Hepatobiliary and Pancreatic Surgery The University of Hong Kong Queen Mary Hospital Hong Kong, China 1

BCLC Staging and Treatment Algorithm Stage 0 PST 0, Child-Pugh A HCC Stage A C Okuda 1 2, PST 0 2, Child-Pugh A B Stage D Okuda 3, PST <2, Child-Pugh C Very early stage (0) Single <2 cm Carcinoma in situ Early stage (A) Single or 3 nodules <3 cm, PS 0 Intermediate stage (B) Multinodular PS 0 Advanced stage (C) Portal invasion, N1, M1, PS 1 2 Terminal stage (D) Single Portal pressure bilirubin Increased 3 nodules 3 cm Associated diseases Unresectable disease Normal No Yes Resection Liver transplantation (CLT/LDLT) PEI/RFA TACE Sorafenib 2 Curative treatments (30%) 5-year survival: 40 70% Randomised controlled trials (RCTs) (50%) 3-year survival: 10 40% Symptomatic (20%) Survival <3 months Llovet, et al. J Natl Cancer Inst 2008

BCLC Stage Distribution in Asian Countries 80 70 60 % 50 40 Hong Kong (QMH) Seoul (YLCSC) 30 20 Taiwan (NTU) Japan (MRCH) 10 0 Early stage (A) Intermediate stage (B) Advanced Stage (C&D) 3 Asia-Pacific Cancer Conference, 2009

BCLC is too Conservative in Treatment Recommendation Many clinicians especially in the East consider that: Role of surgical resection can be extended to intermediate or locally advanced HCC with intrahepatic venous invasion Role of ablation can be extended to tuomr 3-5 cm, or even slightly > 5 cm Role of transarterial therapy can be extended to locally advanced HCC with intrahepatic venous invasion 4

APASL Consensus on Treatment of HCC Confined to the liver Main portal vein patent Extrahepatic metastasis Main portal vein tumor thrombus Solitary or multifocal tumor in noncirrhotic liver or Child A cirrhosis Child A / B Child C Yes No Sorafenib or systemic therapy trial Resection / RFA (for < 3 cm HCC) Solitary tumor 5 cm 3 tumors 3 cm No venous invasion Tumor 5 cm 3 tumors Invasion of hepatic / portal vein branches Child A Child B Child C Child A / B Child s C 5 Local ablation Transplantation TACE Supportive care Omata et al. Hepatol Int 2010

Hepatectomy for HCC at QMH 1995-2011 (1282 Patients) 6 All patients (n=1282) Age [Median (Range)] 57 (5-89) Sex (M:F) 1035:247 Hepatitis B 1092 (85.2%) Hepatitis C 55 (4.3%) Cirrhosis 783 (61.1%) AFP [Median (Range)] 83.5 (1-1,335,900) Tumor size [Median (Range)] 5.2 (0.7-28.0) Multiple tumors (BCLC B) 358 (28%) Macroscopic venous invasion* (BCLC C) 105 (8%) *PV 83; HV 19; IVC 3

Resection for Multifocal HCC

Survival of Patients with Multiple Tumors P<0.0001 Overall Survival Median (mths) 1-year 3-year 5-year Solitary (n=924) 92.6 89% 73% 62% Multiple (n=358) 28.0 69% 44% 30% P-value <0.001 solitary (n=924) multiple (n=358) 8

9 Combined Resection and Ablation

Combined Resection and RFA for Multifocal HCC at QMH 19 patients with multiple HCCs and no major venous invasion received hepatectomy in combination with RFA with curative intent (combined treatment group) 54 patients with multifocal HCC undergoing hepatectomy alone in the same period were selected as case control (resection alone group) Cheung et al. World J Gastroenterol 2010 10

Cumulative survival(%) Overall Survival Results Combined treatment vs. resection alone No hospital mortality in both groups 100 90 80 70 60 Overall survival p=0.496 combination Median survival: 53.0 vs. 44.5 months 50 40 30 20 10 0 0 10 20 30 40 resection alone 50 60 70 months

HCC with Macroscopic Venous Invasion PVTT Disease-free for > 6 years after resection

Survival of Patients with Macroscopic Venous Invasion P<0.0001 Without macrovascular invasion (n=1169) With macrovascular invasion (n=113) Overall Survival Median (mths) 1-year 3-year 5-year Without macrovascular invasion (n=1169) 70 87% 68% 58% With macrovascular invasion (n=113) 12 28% 18% 15% P-value <0.0001 Disease-free survival 5-yr. DF survival 13% 13

Resection for HCC with Macroscopic Venous Invasion Taiwan Experience 112 patients with HCC with portal vein tumor thrombus underwent curative resection, including 15 patients who underwent a concomitant portal vein resection owing to extension of tumor thrombi to the portal bifurcation Operative mortality 2.7% 5-year survival 26.4% in patients with PV resection, 28.5% in patients without PV resection 5-year disease-free survival 21.6% in patients with PV resection, 20.4% in patients without PV resection 14 Wu et al. Arch Surg 2000

Cumulative Survival (%) RFA for HCC: < 3 cm Tumor size 3 cm: complete ablation rate 95% in each group 100 90 Tumor size <= 3 cm Percutaneous (n=92) 100 90 Tumor size <= 3 cm Percutaneous 80 70 60 50 40 Surgical (n=63) 80 70 60 50 40 Surgical Open Percutaneous 30 30 20 10 0 0 6 12 P=0.30 20 10 P = 0.30 P P = 0.21 = 0.35 0 18 24 30 36 0 6 12 18 24 30 36 Survival in months Survival in months 15 Overall survival Recurrence-free survival Khan, Poon et al, Arch Surg 2008

Cumulative Survival (%) RFA for HCC 3-5 cm Tumor size > 3 cm: complete ablation rate 95% vs 92% 100 90 Tumor size 3.1 to 5 cm Surgical (n=48) 100 90 Tumor size 3.1 to 5 cm 80 80 70 60 Percutaneous (n=25) 70 60 Surgical 50 40 Percutaneous 50 40 Percutaneous 30 30 20 10 P=0.03 20 P = 0.35 10 0 0 6 12 18 24 30 36 0 0 6 12 18 24 30 36 Survival in months Survival in months Overall survival Recurrence-free survival 16

? Role of RFA for Large HCC > 5 cm Percutaneous RFA for HCC > 5 cm: Complete ablation rate < 50% (compared with 90% for HCC < 3 cm) Livraghi et al, Radiology 2000 Guglielmi et al, Hepatogastroenterology 2003 Open RFA for HCC > 5 cm: Complete ablation rate 83% (vs. 96% for HCC < 3 cm) Poon et al, Arch Surg 2004 17

18

RF Liver Ablation + ThermoDox Expanding the Treatment Zone RFA misses micrometastases outside ablation zone RFA+Thermodox: Infuse Thermodox ~15 min. prior to RFA ThermoDox Ablation Zone Thermal Zone Drug concentrates in the Thermal Zone 19 Ablation releases doxorubicin in Thermal Zone expanding treatment area and destroying micrometastases RFA Electrode 19

HEAT Study 20 General Eligibility: Non-resectable HCC No more than 4 lesions At least 1 lesion > 3cm and none > 7cm No previous treatment Child-Pugh A or B Stratification: Lesion size: 3-5 vs >5-7 cm RFA technique: - open surgical - laparoscopic or - percutaneous 20 R a n d o m i z e N = 350 N = 350 Endpoints ThermoDox plus RFA RFA alone Primary: PFS (Progression Free Survival) Secondary: OS (Overall Survival), TTLR (Time to Local Recurrence), Safety, PRO (Time to Definite Worsening) Poon et al. ILCA 2013

Overall Survival Median Time to OS event RFA + TDox: 53.66 mos. RFA Alone: 53.40 mos. 21 Hazard Ratio (Trt A/Trt B): 1.011 (CI 0.761, 1.286) 21

Progression Free Survival Median Time to Progression RFA + TDox: 13.97 mos. RFA Alone: 13.87 mos. 22 Hazard Ratio (Trt A/Trt B): 0.957 (CI 0.780, 1.170) 22

Post Hoc Analysis Ablation time or strategy was not mandated in HEAT Study High degree of variability exists with ablation cycles and treatment time by lesion size Recent simulation studies show that prolonged heating > 45 min. is required in order to achieve optimal tissue concentrations of doxorubicin 23 23 23

Sub-Group Analysis of HEAT Study Data: 285 Patients with Optimized RFA (>45 mins)

OPTIMA Phase 3 RCT of Thermodox - Optimizing both RFA & Chemotherapy Optimized thermal ablation (by requiring multiple overlapping RFA ablation cycles) Optimized doxorubicin tumor tissue concentration (by heating the target area for at least 45 minutes to concentrate a therapeutic amount of doxorubicin in tumor tissue) Eligibility limited to patients with a single HCC lesion Overall Survival is the primary endpoint

Probability of survival (%) Probability of survival (%) TACE for HCC with PV Invasion Vascular invasion: Barcelona: 0%; Hong Kong 27% 2-year OS of untreated group: Barcelona: 27%; Hong-Kong 11% Chemoembolisation Control Chemoembolisation Control P = 0.009 P = 0.002 Barcelona Hong-Kong 0 12 24 36 48 60 0 6 12 18 24 30 36 42 Months from randomization Months from randomization 26 Llovet JM et al. Lancet 2002;359:1734 9 Lo CM et al. Hepatology 2002;35:1164 71

TACE for Patients with PV Tumor Thrombosis Meta-analysis of 6 prospective (n=3) or retrospective (n= 3) trials of TACE for patients with PVTT Forest plots of the favored effect of TACE for 6-month OS (A)Subgroup analysis in HCC with MPV (B) Subgroup analysis in HCC with segmental PVTT Xue et al. BMC Gastroenterol 2013

Transarterial Yttrium-90 for PV Tumor Thrombus M/50 HBsAg +, Child A cirrhosis Right lobe HCC with PV tumor thrombus extending to SMV Y-90 Transarterial Yttrium-90 radioemebolization induced partial response and regression of PV tumor thrombus 28

Hong Kong Liver Cancer Staging System with Treatment Stratification for HCC Prospectively collected data (2026 variables covering demographic, clinical, laboratory, treatment, and survival data) from 3856 patients with HCC (predominantly HBV-related) treated at Queen Mary Hospital from 1995-2008 Cox regression was used to account for the relative effects of factors in predicting overall survival times Classification and regression tree (CART) analyses were used to classify disparate treatment decision rules All patients were allocated randomly into a training set or a test set in 1:1 ratio 29 Yau et al. Gastroenterology 2014

Hong Kong Liver Cancer Staging System Tumors in the liver classified into early, intermediate and advanced based on 0, 1 or >/= 2 adverse prognostic factors : Liver tumor status Size Number of nodules Intrahepatic Venous Invasion Early 5 cm 3 No Intermediate 5 cm 3 Yes 5 cm > 3 No >5 cm 3 No Locally-advanced 5 cm > 3 Yes >5 cm 3 Yes > 5 cm > 3 Any Diffuse Any Any 30

Hong Kong Liver Cancer Staging System HCC ECOG 0-1 Child A/B ECOG 2-4 Child C No EVM* EVM* Early tumor Intermediate tumor Locally advanced tumor Early tumor Intermediate/ advanced tumors Stage 1 Stage 2 Stage 3 Stage 4 Stage 5a Stage 5b Resection/ LT/ablation Resection Resection/ TACE Systemic therapy Liver Supportive Transplantation care 31 *EVM, extrahepatic vascular invasion/metastasis

Comparison of HKLC and BCLC Staging System The HKLC system has significantly better ability than the BCLC system to distinguish between patients with specific overall survival times (area under the receiver operating characteristic curve values, approximately 0.84 vs 0.80; concordance index, 0.74 vs 0.70) HKLC identifies subsets of BCLC intermediate- and advanced-stage patients for more aggressive treatments than what were recommended by the BCLC system, which improved survival outcomes 32

Comparison of HKLC and BCLC Staging System When patients received treatment according to the HKLC algorithm, the median OS time of these patients would be 16.6 months, in contrast to 8.9 months when they received treatment according to the BCLC algorithm 33 Hypothetical Kaplan Meier estimated overall survival curves of the HKLC scheme and the BCLC scheme. The survival data of patients who were not treated with HKLC-recommended treatments were substituted by a random draw from the group of patients who had a similar prognosis and were treated according to HKLC recommendations. The BCLC curve was created in a similar way.

Comparison of HKLC and BCLC Staging System Of BCLC-B patients classified as HKLC-II, the survival benefit of radical therapies, compared with TACE, was substantial (5-year survival, 52.1% vs 18.7%; P <.0001) 34

Comparison of HKLC and BCLC Staging System 35 In BCLC-C patients classified as HKLC-II, the survival benefit of radical therapies compared with systemic therapy was pronounced (5-year survival probability, 48.6% vs 0.0%; P <.0001).

Key Differences between HKLC and BCLC - Staging Classification HKLC Staging: Combine ECOG 0 and 1 into one category to reflect clinical practice patients with symptoms should not be excluded from radical treatment Refined stratification of local tumor(s) in the liver using the triad of tumor size (5 cm as cut-off diameter), tumor number, and macroscopic vascular invasion Separate classification of locally advanced tumor (stage 3b) and tumor with extehepatic venous invasion or metastasis (stage 4) Unique stage Va for transplantable early HCC associated with Child C cirrhosis and ECOG >1 36

Key Differences between HKLC and BCLC - Treatment Recommendation Multifocal tumors or intrahepatic vascular invasion NOT considered contraindication for surgical resection Ablation recommended for tumor up to 5 cm Intrahepatic vascular invasion NOT considered contraindication for transarterial therapies More aggressive treatments give better survival outcomes, provided with careful patient selection in terms of liver function reserve 37

38.It is possible (if not likely) that the HKLC system will become the new standard and accepted universally.

Conclusions HKLC provides a more refined staging and more aggressive treatment algorithm than BCLC Surgical resection plays an important role in prolonging survival in patients with intermediate or even locally advanced HCC with good liver function reserve, and it offers the only hope of CURE for such patients RFA offers an alternative curative treatment for early HCC as well as intermediate stage HCC with tumors up to 5 cm TACE or transarterial Y90 may prolong survival in patients with portal vein tumor thrombus and good liver function More aggressive treatments in HKLC staging give better overall survival than in BCLC staging 39

40 Thank you!