The EuResist GEIE data base

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Prediction Of Antiretroviral Therapy Outcomes In Poor Resource Countries: Comparison Between Genotype Resistance Testing Based vs. Treatment History Models MCFProsperi 1,MRosen Zvi 2,AAltmann 3,EAharoni 2, Y Peres 2,A Sönnerborg 4, F Incardona 1,DStruck 5,RKaiser 6 and M Zazzi 7 for the EuResist study group 1 Informa CRO, Rome, Italy; 2 IBM Haifa research lab, Haifa, Israel; 3 Max Planck Institute for Informatics, Saarbruecken, Germany; 4 Karolinska Institute, Stockholm, Sweden; 5 CRP Santé, Luxembourg; 6 University of Cologne, Cologne, Germany; 7 University of Siena, Siena, Italy

Summary In high income countries, guidelines recommend genotypic resistance testing (GRT) both before starting antiretroviral therapy (ART) and at ART failure Appropriate funding and/or facilities to perform GRTs may be not available in low middle income countries, leaving physicians to switch therapy based solely on the clinical/immunological conditions (sometimes even without virological monitoring) Treatment history is one of the most crucial factors to play a role in the response to a new treatment. Other important factors are virologic and immunologic monitoring We investigated a set of statistical learning models to optimise ART sequencing in the absence of GRT

The EuResist GEIE data base EuResist is a no profit foundation It is the largest data base in the world comprising clinical, demographic and genomic data of HIV+ patients from national cohorts of Western Europe (Italy, Germany, Sweden, Luxembourg) 34 000 patients 500 000 CD4 and 400 000 HIV RNA measurements 100 000 antiretroviral therapies 31 000 HIV sequences (polymerase) It is open to any kind of collaboration and data exchange We already set up collaboration with other European HIV cohorts (Virolab, comprising data from Spain, Netherlands, Belgium, and France) and with Russia

EuResist current model The EuResist GEIE in previous years developed a statistical learning methodology for optimal ART sequencing http://engine.euresist.org The doctor inserts in a public website patient s GRT, HIV RNA, CD4 and other information The doctor gets a list of suitable therapies with an estimation of the probability to reach undetectable viral load after 8 weeks Our ongoing research In low middle income countries often the GRT is not available, and sometimes HIV RNA testing We are developing a free model that provides optimal ART sequencing WITHOUT the need of a GRT, using only information of patient s therapy history and clinical markers

EuResist Model Customised ART sequencing Patient s Age, gender HIV RNA CD4 Experienced drugs HIV GRT Statistical model Web service

How can we create a prediction model from the data? Statistical learning (or data mining) is the process of mining knowledge from raw data, i.e. to build a decision system based on data evidences There are several modeling techniques that have been invented (some with strange names), such as Neural Networks, Linear or Logistic Regression, Decision Trees, Random Forests, Bayesian Networks, Support Vector Machines Every model is supported by statistical validation, i.e. we test how the model behaves with unseen examples

How to Predict virological response for a given ART: data needed Treatment Change Episodes (TCE) with ART or cart Baseline HIV RNA load, CD4+ T cell counts Baseline HIV polymerase genotype and subtype Patient s demographics (age, sex, ethnicity, mode of HIV transmission ) Previous drug usages (>1 year usage) for each drug class and each single drug 8 weeks and 24 weeks HIV RNA response Success defined as the achievement of <500 cp/ml (or >2 Log decrease from baseline at 8 weeks)

A treatment change episode

The challenge: predicting optimal ART without GRT Current EuResist model, that uses GRT, predicts the correct virological outcome for a given ART on average with 76% accuracy We will test some statistical learning models that DO NOT USE GRT, but only information of patient s drug history (DH) We will compare GRT based vs DH based models and we will see if there are sensible loss in performance We will investigate the performance of the model in extra EU scenarios

Statistical models and validation procedures Random Forest (RF) classifier Nested modelling on subsets of input covariates Genotype based (GRT) Drug history based (DH) Non linear, high performing model Goodness of fit functions Accuracy (% of correct classifications) Area Under the Receiver Operating Characteristic (AUC), true positive vs. false negative rates Multiple Cross Validation (MCV) Model comparison via adjusted t test

Results on the EuResist data subset used for training and validation Descriptive Statistics 2,831 and 2,579 instances for 8 and 24 weeks response data subsets 68.2%and 69.8% of patients reached virological success at 8 and 24 weeks

Results Descriptive statistics

Results Descriptive statistics % of drugs and drug combinations in TCE

Results: GRT vs. DH model 8 weeks outcome 24 weeks outcome Accuracy (sd) AUC (sd) Accuracy (sd) AUC (sd) DH 74.78% (1.97) 0.76 (0.03) 78.64% (2.19) 0.83 (0.02) GRT + DH 76.25% (1.93) 0.77 (0.03) 79.75% (2.14) 0.84 (0.03) All models adjusted for baseline markers, current ART, and demographic indicators No statistically significant differences found between GRT and DH after adjusted t test

Results: GRT vs. DH overall 8 weeks response

Results: GRT vs. DH by therapy line There is an increase in performance by increasing the therapy line: i.e. all models predict better when there is a long known therapy history On the other hand, subsequent therapy lines are likely to be more unsuccessful

Results: GRT vs. DH by subtype There is a drop in performance both for GRT and DH, but seems that the DH model is more robust to the subtype change 8 weeks response

Conclusions In our study population, GRT and DH RF models show equivalent performance, and the same holds when comparing against GRT+DH RF model by increasing therapy line, there is a concomitant increase in performance, but a clear higher risk of virological failure By training on B subtypes and testing on non B, there is a drop in performance both for GRT and DH models; however, it seems that the DH based model is more robust to this loss By an additional sensitivity analysis, we excluded GRT guided TCE and our main findings were confirmed

Limitations and future perspectives We assumed that there is availability of baseline HIV RNA load tests and we considered virologic success as outcome We did not account for different ART switching policies driven by clinical/immunological criteria rather than by virologic criteria We did not restrict analysis on ART combination more commonly used in low middle income countries Additional analyses to solve these issues above are advisable In addition we foresee: In depth analysis for non Bsubtypes data contribution to EuResist is welcome Free web service implementation

Contacts EuResist website www.euresist.org EuResist ART optimisation engine http://engine.euresist.org/ Mattia Prosperi (machine learning group) ahnven@yahoo.it Francesca Incardona (EuResist coordinator) f.incardona@informacro.info