NoCVA Preventing Avoidable Readmissions Collaborative. Pre-work: Assessing Risk April 21, 2014

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NoCVA Preventing Avoidable Readmissions Collaborative Pre-work: Assessing Risk April 21, 2014

Agenda Context Collaborative Overview Setting up to succeed Why assess risk of readmission Methods to assess risk of readmission Next steps

Readmissions Hospitalizations = 1/3 of the $2 trillion spent on health care 20% of US hospitalizations are readmissions within 30 days of discharge Up to 76% of those are avoidable Partnership for Patients goal to reduce readmissions 20%

Mission To improve transitions in care and reduce avoidable hospital readmissions.

% Readmissions (All Cause, All Payer) Goals: Reduce readmission rates by 20% from 2010 baseline 12% 10% 8% 6% 4% 2% Readmissions: 1-30 days (NoCVA) 0% Jan-10 Apr-10 Jul-10 Oct-10 Jan-11 Apr-11 Jul-11 Oct-11 Jan-12 Apr-12 Jul-12 Oct-12 Jan-13 Apr-13 Measure 10.3% 10.5% 10.2% 10.2% 10.5% 10.4% 10.2% 10.4% 10.2% 10.0% 9.8% 9.9% 10.1% 10.0% PforP Goal 8.3% 8.3% 8.3% 8.3% 8.3% 8.3% 8.3% 8.3% 8.3% 8.3% 8.3% 8.3% 8.3% 8.3% # Hospitals 104 104 104 104 104 104 104 104 104 104 104 104 102 103

Reduction in Readmission Rates is a national race to the top 6

Even a small reduction means big impact! 3% change in readmit rates Estimated avoidance of 3,435 readmissions annually Estimated savings: $33 million dollars

Goals Increase the number of patients in the pilot unit or population who undergo assessment for risk of readmission to 95%. Increase number of patients in the pilot unit or population who are assessed to be at high risk of readmission who are scheduled for a follow-up physician visit within 7 days of discharge from hospital to 95%. Increase the number of patients in the pilot unit or population who are assessed to be at high risk of readmission who receive a follow-up visit or telephone call to 95%. Test and implement process improvements in four key areas: enhanced assessment of post-hospital needs, effective teaching/enhanced learning, ensuring post-hospital care follow-up and providing real-time handover communications. 10% improvement or national 25 th percentile in scores on four HCAHPS dimensions

Methods Pilot Unit / Spread to other units Multidisciplinary tiered project team Assessment of 5 recent readmissions Observations Process maps Risk assessment Follow up appointments and follow up calls or visits

Methods Test improvement in 4 key areas: Enhanced assessment of patient post-hospital needs Effective teaching and enhanced patient learning Ensuring post-hospital care follow-up Providing real-time handover communications Implement and spread improvements Community engagement readiness assessment Community cross continuum team

Pilot Unit Have you chosen a pilot unit or population/ unit or population for spread? Yes No If yes, type in which unit or population

Project Team What roles are represented on your project team?

Planning Template

Why assess risk of readmission? Limited resources, time and financial, available for care transitions interventions Reduce readmissions to improve population health, care experience, and costs (Triple Aim)

Poll / chat Does your hospital use a tool to assess risk of readmission? a. Yes, hospital-wide b. On some units c. No

Poll / chat What types of factors does your readmission risk assessment consider? a. Clinical factors only b. Psychosocial factors only c. Both clinical and psychosocial factors d. Clinical, psychosocial and utilization factors e. N/A (no readmission risk assessment)

Poll / chat Please chat in some of the predictors (clinical, psychosocial, or both) considered in your hospital s readmission risk assessment.

Multiple, complicated risk factors inconsistencies regarding which characteristics are most predictive STAAR How-to Guide, IHI Efforts are needed to improve the ability to identify the likelihood of readmission RED Toolkit, AHRQ Post-hospital Care Access Diagnosis and Comorbidities Readmission <30-Days Patient Activation Psychosocial Support High Utilization: >3 hospitalizations Step 4: Identify Which Patients Should Receive the RED. Tool 2: How to Begin the Re-Engineered Discharge Implementation at Your Hospital RED Toolkit. Agency for Healthcare Research & Quality. 2013. http://www.ahrq.gov/professionals/systems/ hospital/toolkit/redtool2.html#step4 STAAR How-to Guide: Transitions from the Hospital to Community Setting to Reduce Avoidable Rehospitalizations. Institute for Healthcare Improvement. 2012. http://www.ihi.org/knowledge/pages/tools/ HowtoGuideImprovingTransitionstoReduceA voidablerehospitalizations.aspx

High Impact Target Population Metric Virginia North Carolina # (%) of patients with 3 hospitalizations # (%) of hospitalizations used by H.U. # of readmissions among H.U. % of readmissions that occur in H.U. Readmission rate among H.U. 23,682 (13%) 27,765 (12%) 61,060 (22%) 108,814 (30%) 36,998 42,204 71% 68% 40% 39% Amy Boutwell, 3/27/14 webinar, based on Medicare Data from QIOs

Characteristics of good readmission risk assessments Good predictive ability Considers relevant predictors related to both clinical and psychosocial factors of readmission Easily interpreted results Stratification of risk groups Targeted interventions Time-manageable Cost-manageable

Stratification of outcomes Each tool analyzes differently Some have two strata, high-risk or not Some use stoplight, three-strata system using scores Beneficial to identify high-risk patients Include in intensive programs i.e. home visits

How have these been measured? Post-hospital Care Access Patient Activation Readmission <30-Days Psychosocial Support Diagnosis and Comorbidities High Utilization

Variables considered Specific medical diagnosis or comorbidity index Mental health comorbidities Mental illness Alcohol or substance abuse Illness severity Severity index (acuity of admission) Lab results Prior use of medical services Hospitalizations (non-elective) or ED visits Clinic visits or missed clinic visits Kansagara D, Englander H, Salanitro A, et al. Risk prediction models for hospital readmission: a systematic review. JAMA 2011;306(15):1688-98.

Variables considered (cont.) Overall functional status Functional status, ADL dependence, and mobility Cognitive impairment Visual or hearing impairment Self-rated health or quality of life Sociodemographic factors Age Sex Race/ethnicity Kansagara D, Englander H, Salanitro A, et al. Risk prediction models for hospital readmission: a systematic review. JAMA 2011;306(15):1688-98.

Variables considered (cont.) Social determinants of health SES, income, and employment status Insurance status Education Marital status or number of people in home Caregiver ability/other social support Access to care Discharge destination (home, nursing home, SNF, etc.) Kansagara D, Englander H, Salanitro A, et al. Risk prediction models for hospital readmission: a systematic review. JAMA 2011;306(15):1688-98.

Interrelation of factors Some predictors used are affected by multiple factors Polypharmacy and problem medications PCP access, relationship, or history Patient or caregiver activation Length of stay Clinical Factors Readmission <30-Days Psychosocial Factors

LACE tool Length of Stay Acuity of Admission Inpatient or outpatient Comorbidity ER Visits Previous 6 months Readmission Risk Calculator. Modified LACE tool. Mobile application, 2011. RAADplan.com

HOSPITAL score Hemoglobin level Oncology Sodium level Procedure Index admission Type no. of Admissions in past year Length of stay Donze J, Aujesky D, et al. Potentially Avoidable 30-Day Hospital Readmissions in Medical Patients: Derivation and Validation of a Prediction Model. 2013.

Risk Assessment Tool: the 8Ps. BOOSTing Care Transitions. Society of Hospital Medicine. 2008. http://www.hospitalmedicine.org/resourceroomredesign/rr_c aretransitions/html_cc/06boost/03_assessment.cfm 8Ps

8Ps Problem medications (warfarin, digoxin, insulin, etc.) Psychological (depression) Principal diagnosis (cancer, stroke, DM, HF, COPD) Polypharmacy (>5 medications) Poor health literacy (inability to TeachBack) Patient support (caregiver absence) Prior hospitalization (non-elective, prior 6 months) Palliative care (progressive serious illness) Risk Assessment Tool: the 8Ps. BOOSTing Care Transitions. Society of Hospital Medicine. 2008. http://www.hospitalmedicine.org/resourceroomredesign/rr_ CareTransitions/html_CC/06Boost/03_Assessment.cfm

STAAR STAAR How-to Guide: Transitions from the Hospital to Community Setting to Reduce Avoidable Rehospitalizations. Institute for Healthcare Improvement. 2012. http://www.ihi.org/knowledge/pages/tools/howtoguideimprovingtransitionstoreduceavoidablerehospitalizations.aspx

Patient Activation Measure. Insignia Health. 2012. http://www.insigniahealth.com/solutions/patie nt-activation-measure PAM

Developing new approaches Discharge Risk Assessment. EQ Health Solutions: The Medicare QIO for Louisiana. 2011. http://louisianaqio.eqhs.org/pdf/care%20transitions/d xriskassessment_rev5_12.pdf

Developing new approaches Discharge Risk Assessment. EQ Health Solutions: The Medicare QIO for Louisiana. 2011. http://louisianaqio.eqhs.org/pdf/care%20transitions/dxriskassessment_rev5 _12.pdf

New Hanover Regional Medical Center Readmission Risk Assessment Scale April 21 st, 2014 Eva Pittman, MSN, RN-BC, CCRN

PDSA: Develop a Readmission Risk Assessment Scale Cycle 1: Retrospective Study 90% success at predicting readmission Concurrent study 91% accurate with clinical estimate Almost all patients ruled in high risk Cycle 2: Retrospective Study 71% success at predicting readmission Concurrent study 92% accurate with clinical estimate Cycle 3: More Selective Retrospective Study 95% success at predicting readmission

PDSA Cycle 4: Test Readmission Risk Assessment Scale on Other Units Nephrology 3 rd Floor: Concurrent study 84% accurate with clinical estimate Percent of patient population identified as high risk 65% Cape Fear 2 nd Floor: Concurrent study 100% accurate with clinical estimate Percent of patient population identified as high risk 37% CMTU 8 th Floor: Concurrent Study 86% success at predicting readmission Percent of patient population identified as high risk 69% Staff Feedback: Psychosocial is the biggest factor for readmissions Consider using a Likert Scale Add ESRD to scale Add Smoking and diet issues to psychosocial as it plays a big part in CHF patients Scale easy to use

Cascading Beyond the Pilot Unit & Transitioning from Paper Assessment to Electronic 38

Common pitfalls Unnecessary length / complication is not feasible to incorporate into existing workflow Inappropriate stratification, too high or too low too few or too many patients categorized as high risk Deficient criteria does not cover both clinical and psychosocial factors Vagueness in definitions of predictors affects repeatability and reproducibility

Suggested methods Work within feasibility constraints Time, cost, existing workflow for assessment Resources available for interventions from results of assessment Include both clinical and psychosocial factors Clarify definitions of predictors Identify high-risk and target interventions

Going forward Choose, create, and/or reevaluate the pilot unit s risk assessment tool to identify high-risk patients using the suggested methods Apply risk assessment and appropriate process methods (follow up with primary care doc, etc.) Remember: best choice of model may depend on setting and the population (Kansagra et al) assessment is an ongoing process that requires the multidisciplinary team (STAAR) Kansagara D, Englander H, Salanitro A, et al. Risk prediction models for hospital readmission: a systematic review. JAMA 2011;306(15):1688-98. STAAR How-to Guide: Transitions from the Hospital to Community Setting to Reduce Avoidable Rehospitalizations. Institute for Healthcare Improvement. 2012. http://www.ihi.org/knowledge/pages/tools/howtoguideimprovingtransitio nstoreduceavoidablerehospitalizations.aspx

Resources Coleman E, Min S, Chomiak A, et al. Posthospital Care Transitions: Patterns, Complications and Risk Identification. Health Service Research. 2004. Discharge Risk Assessment. EQ Health Solutions: The Medicare QIO for Louisiana. 2011. http://louisianaqio.eqhs.org/pdf/care%20transitions/dxriskassessment_rev5_12.pdf Donze J, Aujesky D, et al. Potentially Avoidable 30-Day Hospital Readmissions in Medical Patients: Derivation and Validation of a Prediction Model. 2013. Kansagara D, Englander H, Salanitro A, et al. Risk prediction models for hospital readmission: a systematic review. JAMA 2011;306(15):1688-98. Patient Activation Measure. Insignia Health. 2012. http://www.insigniahealth.com/solutions/patient-activationmeasure Readmission Risk Calculator. Modified LACE tool. Mobile application, 2011. RAADplan.com Risk Assessment Tool: the 8Ps. BOOSTing Care Transitions. Society of Hospital Medicine. 2008. http://www.hospitalmedicine.org/resourceroomredesign/rr_caretransitions/html_cc/06boost/03_assess ment.cfm STAAR How-to Guide: Transitions from the Hospital to Community Setting to Reduce Avoidable Rehospitalizations. Institute for Healthcare Improvement. 2012. http://www.ihi.org/knowledge/pages/tools/howtoguideimprovingtransitionstoreduceavoidablerehospitaliza tions.aspx Step 4: Identify Which Patients Should Receive the RED. Tool 2: How to Begin the Re-Engineered Discharge Implementation at Your Hospital RED Toolkit. Agency for Healthcare Research & Quality. 2013. http://www.ahrq.gov/professionals/systems/hospital/toolkit/redtool2.html#step4

Timeline Complete leadership assessment and review on leadership 1:1 call Recruit and convene multidisciplinary, tiered, cross continuum project team Develop or review risk assessment; plan piloting or spread of risk assessment Prework Webinar #2: Observation of Patient Discharge Process and Process Mapping Complete IHI Diagnostic Assessment of 5 recent readmissions By May 19 By May 5 By May 5 May 5 By June 18 Develop process map of patient discharge By June 18 Prework Webinar #3: Data Overview May 19 Develop plan to collect, submit and use your data By June 18 In-person Learning Session June 18

Contact For more information, contact: Laura Maynard, Director of Collaborative Learning, lmaynard@ncha.org 919-677-4121 Erica Preston-Roedder, Director of Quality Measurement, eroedder@ncha.org 919-677-4125 Dean Higgins, Project Manager, dhiggins@ncha.org