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ATHLETES & PRESCRIBING PHYSICIANS PLEASE READ USADA can grant a Therapeutic Use Exemption (TUE) in compliance with the World Anti- Doping Agency International Standard for TUEs. The TUE application process is thorough and designed to balance the need to provide athletes access to critical medication while protecting the rights of clean athletes to complete on a level playing field. Included in this document is a checklist of items necessary for a complete TUE Application and the WADA Guidelines used to evaluate TUE Applications for your specific condition. (Please be aware that the TUE Committee may ask for additional information while evaluating TUE Applications). It is important that the TUE Application include all the documentation outlined in the checklist below. Please reference the included guidelines for details related to types of diagnoses, specific laboratory tests, and more. TUE APPLICATION CHECKLIST Complete and legible TUE Application form Copies of all relevant examinations and clinical notes from the original diagnosis through present o Including documented decline in renal function and the surgical report from the renal transplant Copies of all laboratory results/reports related to the diagnosis (please see the guidelines for specific results to include) A statement from the physician explaining why the Prohibited Substance is needed o Please explain why permitted alternative treatments were not effective or not appropriate/indicated for treatment

(SECONDARY TO END-STAGE RENAL DISEASE) 1. Medical Condition The aetiology of the end-stage renal disease necessitating transplantation must be well documented with confirmation by the attending surgeon and renal physician. Although uncommon in elite athletes, recent cases of renal transplantation in highprofiled athletes have been reported. 2. Diagnosis - The diagnosis of end-stage renal disease must be accompanied by an appropriate history of documented decline in renal function confirmed by a renal physician. - A report from the treating surgeon including surgical procedures must also be provided. - It is necessary to provide the history of declining renal function and associated evidence that the criteria for renal transplantation have been met. This may be provided by the family physician with appropriate endorsement from a registered nephrologist. 3. Good Medical Practice In the management of post-transplant patients, it is possible that combination therapy may be required including the use of: 1. Glucocorticoids (GCs) 2. Beta-Blockers 3. Diuretics 4. Erythropoietin (EPO) or agents stimulating EPO release (ESA in different forms such CERA and pergylated forms 5. Hypoxia-inducible factor (HIF) proyl-hydroxylase inhibitors. These are orally available agents (GSK 1278863 and FG 2216) that upregulate the transcription of EPO gene and hence increase production of EPO and which are currently in phase 2 & 3 clinical studies. WADA World Anti-Doping Program 1 This Guideline is reviewed annually to determine whether revisions to the Prohibited List or new medical practices or standards warrant revisions to the document. If no changes are deemed warranted in the course of this annual review, the existing version remains in force.

4. Route of administration All agents should be administered orally with the exception of erythropoietin either intravenously or via subcutaneous injection. 5. Frequency of administration Daily doses of GCs (5-10mg daily for maintenance), beta-blockers, diuretics and EPO in accordance with current guidelines (see references). For EPO the current guidelines recommend a haemoglobin of 120g/L. 6. Recommended duration of treatment The treatment is life-long with recommended annual review by a renal physician. 7. Other non-prohibited alternative treatments Following renal transplantation, there is no other appropriate, non-prohibited treatment available. 8. Consequences to health if treatment is withheld Given that the criteria for renal transplantation have been met, the consequences of withholding prescribed treatment from these individuals will impact significantly upon the function of the transplanted kidney as well as the health of that individual. This applies to immunosuppressive therapy (GCs) and cardiovascular medications (including Beta-blockers). Most renal transplant recipients will present a history of hypertension secondary to chronic renal disease. Untreated, hypertension appears to be linked to reduced longterm graft and patient survival. Thus, anti-hypertensive therapy, including diuretics, where indicated is essential. In cases where moderate graft impairment is confirmed, patients may require EPO supplementation due to reduced EPO production. EPO therapy is indicated as per guidelines for the management of anaemia associated with chronic kidney disease. WADA World Anti-Doping Program 2

9. Treatment monitoring Routine assessment of renal function including monitoring of blood pressure will be at the discretion of the renal physician. Haematological and biochemical parameters are routinely measured, so a record of values are readily available to detect any unexpected changes. 10. TUE validity and recommended review process Lifetime therapy in accordance with clinical status and an annual review is acceptable. Any changes to the therapeutic regime involving prohibited agents should be well documented and endorsed by a renal physician and form the basis of a revised TUE. At annual review, athletes on EPO should have blood tests including Hb, Hematocrit, RBC count, Reticulocyte count. Values for these parameters over the preceding 12 months should be provided to detect any unexpected changes. The recommended validity of a TUE for a case of renal transplantation is 10 years, with an annual review required to revalidate, as described above. 11. Any appropriate cautionary matters Renal transplantation in elite athletes is not a common occurrence. However there are documented contemporary cases and the consistent application of best practice guidelines is essential. 12. References 2003 European Society of Hypertension- European Society of Cardiology New Guidelines for treatment of Hypertension J Hypertens. 2003 Jun; 21(6):1011-53 KDOQI clinical practice guidelines for chronic kidney disease: Evaluation, classification, and stratification. Kidney Disease Outcome Quality Initiative. Am J Kidney Dis 39:S1-S266, 2002 (suppl 2) Chobanian AV, Bakris GL, Black HR, Cushman WC, Green LA, Izzo JL Jr, Jones DW, Materson BJ, Oparil S, Wright JT Jr, Roccella EJ: The Seventh Report of the Joint National Committee on Prevention, Detection, Evaluation, and Treatment of High Blood Pressure: The JNC 7 report. JAMA 289:2560-2572, 2003 Drueke TB, Parfrey PS. Summary of the KDIGO guideline on anemia and comment: reading between the (guide) line (s). Kidney International 2012; 82:952-960 WADA World Anti-Doping Program 3

Gupta N, Wish JB. Hypoxia-Inducible Factor Prolyl Hydroxylase Inhibitors: A Potential New Treatment for Anemia in Patients With CKD. Am J Kidney Dis. 2017 Jun;69(6):815 26. Kidney Disease: Improving Global Outcomes (KDIGO) Anemia Work Group. KDIGO Clinical Practice Guideline for Anemia in Chronic Kidney Disease. Kidney inter., Suppl. 2012; 2: 279 335. WADA World Anti-Doping Program 4