ZAP-70 Compared with Immunoglobulin Heavy-Chain Gene Mutation Status as a Predictor of Disease Progression in Chronic Lymphocytic Leukemia

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original article Compared with Immunoglobulin Heavy-Chain Gene Mutation Status as a Predictor of Disease Progression in Chronic Lymphocytic Leukemia Laura Z. Rassenti, Ph.D., Lang Huynh, B.S., Tracy L. Toy, B.S., Liguang Chen, M.D., Ph.D., Michael J. Keating, M.D., John G. Gribben, M.D., Ph.D., Donna S. Neuberg, Sc.D., Ian W. Flinn, M.D., Ph.D., Kanti R. Rai, M.D., John C. Byrd, M.D., Neil E. Kay, M.D., Andrew Greaves, B.S., Arthur Weiss, M.D., Ph.D., and Thomas J. Kipps, M.D., Ph.D. abstract background The course of chronic lymphocytic leukemia (CLL) is variable. In aggressive disease, the CLL cells usually express an unmutated immunoglobulin heavy-chain variable-region gene (IgV H ) and the 7-kD zeta-associated protein (), whereas in indolent disease, the CLL cells usually express mutated IgV H but lack expression of. methods We evaluated the CLL B cells from 37 patients with CLL for and mutations in the rearranged IgV H gene. We then investigated the association between the results and the time from diagnosis to initial therapy. results We found that was expressed above a defined threshold level in 117 of the 164 patients with an unmutated IgV H gene (71 percent), but in only 24 of the 143 patients with a mutated IgV H gene (17 percent, P<.1). Among the patients with positive CLL cells, the median time from diagnosis to initial therapy in those who had an unmutated IgV H gene (2.8 years) was not significantly different from the median time in those who had a mutated IgV H gene (4.2 years, P=.7). However, the median time from diagnosis to initial treatment in each of these groups was significantly shorter than the time in patients with negative CLL cells who had either mutated or unmutated IgV H genes (P<.1). The median time from diagnosis to initial therapy among patients who did not have was 11. years in those with a mutated IgV H gene and 7.1 years in those with an unmutated IgV H gene (P<.1). From the Chronic Lymphocytic Leukemia Research Consortium (L.Z.R., L.H., T.L.T., L.C., M.J.K., J.G.G., D.S.N., I.W.F., K.R.R., J.C.B., N.E.K., A.G., T.J.K.); University of California, San Diego, La Jolla (L.Z.R., L.H., T.L.T., L.C., A.G., T.J.K.); M.D. Anderson Cancer Center, Houston (M.J.K.); Dana Farber Cancer Institute, Boston (J.G.G., D.S.N.); Kimmel Cancer Center, Johns Hopkins, Baltimore (I.W.F.); Long Island Jewish Medical Center, New Hyde Park, N.Y. (K.R.R.); Ohio State University, Columbus (J.C.B.); Mayo Clinic, Rochester, Minn. (N.E.K.); and Howard Hughes Medical Institute, University of California, San Francisco, San Francisco (A.W.). Address reprint requests to Dr. Kipps at 95 Gilman Dr., UCSD School of Medicine, La Jolla, CA 9293, or at tkipps@ucsd.edu. N Engl J Med 24;351:893-91. Copyright 24 Massachusetts Medical Society. conclusions Although the presence of an unmutated IgV H gene is strongly associated with the expression of, is a stronger predictor of the need for treatment in B-cell CLL. 893

the clinical course of chronic lymphocytic leukemia (CLL) is variable. 1-3 Some patients have aggressive disease and require therapy within a relatively short time after diagnosis, whereas others have indolent, asymptomatic disease, need no therapy for many years, and are not likely to benefit from palliative chemotherapy. 4 Because of the difficulty of predicting the course of disease at the time of diagnosis and the uncertainty of the value of early treatment, therapy is currently recommended only for patients with disease that is progressive, symptomatic, or both. 5,6 This practice continues despite the advent of new treatments that might be effective in patients with a low tumor burden. CLL cells may have several characteristics that are associated with relatively aggressive disease. One such characteristic is the absence of somatic mutations in rearranged IgV H genes. (Germ-line gene segments, termed V H, D, and J H, rearrange to form a gene that encodes the variable region of the heavy chain of the immunoglobulin molecule; somatic mutations in these segments typically occur in antigen-stimulated B cells.) Others are functional loss of p53, expression of CD38, the del(11q22.3) mutation, or complex cytogenetic abnormalities. 7,8 Currently, unmutated IgV H genes are the strongest predictor of aggressive disease. 9-14 However, aggressive disease is not always associated with a rearranged IgV H gene that is unmutated. 15,16 Furthermore, sequencing of rearranged IgV H genes is not easily performed in a clinical laboratory. DNA-microarray studies have shown that the gene-expression patterns of CLL cells with unmutated IgV H genes are similar to those of cells with mutated IgV H genes, but that the patterns of both are distinct from those of other leukemias and lymphomas. 17,18 Nevertheless, the two subtypes of CLL can be distinguished by the differential expression of a small number of genes, one of which encodes, an intracellular tyrosine kinase with a critical role in T-cell receptor signaling. 19,2 Recent studies have found that is associated with enhanced signaling by the cell-surface immunoglobulin receptor of CLL B cells, irrespective of the mutational status of IgV H, 21 and that measurement of can serve as a surrogate for the mutational status of IgV H. 22,23 We sequenced the IgV H genes and measured levels in CLL B cells from 37 patients who are followed by the Chronic Lymphocytic Leukemia Research Consortium (CRC) to examine whether the expression of by CLL B cells is a stronger predictor of the need for early treatment than IgV H mutation status. methods sample processing and patient selection Written informed consent was obtained from all the patients at the time of their enrollment in the CRC. Blood was drawn from 37 patients with CLL (Table 1) and 14 age-matched, healthy adults. The CRC institutions provided the date of diagnosis and the date of the initiation of therapy, if therapy had been given. The samples were analyzed to determine both the level and the IgV H mutational status. Peripheral-blood mononuclear cells were isolated by density-gradient centrifugation with the use of Ficoll-Paque Plus (Amersham Biosciences). The isolated cells were washed and then suspended in fetal-calf serum containing 1 percent dimethylsulfoxide for storage in liquid nitrogen for subsequent use. clinical database Clinical and basic-science data related to each blood sample were collected with use of the CRC Information Management System, a 128-bit encrypted, password-secured Web application. The system allows CRC investigators to enter and review correlative clinical data pertaining to blood samples sent to the tissue core laboratory. Analyses of samples accessioned through the tissue core laboratory are available to laboratory staff and CRC investigators through role-specific access controls (i.e., predefined levels of access for each user s role within the CRC). Patient data and samples are all de-identified by means of masked serial identifiers. All activities regarding the use of patient data and samples followed or exceeded the requirement guidelines set forth in the Health Insurance Portability and Accountability Act. analysis for zap-7 Immunoblot analyses for were performed as previously described 21 in CLL B cells isolated to greater than 99 percent purity with the use of magnetic beads coupled to monoclonal antibodies specific for (Dynal Biotech). For flow cytometry, peripheral-blood mononuclear cells were stained for 2 minutes at 4 C with -specific and CD3- specific monoclonal antibodies conjugated with allophycocyanin and phycoerythrin, respectively 894

zap-7 compared with mutational status as a risk predictor in cll (Pharmingen). The cells were washed twice and fixed with 4 percent paraformaldehyde in phosphate-buffered saline and then permeabilized with saponin in Hanks balanced salt solution for five minutes at 4 C. The cells were washed and then stained for 45 minutes at 4 C with a monoclonal antibody specific for (clone 1E7.2) that had been conjugated to Alexa-488 dye (Becton Dickinson). The samples were washed and analyzed by flow cytometry (FACSCalibur, BD Biosciences) and Flow- Jo software, version 2.7.4 (Tree Star). Lymphocytes were gated on the basis of their forward-angle light scatter and side-angle light scatter. Quadrants were set on gated cells such that.1 percent of the total lymphocytes were in the upper right quadrant. This gating was used for all the subsequent samples in the experiment. The expression of was measured by calculating the percentage of +CD3 cells that was above this gating threshold. In each experiment, we used control cells from the healthy donors, CLL cells from one patient with high levels of, and CLL cells from another patient with low levels of. CLL cells also were analyzed for, CD2, and CD23 with the use of monoclonal antibodies conjugated to allophycocyanin, peridinin chlorophyll A protein complex, and fluorescein isothiocyanate, respectively (Pharmingen), as previously described. 2 Fluorochrome-conjugated, isotype control monoclonal antibodies of irrelevant specificity were used in all experiments to monitor for nonspecific staining. sequence analysis of expressed igv h We isolated RNA from CLL cells with RNeasy (Qiagen). First-strand complementary DNA (cdna) was synthesized from total RNA with the use of oligo-dt primers and SuperScript II (Life Technologies). The remaining RNA was removed with RNase H, and the cdna was purified with QIAquick purification columns (Qiagen). The purified cdna was poly-dg tailed with deoxyguanosine triphosphate and terminal deoxytransferase (Roche). The IgV H subgroup expressed by the CLL B cells was determined with the use of a reverse-transcription polymerase chain reaction (PCR) and enzyme-linked immunosorbent assay. 24 The cdna was amplified by PCR with the use of a mixture of sense-strand oligonucleotide primers specific for the leader sequence of the expressed antisense oligonucleotide primer specific for the µ heavy-chain constant region. The PCR products were selected according to Table 1. Characteristics of the Patients. Characteristic size by electrophoresis in 2 percent low-melt agarose. The products were then excised and purified (MinElute PCR Purification Kit, Qiagen). An upstream Cµ oligonucleotide was used for priming the cdna for fluorescence dideoxy chain-termination synthesis. The cdna fragments were evaluated with an automated nucleic acid sequence analyzer (377, Applied Biosystems). Nucleotide sequences were analyzed with the use of DNASTAR software and compared with sequences in V Base and GenBank databases. The percentage homology to the closest germ-line IgV H sequence was calculated from the number of nucleotide differences between the 5' end of framework 1 and the 3' end of framework 3. Sequences with less than 98 percent homology to the corresponding germ-line IgV H sequence were considered mutated. statistical analysis Associations between and IgV H mutational status were assessed with the use of Fisher s exact test for binary data, the Kruskal Wallis test for ordered categorical data, and the Wilcoxon rank-sum test for continuous data. expression was considered both as a continuous variable and as an ordered categorical variable based on the following groups: to 1 percent, greater than 1 percent but Value Male sex no. of patients (%) 21 (65) Age at diagnosis yr Median 52 Range 3 77 Therapy begun No Yes level No. of patients 155 Time since diagnosis yr <1 17 No. of patients 152 Time between diagnosis and therapy yr 26 % to 1% 123 (4) >1% to 2% 43 (14) >2% to 3% 3 (1) >3% 111 (36) IgV H Unmutated ( 98% homology) 164 (53) Mutated (<98% homology) 143 (47) 895

no more than 2 percent, greater than 2 percent but no more than 3 percent, and greater than 3 percent. The time from a diagnosis of CLL to initial treatment was estimated by the method of Kaplan and Meier and assessed by the log-rank test. Data from patients who had not yet received treatment for the disease were regarded as censored. The association between the IgV H mutational status, the expression of, and the time from the diagnosis to the initiation of therapy was investigated by means of a Cox proportional-hazards model. All P values are two-sided, and there is no correction for multiple comparisons. results detection of zap-7 by flow cytometry and immunoblot analyses We detected in purified CLL B cells (defined as +CD3 cells) by flow cytometry and immunoblot analyses (Fig. 1). A mean (±SD) of 1.3±.9 percent of the +CD3 B cells from the 14 healthy adults registered above the threshold gate (Fig. 1C). The same gating strategy was applied to the +CD3 B cells from the 37 patients with CLL. The percentage of such cells containing above the threshold was considered the expression level. Representative dot blots of CLL samples with negligible, low, intermediate, or high levels of are shown in Figure 1D, 1E, 1F, and 1G. The levels of observed on flow cytometry correlated with the levels detected in isolated CLL cells on immunoblot analysis (Fig. 1H). Using flow cytometry we observed a continuum in the levels of expressed by CLL cells in the 37 samples, ranging from.3 percent to 98 percent (Fig. 2A). In 123 samples (4 percent), no more than 1 percent of the +CD3 cells were above the gating threshold; in 43 samples (14 percent), more than 1 percent but no more than 2 percent were above the threshold; in 3 samples (1 percent), more than 2 percent but no more than 3 percent exceeded the threshold; and in 111 samples (36 percent), more than 3 percent of the +CD3 cells exceeded the gating threshold. We repeated the experiment four times in 8 of the 37 samples (Fig. 2C). In each experiment, the level of detected in any one sample was in the same range as that initially assigned to that sample that is, those with no more than 1 percent, greater than 1 percent but no more than 2 percent, greater than 2 percent but no more than 3 percent, or greater than 3 percent of the CLL cells above the threshold. Furthermore, in experiments conducted with samples from 1 patients, the levels of did not change in serial samples obtained from the same patient over time (Fig. 2D). Finally, in experiments conducted with samples from three patients, the levels of in CLL cells isolated from the blood did not differ from those in CLL cells obtained from bone marrow. association between zap-7 and time to initial therapy Patients were treated when symptomatic or progressive disease developed, according to National Cancer Institute Working Group criteria. 5 Of the 37 patients we studied, 152 had initiated therapy before enrollment (Table 1). We examined the relationship between expression and the time from diagnosis to initial therapy (Fig. 3). The median times from diagnosis to initial treatment in the patients who had CLL cells with levels of to 1 percent (9.2 years) and in the group with levels of greater than 1 percent but no more than 2 percent (9. years) were not significantly different (P=.23). Similarly, the median times from diagnosis to initial therapy in the group with levels greater than 2 percent but no more than 3 percent (3.2 years) and the group with levels exceeding 3 percent (2.6 years) were not significantly different (P=.7). Recursive partitioning methods confirmed that a ZAP- 7 level of 2 percent was an optimal threshold for classifying patients as positive, in agreement with prior studies. 23 This threshold was identified regardless of the patients age and in both men and women. Using this threshold, we found that the median time from diagnosis to initial therapy in the group of patients who were positive (2.9 years) was significantly shorter than that in the group of patients who were ZAP 7-negative (9.2 years, P<.1). association between zap-7 and igv h mutational status The sequences of the IgV H gene in each patient were in frame and functional. The CLL cells of 164 patients (53 percent) had unmutated IgV H genes (i.e., they had 98 percent or greater sequence homology with germ-line IgV H genes); in 14 patients (5 percent) the IgV H genes had 96 to 98 percent homology 896

zap-7 compared with mutational status as a risk predictor in cll A B C 5 1 4.1% 5 1.1% Side Scatter 4 3 2 1 1 3 1 2 1 1 Relative Cell No. 4 3 2 1 1 2 3 4 5 1 1 1 1 1 2 1 3 1 4 1 1 1 1 2 1 3 1 4 Forward Scatter D E F 1 4.9% 1 4 15% 1 4 3% 1 3 1 3 1 3 1 2 1 2 1 2 1 1 1 1 1 1 1 1 1 1 1 2 1 3 1 4 1 1 1 1 1 2 1 3 1 4 1 1 1 1 1 2 1 3 1 4 G H 1 4 1 3 86% 1 (Panel D) 2 (Panel E) 3 (Panel F) 4 (Panel G) 1 2 1 1 b-actin 1 1 1 1 1 2 1 3 1 4 Figure 1. Detection of in CLL B Cells by Flow Cytometry and Immunoblot Analysis. Panel A shows a flow-cytometric plot of the forward-angle light scatter and side-angle light scatter of blood mononuclear cells from a healthy donor. A loop is drawn around the cells having the light-scatter characteristics of lymphocytes. Panel B shows a dot blot depicting the fluorescence of the lymphocytes gated in Panel A when stained with fluorochrome monoclonal antibodies specific for (on the y axis) and (on the x axis). A threshold gate is set such that.1 percent of all the lymphocytes are in the upper-right quadrant. Panel C shows a histogram of staining for in gated +CD3 B cells from a healthy adult. The percentage of +CD3 cells above the threshold is indicated. Panels D, E, F, and G show representative histograms of staining for in gated +CD3 CLL B cells from four patients; the percentages of the gated +CD3 lymphocytes above the threshold are indicated. Panel H shows representative immunoblots of lysates of purified + CLL cells from four patients with CLL; the lysates were probed for expression of or b-actin, as indicated. The samples in lanes 1, 2, 3, and 4 correspond to the analyses depicted in Panels D, E, F, and G, respectively. Lysates of isolated CLL cells that expressed negligible or low levels of ZAP- 7 on flow cytometry (Panels D and E, respectively) did not have much detectable protein by immunoblot analysis (lanes 1 and 2, respectively). Conversely, lysates of purified CLL cells that expressed intermediate or high levels of on flow cytometry (Panels F and G, respectively) had readily detectable protein on immunoblot analysis (lanes 3 and 4, respectively). with germ-line genes; and 129 patients (42 percent) had mutated IgV H genes in their CLL cells (IgV H genes with less than 96 percent homology with germ-line IgV H genes) (Table 2). Patients with CLL cells that expressed an unmutated IgV H gene had a significantly shorter median time to initial therapy (3.5 years) than patients with CLL cells that expressed a mutated IgV H gene (9.2 years, P<.1). Regardless of the IgV H subgroup examined, there was a significant association between the presence of unmutated IgV H genes and positivity (i.e., levels above 2 percent) (P<.1). Of the 897

A (%) 1 9 8 7 6 5 4 3 2 1 1 2 3 Samples B (%) 1 9 8 7 6 5 4 3 2 1 <96 96 to <98 98 Homology to Germ-Line IgV H (%) C (%) 1 9 8 7 6 5 4 3 2 1 1 2 3 4 Experiment D (%) 1 9 8 7 6 5 4 3 2 1 1 5 9 13 17 21 25 29 33 37 41 45 49 Months Figure 2. Expression of on Flow Cytometry and IgV H Mutational Status. Panel A shows the distribution of the proportions of B cells that were above the threshold gate in samples from all 37 patients. Of these 37 samples, 123 (4 percent) had to 1 percent of +CD3 CLL cells above the gate, 43 (14 percent) had more than 1 percent but no more than 2 percent, 3 (1 percent) had more than 2 percent but no more than 3 percent, and 111 (36 percent) had more than 3 percent of the +CD3 CLL cells above this gate. Panel B shows the relationship between expression levels of (y axis) and IgV H mutational status, as indicated below the x axis. Each dot corresponds to a separate case. Of the 37 samples, 129 (42 percent), 14 (4.5 percent), or 164 (53 percent) expressed IgV H with <96 percent, 96 to <98 percent, or 98 percent nucleic acid sequence homology to known germ-line IgV H, respectively. Panel C depicts the levels of detected in the +CD3 CLL cells of different patients analyzed repeatedly in different experiments. The lines connect the symbols of a given patient that represent the proportion of positive cells detected in each experiment. Panel D depicts the levels of detected in the +CD3 CLL cells of the same patient over time. The lines connect the symbols of a given patient that represent the proportions of positive cells detected in any one given patient over time, as indicated on the y and x axis, respectively. patients in whom the rearranged IgV H gene had 98 percent or greater homology with a known germline IgV H gene, 71 percent were positive (Fig. 2B and Table 2); 83 percent of the patients with a mutated IgV H gene were negative. Nevertheless, 9 of the 141 positive patients (6 percent) had an IgV H gene with 96 to 98 percent homology with a known germ-line IgV H gene, and 15 of them (11 percent) had an IgV H gene with less than 96 percent homology. Conversely, 47 of the 166 -negative patients (28 percent) had an unmutated IgV H gene. zap-7 expression, igv h mutational status, and time from diagnosis to initial therapy We compared all the patients according to both expression and IgV H mutational status and identified four groups. The median time from diagnosis to initial treatment among patients with positive CLL cells that expressed an unmutated IgV H gene was 2.8 years, which was similar to the 4.2 years among patients with positive CLL cells that expressed a mutated IgV H gene. The difference between these two groups was not significant (P=.7). In the group of patients with ZAP- 898

zap-7 compared with mutational status as a risk predictor in cll 7 negative CLL cells, the median times to initial therapy were 11. years among those with CLL cells that expressed a mutated IgV H gene and 7.1 years among those with CLL cells that expressed an unmutated gene (Fig. 4); the difference was statistically significant (P<.1). Cox proportional-hazards analysis of expression and IgV H mutation status as predictors of the time from diagnosis to initial therapy found that the hazard ratio associated with positivity was 4.9 (95 percent confidence interval, 3.2 to 7.6), suggesting that the instantaneous risk of requiring therapy is 4.9 times as high among positive patients as it is among negative patients. Among patients with CLL cells that expressed an unmutated IgV H gene, as compared with a mutated IgV H gene, the hazard ratio was 2.5 (95 percent confidence interval, 1.6 to 3.9). This model suggests that patients with positive CLL cells that express an unmutated IgV H gene have a hazard of needing therapy that is 12.3 times that of patients with negative CLL cells that express a mutated IgV H gene. Patients without Treatment (%) 1..8.6.4 No./No. at Risk level, 1% level, >1% to 2% level, >2% to 3% level, >3%.2 1% >2% to 3%. 5 1 15 2 25 3 11/123 9/43 21/3 67/111 >3% 24/79 6/2 3/4 4/9 3/15 /4 >1% to 2% Years /1 1/1 Figure 3. Relationship Between Expression Level and the Time from Diagnosis to Initial Therapy. Kaplan Meier curves depict the proportion of untreated patients with CLL according to the time since diagnosis. The patients are grouped according to the percentage of CLL B cells above the gating threshold: no more than 1 percent, more than 1 percent but no more than 2 percent, more than 2 percent but no more than 3 percent, or greater than 3 percent. /1 2/4 1/1 discussion In this study of CLL, we found a strong association between the expression of in CLL cells (i.e, a level above a defined threshold of 2 percent) and the unmutated IgV H genes in agreement with the results of other studies. 17,21-23,26 However, 23 percent of the 37 patients we studied had CLL cells that expressed mutated IgV H and or expressed unmutated IgV H but lacked expression of. These discrepancies are apparently not related to the assay for, because we found good correlation between the results of flow cytometry and immunoblot analysis. Moreover, there appears to be little variation in the levels of in the CLL cells of any one sample or in samples of any one patient over time. In previous studies of small numbers of patients, samples that were discordant with respect to expression and IgV H mutational status were occasionally found. 21-23 However, discordance between and IgV H mutational status becomes more apparent when larger numbers of patients are examined, as in this study. The time from diagnosis to initial treatment is a useful clinical end point, since therapy for CLL is not currently initiated until progressive or symptomatic disease develops. In our series, patients who had more than 2 percent but no more than 3 percent Table 2. IgV H Expression and Status.* Variable IgV H subgroup * Because of rounding, not all percentages total 1. IgV H genes are defined according to Kabat et al. 25 Percent Homology to Germ-Line IgV H 98 96 to <98 <96 no. of patients (%) IgV H 1 77 (47) 2 (14) 14 (11) IgV H 2 2 (1) 15 (12) IgV H 3 49 (3) 1 (71) 69 (53) IgV H 4 35 (21) 2 (14) 3 (23) IgV H 5 1 (1) 1 (1) Positive 117 (71) 9 (64) 15 (12) Negative 47 (29) 5 (36) 114 (88) Total 164 (1) 14 (1) 129 (1) of CLL cells with levels above the threshold and patients with more than 3 percent of CLL cells above the threshold had similar median times between diagnosis and treatment. Likewise, patients with no more than 1 percent of CLL cells above the threshold and those with greater than 899

Patients without Treatment (%) 1..8.6.4.2 No./No. at Risk positive, mutated positive, unmutated negative, mutated negative, unmutated. 5 1 15 2 25 3 11/24 77/117 8/119 12/47 1/2 6/11 23/82 7/17 Years positive, mutated positive, unmutated negative, mutated negative, unmutated Figure 4. Relationship Between Expression and IgV H Mutational Status and the Time from Diagnosis to Initial Therapy. Kaplan Meier curves depict the proportion of untreated patients with CLL according to the time since diagnosis. The patients are grouped with respect to their IgV H mutational status and whether they did or did not express. /1 3/18 /1 1 percent but no more than 2 percent of CLL cells above the threshold had similar median times from diagnosis to initial therapy. The median times from diagnosis to initial therapy in the latter two groups were significantly different from the times in the groups with more than 2 percent of CLL cells above the threshold. These data support the use of 2 percent as the cutoff for defining positivity. Using this cutoff, we found that the hazard ratio for the need for treatment in positive patients, as compared with negative patients, was 4.9. This ratio is greater than the hazard ratio of 2.5 associated with the presence of an unmutated IgV H gene, which itself is also statistically significant. 3/5 /1 1/1 The reasons for the differences in clinical characteristics between patients with CLL cells containing a mutated IgV H gene and those with an unmutated IgV H gene are unknown. Examination of microarray data has shown that these two subtypes of CLL share a common gene-expression pattern, suggesting that they constitute a single entity. 17,18 However, the microarray data have also revealed some important differences between the two types of CLL in the expression of a small number of genes. One or more of these genes might account for clinical differences more than does the mutational status of the IgV H gene. is an attractive candidate in this regard, owing to its participation in receptor signaling. 19,2 Recent studies have found that can take part in, and is associated with, increased immunoglobulin-receptor signaling in CLL cells. 21 Such increased intracellular signaling could influence the survival or proliferation of CLL cells, leading to a tendency toward disease progression. Our study shows that increased expression of by CLL cells is a stronger predictor of the need for treatment than the presence of an unmutated IgV H gene. Since flow cytometry can be used reliably to assess blood samples for, it should be more amenable for application in clinical laboratories than nucleic acid sequence analyses of the rearranged IgV H gene. Moreover, because the expression of appears to be constant over time, it might be used at the time of diagnosis to identify patients who are at increased risk for early disease progression. Supported in part by a grant (PO1-CA81534) from the National Institutes of Health to the Chronic Lymphocytic Leukemia Research Consortium. Dr. Weiss is an investigator of the Howard Hughes Medical Institute, and Dr. Byrd is a clinical scholar of the Leukemia and Lymphoma Society of America. We are indebted to Esther Avery (University of California, San Diego) for her excellent technical assistance and to Oralia Loza (Biostatistics Core, John and Rebecca Moores Cancer Center, University of California, San Diego) for her assistance with the statistical analyses. references 1. Keating MJ, Chiorazzi N, Messmer B, et al. Biology and treatment of chronic lymphocytic leukemia. Hematology (Am Soc Hematol Educ Program) 23;23:153-75. 2. Kipps TJ. Chronic lymphocytic leukemia and related diseases. In: Beutler E, Lichtman MA, Coller BS, Kipps TJ, Seligsohn U, eds. Williams hematology. New York: McGraw-Hill, 21:1163-94. 3. Rai KR, Patel DV. Chronic lymphocytic leukemia. In: Hoffman R, Benz EJ, Shattil SJ, et al., eds. Hematology: basic principles and practice. New York: Churchill Livingstone, 2:135-63. 4. Dighiero G, Maloum K, Desablens B, et al. Chlorambucil in indolent chronic lymphocytic leukemia. N Engl J Med 1998;338: 156-14. 5. Cheson BD, Bennett JM, Grever M, et al. National Cancer Institute-sponsored Working Group guidelines for chronic lymphocytic leukemia: revised guidelines for diagnosis and treatment. Blood 1996;87:499-7. 6. Dighiero G, Binet JL. When and how to treat chronic lymphocytic leukemia. N Engl J Med 2;343:1799-81. 7. Hamblin TJ, Orchard JA, Ibbotson RE, et al. CD38 expression and immunoglobulin variable region mutations are independent prognostic variables in chronic lymphocytic leukemia, but CD38 expression may vary during the course of the disease. Blood 22;99:123-9. 8. Lin K, Sherrington PD, Dennis M, Matrai Z, Cawley JC, Pettitt AR. Relationship between p53 dysfunction, CD38 expression, 9

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