BTKi in MCL. Simon Rule Professor of Clinical Haematology Consultant Haematologist Derriford Hospital and Peninsula Medical School Plymouth UK

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BTKi in MCL Simon Rule Professor of Clinical Haematology Consultant Haematologist Derriford Hospital and Peninsula Medical School Plymouth UK

2 Table of Various Treatment for R/R MCL Treatment Study or Literature Reference Ibrutinib PCYC-1104- CA Bortezomib Fischer 2006 Goy 2009 N ORR CR Median DOR (months) Median PFS (months) Median OS (months) 111 68% 21% 17.5 13.9 Not reached 155 a 33% 8% 9.2 6.5 23.5 Lenalidomide Goy 2012 134 28% 8% 16.6 4.0 19.0 Temsirolimus b Hess 2009 54 22% 2% 7.1 4.8 12.8 CR=complete response; DOR= duration of response; ORR=overall response rate; OS=overall survival; PFS= progression-free survival. a Of the 155 patients enrolled, 141 were assessable for response. b Results are presented for temsirolimus 175/75 mg dose group. Campo & Rule Blood 2015 Jan 1;125(1):48-55

3 Table of Various Treatment for R/R MCL Treatment Study or Literature Reference Ibrutinib PCYC-1104- CA Bortezomib Fischer 2006 Goy 2009 N ORR CR Median DOR (months) Median PFS (months) Median OS (months) 111 68% 21% 17.5 13.9 Not reached 155 a 33% 8% 9.2 6.5 23.5 Lenalidomide Goy 2012 134 28% 8% 16.6 4.0 19.0 Temsirolimus b Hess 2009 54 22% 2% 7.1 4.8 12.8 Acalabrutinib Wang 2017 124 81% 40% Not reached Not reached CR=complete response; DOR= duration of response; ORR=overall response rate; OS=overall survival; PFS= progression-free survival. a Of the 155 patients enrolled, 141 were assessable for response. Not reached b Results are presented for temsirolimus 175/75 mg dose group.

IBRUTINIB

Overall Survival Outcomes in Patients With Mantle-Cell Lymphoma Treated With Ibrutinib: A Pooled Analysis of 370 Patients From 3 International Open-Label Studies Simon Rule, 1 Martin Dreyling, 2 Georg Hess, 3 Rebecca Auer, 4 Brad Kahl, 5 Nora Cavazos, 6 Black Liu, 7 Fong Clow, 6 Jenna Goldberg, 8 Darrin Beaupre, 6 Jessica Vermeulen, 9 Mark Wildgust, 8 and Michael Wang 10 1 Derriford Hospital, Plymouth, UK; 2 Klinikum der Universität München, Munich, Germany; 3 University Medical School of the Johannes Gutenberg University, Mainz, Germany; 4 St. Bartholomew's Hospital, Barts Health NHS Trust, London, UK; 5 Washington University School of Medicine, St. Louis, MO, USA; 6 Pharmacyclics, Sunnyvale, CA, USA; 7 Janssen China Research & Development, Shanghai, China; 8 Janssen Research & Development, Raritan, NJ, USA; 9 Janssen Research & Development, Leiden, The Netherlands; 10 The University of Texas MD Anderson Cancer Center, Houston, TX, USA

Median 3.5-year follow-up of ibrutinib treatment in patients with relapsed/refractory MCL: A pooled analysis - Patient disposition Study, n (%) PCYC-1104 SPARK RAY Discontinuation rates due to AEs at time of primary analysis (median follow-up): PCYC-1104 (15.3 months): 7% SPARK (14.9 months): 7% RAY (20 months): 6% Total (Pooled) (N = 370) 111 120 139 Patients rolled over to CAN3001, n (%) 87 (23.5) Median duration of follow-up, months (range) 41.1 (0.2-72.1) Treatment discontinuation, n (%) AE Disease progression Death Other* 316 (85.4) 37 (10.0) 218 (58.9) 19 (5.1) 42 (11.4) *Includes: alternative access to ibrutinib (n = 1); physician decision (n = 14); withdrawal of consent (n = 24); other reasons (n = 3). Rule et al., ASH 2017 (abstract 151, oral presentation)

Pooled MCL Analysis: Improvement in Response Rates Over Time 100 90 CR PR 80 ORR (%) 70 60 50 40 30 47.3 41.4 54 44.0 60.5 45.1 64 64.6 64.9 65.1 65.7 45.7 45.7 45.7 45.7 45.7 20 10 0 PR, par3al response. 15.7 14.1 15.4 18.4 18.9 19.2 19.5 20.0 1.6 5.9 10.0 2 4 6 9 12 15 18 21 25 Months 7 N = 370

Pooled MCL Analysis: PFS and OS by Prior Lines of Therapy (1, 2, 3) 1.00 PFS 1.00 OS Propor1on surviving without progression 0.75 0.50 0.25 Propor1on alive 0.75 0.50 0.25 0 + Censored 0 5 10 15 Months 20 25 30 1 line (n = 99) 2 lines (n = 109) 0 0 5 10 15 20 25 30 35 Months 3 lines (n = 162)! Patients who had received only 1 prior line of therapy had the longest PFS and OS; 2-year PFS and OS were 57% and 68%, respectively Rule et al ASH 2015 oral presentation 8

Ibrutinib in MCL: PFS and OS by prior line of therapy PFS OS Median 33.6 mo (19.4-42.1) Median NR (36.0-NE) Median 8.4 mo (7.1-12.8) Median 22.5 mo (16.2-26.7) Median PFS overall (95% CI): 13.0 (8.4-16.8) months Median OS overall (95% CI): 26.7 (22.5-38.4) months Median PFS was nearly 3 years in patients with 1 prior line of therapy Patients censored from OS analysis upon study discontinuation. CI, confidence interval; NE, not estimable. Rule et al., ASH 2017 (abstract 151, oral presentation)

Pooled MCL Analysis: PFS by Baseline Patient Characteristics HR (95% CI) p value * * * * 10

Pooled MCL Analysis: OS by Baseline Patient Characteristics HR (95% CI) p value * * * * * Significant in univariate analysis Significant in mul3variate analysis 11

Pooled MCL Analysis: PFS and OS by Blastoid Histology Propor1on surviving without progression 1.0 0.8 0.6 0.4 0.2 5.09 months PFS* 14.59 months Propor1on alive 1.0 0.8 0.6 0.4 12.75 months OS* Median OS, not reached 2-year OS, ~ 55% + Censored 0 5 10 15 Months 0.2 20 25 30 0 5 10 15 20 25 30 35 Nonblastoid (n = 326) Blastoid (n = 44) Months CI, confidence interval. *Statistically significant. 12

Median 3.5-Year follow-up of ibrutinib treatment in patients with relapsed/refractory MCL: a pooled analysis " In this pooled analysis of 370 patients: Approximately one-third (n = 115, 31.1%) were treated with ibrutinib for 2 years 54 remained on ibrutinib at time of analysis, with a median exposure of 46.3 months (range 28.8-72.1) Maximum treatment exposure was 72 months Ibru1nib Exposure in Pa1ents With 2 Years of Exposure (N = 115) 4 yrs 40 (34.8%) 2 to < 3 yrs 32 (27.8%) 3 to < 4 yrs 43 (37.4%) Rule et al., ASH 2017 (abstract 151, oral presentation)

Ibrutinib in MCL: Overall response and PFS/OS by best response 100% 80% 60% 40% 20% 0% ORR: 69.7% (n = 258) 26,5% 36,4% 22,9% 43,2% 41,4% 43,9% ITT N = 370 ORR ORR: 77.8% (n = 77) 1 prior line > 1 prior line N = 99 CR PR ORR: 66.8% (n = 181) N = 271 Median, Months (95% CI) PFS OS Kaplan-Meier estimate of median. Best Response CR (n = 98) 46.2 (42.1-NE) NE (59.9-NE) PR (n = 160) 14.3 (10.4-17.5) 26.2 (21.6-34.7) CR rate was 36% in patients with 1 prior line of therapy Median PFS was nearly 4 years in patients who achieved a CR ITT, intent-to treat; ORR, overall response rate; PR, partial response. Rule et al., ASH 2017 (abstract 151, oral presentation)

Ibrutinib in MCL: DOR by best response and line of therapy Median DOR, Months (Range) Overall (n = 258) CR (n = 98) PR (n = 160) Overall (n = 258) 22.2 (16.5-28.8) 55.7 (55.7-NE) 10.4 (7.7-14.9) Prior Lines of Therapy 1 (n = 77) 34.4 (23.1-NE) 55.7 (33.1-NE) 22.1 (10.6-34.4) > 1 (n = 181) 16.0 (12.9-23.5) NE (40.7-NE) 8.5 (6.2-12.1) Median DOR was 4.5 years in patients achieving a CR Patients with 1 prior line had 2 longer DOR than patients with > 1 prior line DOR, duration of response. Rule et al., ASH 2017 (abstract 151, oral presentation)

Ibrutinib in MCL: Grade 3 treatment-emergent AEs over time and by line of therapy 100% 80% 60% 40% 20% 0% N = 79,7% 29 5 67,8% 25 1 ITT 1 Prior Line > 1 Prior Line 47,8% 34,8% 36,1% 86 40 3 0 20,0% 8 68,7% 68 55,6% 55 34,4% 29,8% 29,4% 21 14 10 7,1% 83,8% 72,3% 54,6% 38,2% 40,8% 26,9% 1 Overall Yr 1 Yr 2 Yr 3 Yr 4 Yr > 4 Overall Yr 1 Yr 2 Yr 3 Yr 4 Yr > 4 Overall Yr 1 Yr 2 Yr 3 Yr 4 Yr > 4 22 7 196 65 26 20 370 370 180 115 83 40 99 99 61 47 34 14 271 271 119 68 49 26 7! New onset grade 3 TEAEs generally decreased after the first year of treatment Similar trend was seen for atrial fibrillation (AF) and bleeding! New onset grade 3 TEAEs were generally lower in patients with 1 vs > 1 prior line Number of patients with event shown on bars. Rule et al., ASH 2017 (abstract 151, oral presentation)

Ibrutinib in MCL: Cardiac risk factors and atrial fibrillation Studies enrolled patients with significant cardiac risk factors, including 53 patients with a history of (or ongoing controlled) AF/arrhythmia Patient History: Factors that May Increase Cardiac Risk, n (%) Total (N = 370) Hypertension 176 (47.6) Hyperlipidemia 60 (16.2) Atrial fibrillation/abnormal heart rhythm 53 (14.3) Diabetes 48 (13.0) Coronary artery disease 31 (8.4) The majority (70%; 37 of 53) of patients who entered the study with a history of AF or arrhythmia did not have a recurrence Exclusion criterion: Clinically significant cardiovascular disease such as uncontrolled or symptomatic arrhythmias, congestive heart failure, or myocardial infarction within 6 months of screening, or any class 3 (moderate) or 4 (severe) cardiac disease as defined by the New York Heart Association Functional Classification. Rule et al., ASH 2017 (abstract 151, oral presentation)

Ibrutinib in MCL: Management of ibrutinib in patients with bleeding or atrial fibrillation Safety Population Ibrutinib (N = 370) Grade 3 bleeding 21 (5.7%) Dose reduction 1 (0.3%) Discontinuation* 3 (0.8%) Grade 3 atrial fibrillation 22 (5.9%) Dose reduction 2 (0.5%) Discontinuation* 0 *Treatment discontinuation! < 2% of 370 patients treated with ibrutinib discontinued or had a dose reduction due to grade 3 bleeding or AF! No patients discontinued ibrutinib due to grade 3 AF Rule et al., ASH 2017 (abstract 151, oral presentation)

Next generation BTKi s BGB 3111 ONO 4059 ACP 196 M 7583

Next generation BTKi s Zanubrutinib Tirabrutinib Acalabrutinib M 7583

Acalabrutinib (ACP-196) Acalabrutinib is more selective for BTK with less offtarget kinase inhibition compared with ibrutinib in vitro Kinase Inhibition Average IC 50 (nm) Kinase Selectivity Profiling at 1 µm Acalabrutinib Ibrutinib Larger red circles represent stronger inhibition Kinase Acalabrutinib Ibrutinib BTK 5.1 1.5 TEC 126.0 10 ITK >1000 4.9 BMX 46 0.8 TXK 368 2.0 EGFR >1000 5.3 ERBB2 ~1000 6.4 ERBB4 16 3.4 BLK >1000 0.1 JAK3 >1000 32 BLK = B lymphocyte kinase; BMX = bone marrow tyrosine kinase gene in chromosome X; BTK = Bruton tyrosine kinase; EGFR = epidermal growth factor receptor; ERBB2 = erb-b2 receptor tyrosine kinase; ERBB4 = erb-b4 receptor tyrosine kinase; IC50 = inhibitory concentration of 50%; ITK = interleukin-2-inducible T-cell kinase; JAK3 = Janus kinase 3; TEC = tyrosine kinase expressed in hepatocellular carcinoma; TXK = T and X cell expressed kinase. Barf T, et al. J Pharmacol Exp Ther. 2017;363(2):240-252. Byrd et al., ASH 2017 (abstract 498, oral presentation)

ACE-LY-004: Acalabrutinib monotherapy in R/R MCL Enrollment: March 12th, 2015, through January 5th, 2016, at 40 sites across 9 countries 124 Patients with R/R MCL 1-5 prior therapies Acalabrutinib 100 mg BID PO in 28-day cycles until disease progression Primary endpoint: ORR by investigator assessment based on the Lugano Classification 1 Secondary endpoints: ORR by Independent Review Committee (IRC) assessment DOR, PFS, OS Safety Pharmacokinetics and pharmacodynamics Exploratory endpoints: Time to response IRC-assessed ORR per the 2007 International Harmonization Project criteria 2 Data cutoff: February 28, 2017 BID = twice daily; DOR = duration of response; MCL = mantle cell lymphoma; ORR = overall response rate; PFS = progression-free survival; PO = orally; R/R = relapsed/refractory. 1. Cheson BD, et al. J Clin Oncol. 2014;32:3059-68. 2. Cheson BD, et al. J Clin Oncol. 2007;25:579-86. Wang et al., ASH 2017 (abstract 155, oral presentation)

ACE-LY-004: Baseline patient characteristics Characteristic N=124 Median age, years (range) 68 (42-90) Male sex, n (%) 99 (80) ECOG PS 1, n (%) 115 (93) Simplified MIPI score, n (%) a Low risk (0-3) 48 (39) Intermediate risk (4-5) 54 (44) High risk (6-11) 21 (17) Ann Arbor Stage IV disease, n (%) 93 (75) Tumor bulk, n (%) 5 cm 46 (37) 10 cm 10 (8) Extranodal disease, n (%) 90 (73) Bone marrow 63 (51) Gastrointestinal 13 (10) Lung 12 (10) a Missing data, n=1 patient. ECOG PS = Eastern Cooperative Oncology Group performance status; MIPI = Mantle Cell Lymphoma International Prognostic Index. Wang et al., ASH 2017 (abstract 155, oral presentation)

Response to acalabrutinib The primary endpoint was investigator-assessed ORR according to the 2014 Lugano Classification 1 High concordance was observed between investigator- and IRCassessed ORR and CR (91% and 94%, respectively) IRC-assessed ORR by 2007 IHP criteria (exploratory endpoint) was 75% with a CR rate of 30% 2 ORR using the 2014 Lugano Classification N=124 Investigator assessed IRC assessed n (%) n (%) ORR (CR + PR) 100 (81) 99 (80) Best response CR 49 (40) 49 (40) PR 51 (41) 50 (40) SD 11 (9) 9 (7) PD 10 (8) 11 (9) Not evaluable 3 (2) 5 (4) CR = complete response; IHP = International Harmonization Project; IRC = Independent Review Committee; ORR = overall response rate; PD = progressive disease; PR = partial response; SD = stable disease. 1. Cheson BD, et al. J Clin Oncol. 2014;32:3059-68. 2. Cheson BD, et al. J Clin Oncol. 2007;25:579-86. Wang et al., ASH 2017 (abstract 155, oral presentation)

ACE-LY-004: Results At a median follow-up of 15.2 months, 56% of patients remain on treatment AEs occurring in 15% of all patients Headac Diarrhea Fatigue Myalgia Cough Nausea Pyrexia 1 1 2 5 5 10 11 17 19 15 17 8 6 24 7 4 5 2 1 Grade 3 AEs occurring in 5% of all patients Anemia Neutrop Pneumo 1 10 6 1 1 12 3 0 10 20 30 40 50 60 2 Grade 1 Grade 2 Grade 3 Grade 4 100 Wang et al., ASH 2017 (abstract 155, oral presentation)

ACE-LY-004: Duration of response Median time to response was 1.9 months (range 1.5-4.4) 92% of responders had initial response by end of cycle 2 Median DOR has not been reached; the 12-month DOR rate was 72% (95% CI: 62%, 80%) CR = complete response; DOR = duration of response; PR = partial response. Wang et al., ASH 2017 (abstract 155, oral presentation)

ACE-LY-004: PFS and OS Median PFS and median OS have not been reached PFS OS 12-month PFS rate: 67% (95% CI: 58%, 75%) 12-month OS rate: 87% (95% CI: 79%, 92%) Wang et al., ASH 2017 (abstract 155, oral presentation) OS = overall survival; PFS = progression-free survival.

Safety and Activity of BTK Inhibitor BGB-3111 in patients with DLBCL, MCL, FL and MZL Dose Dose escalation Enrolled (indolent, aggressive) 40 mg QD 4 (0,1) 80 mg QD 5 (0,1) 160 mg QD 6 (0,2) 320 mg QD 6 (0,1) 160 mg BID 4 (0,2) Recommended Phase 2 dose (RP2D) 320 mg QD or 160 mg BID Dose expansion Population RP2D Disease Planned R/R BID, QD MCL, MZL, FL, GCB DLBCL R/R BID Non-GCB DLBCL 40 40 R/R BID, QD MCL 20 TN BID, QD MCL 20 R/R BID inhl 40 Eligibility WHO-defined B-cell malignancy No available higher priority treatment ECOG 0-2 ANC > 1000µ L, platelets > 100,000/µL Adequate renal and hepatic function No significant cardiac disease Primary endpoints Safety including AEs and SAEs Recommended phase 2 dose Select secondary endpoints Pharmacokinetics Efficacy Tam et al., ASH 2017 (abstract 152, oral presentation)

BGB-3111 in patients with DLBCL/MCL (n=65): most frequent and selected AEs Adverse event All grades, n(%) Grade 3-5, n(%) Petechiae/purpura/contusion 16 (25) 0 Diarrhea 15 (23) 1 (2) Constipation 14 (22) 0 Fatigue 12 (18) 0 Upper respiratory tract infection 12 (18) 1 (2) Anemia 11 (17) 7 (11) Cough 10 (15) 0 Pyrexia 10 (15) 2 (3) Thrombocytopenia 10 (15) 6 (9) Neutropenia 8 (12) 6 (9) Pneumonia 6 (9) 4 (6)* Event, n(%) DLBCL/MCL (n=65) Patients with 1 AE grade 3 39 (60) Patients with 1 serious AE 26 (40) Event leading to treatment discontinuation 8 (12) Fatal AE 6 (9) AE of special interest Petechiae/purpura/contusion 16 (25) Diarrhea 15 (23) Hypertension 5 (8) Severe haemorrhage 2 (3) Atrial fibrillation 2 (3) *1 Grade 5 event in the setting of progressive disease Tam et al., ASH 2017 (abstract 152, oral presentation)

BGB-3111 in patients with MCL: response Response (based on CT for majority of patients) Median efficacy followup, months (range) Best response, n(%) MCL* (n=32) 9.5 (0.8-31.9) ORR 28 (88) CR 8 (25) PR 20 (63) SD 1 (3) PD 1 (3) NE 2** (6) *In MCL patients treated with minimum of 320 mg/ d ORR is 93% and CR is 28% ** Off study for AE before response assessment PFS Tam et al., ASH 2017 (abstract 152, oral presentation)

BTKI TRIALS IN MCL (2017)

Trials with BTKi in MCL Study ID Intervention Condition Phase Primary endpoint(s) N Completio NCT022139 26 NCT023280 14 NCT029817 45 NCT030376 45 NCT032069 70 NCT031625 36 NCT028258 36 NCT027176 24 NCT023620 35 NCT029728 40 n a Approvals Acalabrutinib R/R MCL 2 ORR (at least 1 year) 124 Feb 2017 FDA (Aug 2017) Acalabrutinib + NHL, MM and B- 1/2 AEs (up to 1 year) 126 c Aug 2017 None ACP-319 ALL b CT-1530 R/R BCNHL, CLL, 1/2 DLTs (28 days) 200 c Sep 2018 None MCL, WM, MZL, DFCL and DLBCL MTD and/or RP2D SNS-062 R/R CLL, LL, MCL, 1/2 MTD and/or RP2D (up to 21 124 c Sep 2018 None SLL and WM months) ORR (up to 24 months) BGB-3111 R/R MCL 2 ORR (up to 3 years) 80 c Nov 2018 None ARQ-531 M7583 Acalabrutinib + BR Acalabrutinib + Pembrolizumab Acalabrutinib + BR vs placebo + BR R/R BCL, DLBCL, SLL, CLL, MCL, WM R/R BCM, MCL and DLBCL Untreated and R/R MCL NHL, MM, HL, CLL, RS, WM b 1 AEs (up to 28 weeks) RP2D (up to 24 weeks) 1/2 DLTs (up to 28 days) 120 c Dec 2018 None 60 c Oct 2019 None BOR (up to 6 months) 1b TEAEs (timeframe unclear) 48 c Feb 2021 None 1b/2 TEAEs (2 years) 159 Apr 2021 None Untreated MCL 3 PFS (48 months) 546 c Oct 2022 None

Study Therapy PART I: Chemo-free Ibrutinib + Rituximab Oral ibrutinib at 560 mg daily, each cycle is 28 days 4 weekly loading doses IV rituximab at 375 mg/m² in Cycle 1, then 1 dose/cycle in Cycles 3-12 Restage every 2 cycles Any time CR in PART I, will enter PART II Up to 12 months to reach best response. =CR Part 2 R-I 2 cycles =PR /SD# 2 cycles =CR =PR Part 2 2 cycles =CR =PR Part 2 2 cycles Cycles continue up to 12 cycles until no more PR or best response (As long as patient has PR from last restaging. R-I continues =PD Part 2 =SD# /PD Part 2 =SD# /PD Part 2 Oral Presentation ASH 2016 Wang

Window I/II Study: the Best Response Rate ORR 100% ORR 100% 100 10 % of patients 80 60 40 90 100 C R P R 20 0 Part I (N = 50) Part II (N = 47)

37

ENRICH NCRI MULTICENTRE RANDOMISED OPEN LABEL PHASE II/III TRIAL OF RITUXIMAB & IBRUTINIB VS RITUXIMAB & CHEMOTHERAPY IN ELDERLY MANTLE CELL LYMPHOMA

ENRICH NCRI multicentre Randomised open label phase III trial of Rituximab & Ibrutinib vs Rituximab & CHemotherapy in Elderly mantle cell lymphoma R-CHEMO/R Standard care R-CHEMO (every 21 days) for 6-8 cycles Rituximab (every 56 days) for 2 years Follow-up until disease progression R IR/R Intervention Ibrutinib daily + Rituximab (every 21 days) for 8 cycles Ibrutinib daily + Rituximab (every 56 days) for 2 years Ibrutinib to continue until disease progression CI S Rule

Summary Ibrutinib Early use translates into better outcomes No evolving toxicity Combination trials on-going Second generation BTKi Efficacy is broadly the same Appear to have fewer cardiac events Acalabrutinib licensed in the USA for MCL