Heather M. Gage, MD, Avanti Rangnekar, Robert E. Heidel, PhD, Timothy Panella, MD, John Bell, MD, and Amila Orucevic, MD, PhD

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HER2 POSITIVE BREAST CARCINOMA IN THE PRE AND POST ADJUVANT ANTI-HER-2 THERAPY ERA: A SINGLE ACADEMIC INSTITUTION EXPERIENCE IN THE SETTING OUTSIDE OF CLINICAL TRIALS Heather M. Gage, MD, Avanti Rangnekar, Robert E. Heidel, PhD, Timothy Panella, MD, John Bell, MD, and Amila Orucevic, MD, PhD The Graduate School of Medicine The Department of Pathology

INTRODUCTION HER2+ breast carcinoma (BC) Considered unfavorable due to its aggressive nature and high mortality rate 1 High tumor grade, high cell proliferation rate, high frequency of visceral metastasis Often negative estrogen and progesterone receptors Adjuvant anti-her2 therapy FDA approved in 1998 for HER2+ metastatic disease Used since 2005 for adjuvant treatment of operable HER2+ BC In large randomized clinical trials (NCCTG N9831 and NSABP B-31) 2-6 Reduces the risk of recurrence Improves survival in patients 1. Ross, J.S., et al., 2009, The oncologist, 14(4): p. 320-368. 2. Slamon, D., et al.,, 2011, NEJM, 365(14): p. 1273-1283. 3. Seal, M.D., et al., 2012., Current oncology, 19(4): p. 197-201. 4. Rodrigues, M.J., et al., 2012, Annals of Oncology 5. Gianni, L., et al., 2011, The lancet oncology. 12(3): p. 236-244. 6. Perez, E.A., et al., 2011, Journal of clinical oncology29(25): p. 3366-3373.

OBJECTIVES Evaluate whether adjuvant anti-her2 therapy has similar beneficial effect on survival outside of trials Existing data from clinical trials Highly controlled population of patients studied Want to see if therapy is similarly beneficial in community-based practice HER2+BC in Caucasian females at our academic institution Clinicopathologic characteristics Measured their overall survival Comparing the treatments that they received before or after 11/2005 Implementation date of treatment with adjuvant anti-her2 therapy as standard practice 7 7. Romond, E.H., et al, 2005, N Eng J Med, 353(16): p. 1673-1684.

METHODS Stage I-III HER2+BC patients from 1998-2009 167 patients Divided into 2 groups Group 0: patients diagnosed before 11/2005 78/167 patients Group 1: patients diagnosed after 11/2005 89/167 patients Further divided into HER2+ subtypes 8 8. Goldhirsch A, et al. 2011. Ann Onc. 22(8): 1736-1746

METHODS 167 HER2+ BC patients Time Period 1/1998-12/2009 Followed 108 months Group 0 (G0)= 78 HER2+ BC patients Time Period 1/1998-11/2005 Group 1 (G1)= 89 HER2+ BC patients Time Period 11/2005-12/2009 48/78 G0 patients ER+/PR+/HER2+ (Luminal B/HER2+ subtype) 30/78 G0 patients ER-/PR-/HER2+ (HER2+/Nonluminal subtype) 49/89 G1 patients ER+/PR+/HER2+ (Luminal B/HER2+ subtype) 40/89 G1 patients ER-/PR-/HER2+ (HER2+/Nonluminal subtype)

RESULTS HER2+ patient s grouping Group 0 Luminal B /HER2+ Group 0 Group 1 Group 1 subtype HER2+/Non-luminal Luminal B /HER2+ subtype HER2+/Non-luminal subtype subtype HER2+ subtype frequency 48/78 = 61.5% 30/78 = 38.5% 49/89 = 55.1% 40/89 = 44.9% Age* 57.1 59.4 54.6 57.5 Type of BC** IDC IDC IDC IDC Grade** 3 3 3 3 Size in mm* 25.6 22.5 22.9 33.1 TNM Anatomic stage Stage III Stage I Stage I Stage II Survival months* 78.75 69.63 80 78.73 Alive patients - frequency 21/48 = 43.8% 15/30 = 50.0% 43/49 = 87.8% 34/40 = 85.0%

RESULTS: TREATMENTS HER2+ patient s Group 0 Luminal B /HER2+ Group 0 Group 1 Luminal B /HER2+ Group 1 grouping subtype HER2+/Non-luminal subtype subtype HER2+/Non-luminal subtype Most frequent MRM MRM MRM MRM surgery type 25/48 = 52.1% 20/30 = 66.6% 20/49 = 40.8% 20/40 = 50.0% Radiation therapy 27/46 = 58.6% 10/29 = 34.4 % 26/47 = 55.3% 21/40 = 52.5% received Hormonal therapy 39/48 = 81.3% 0/30 = 0% 43/49 = 87.8% 0/40 = 0% received Chemotherapy 31/48 = 64.6% 21/30 = 70.0% 31/47 = 66.0% 38/40 = 95.0% received Anti-HER2 therapy 5/48 = 10.4% 7/30 = 23.3% 30/49 = 61.2% 35/40 = 87.5% received

RESULTS Clinicopathologic characteristics Mostly high grade >20 mm in size G0: 53.8 % mortality at 108 months G1 73% received adjuvant anti-her2 therapy 13.5% mortality at 108 months (p<0.001) ER/PR phenotype: No significant impact on OS (p=0.672)

RESULTS

RESULTS Controlled for age, grade, and TNM stage

RESULTS

RESULTS

CONCLUSIONS Overall survival Significantly improved in G1 versus G0 Supports adjuvant anti-her2 therapy as a valuable treatment for significantly improving outcomes in HER2+ breast carcinoma in the settings outside of clinical trials Community-based data on overall survival emerging now

REFERENCES 1. Ross, J.S., et al., The HER-2 receptor and breast cancer: ten years of targeted anti-her-2 therapy and personalized medicine. The oncologist, 2009. 14(4): p. 320-368. 2. Slamon, D., et al., Adjuvant trastuzumab in HER2-positive breast cancer. The New England journal of medicine, 2011. 365(14): p. 1273-1283. 3. Seal, M.D., et al., Outcomes of women with early-stage breast cancer receiving adjuvant trastuzumab. Current oncology (Toronto, Ont.), 2012. 19(4): p. 197-201. 4. Rodrigues, M.J., et al., Benefit of adjuvant trastuzumab-based chemotherapy in T1ab node-negative HER2-overexpressing breast carcinomas: a multicenter retrospective series. Annals of Oncology : Official Journal of the European Society for Medical Oncology / ESMO, 2012. 5. Gianni, L., et al., Treatment with trastuzumab for 1 year after adjuvant chemotherapy in patients with HER2-positive early breast cancer: a 4-year follow-up of a randomised controlled trial. The lancet oncology, 2011. 12(3): p. 236-244. 6. Perez, E.A., et al., Four-year follow-up of trastuzumab plus adjuvant chemotherapy for operable human epidermal growth factor receptor 2-positive breast cancer: joint analysis of data from NCCTG N9831 and NSABP B-31. Journal of clinical oncology : official journal of the American Society of Clinical Oncology, 2011. 29(25): p. 3366-3373. 7. Romond, E.H., et al., Trastuzumab plus adjuvant chemotherapy for operable HER2-positive breast cancer. The New England journal of medicine, 2005. 353(16): p. 1673-1684. 8. Goldhirsch, A, et al. Strategies for subtypes dealing with the diversity of breast cancer: highlights of the St. Gallen International Expert Consensus on the Primary Therapy of Early Breast Cancer 2011. Annals of Oncology, 2011. 22(8): 1736-1747