Hematopoietic Stem Cell Transplant for Sickle Cell Anemia: The changing landscape

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Hematopoietic Stem Cell Transplant for Sickle Cell Anemia: The changing landscape Adetola A. Kassim, MD, MS Associate Professor of Medicine Hematology/Stem cell Transplant Vanderbilt University Medical Center Vanderbilt-Meharry, Center for Excellence in Sickle Cell Disease

Outline of presentation Background - Improved childhood survival - High rate of neurological morbidity in children - Continued high mortality in adults Hematopoietic stem cell transplant approahes - Matched related donor approach - Alternative donor HSCT for severe SCD Special considerations in low income countries Conclusion No disclosures

Last 40 years: change in the natural history of sickle cell disease in children Paradigm shift from an early life threatening condition to chronic disease with life threatening episodes Effective therapies that decreased mortality: Daily penicillin prophylaxis Conjugated PCV 13 and Hib vaccines in childhood Hydroxyurea therapy Chronic blood transfusion therapy >98% living to adulthood Presently, most debilitating complications are strokes 2% to 5% of children have overt strokes 35% will have silent strokes

Still early death in adults 4 decade observational study:1056 patients at USC, LA

Case 1 15 year old AAF with SCD, HbSS Started on hydroxyurea for recurrent vaso-occlusive pain episodes and acute chest syndrome at age 6 Switched to exchange transfusion at age 12 after an overt stroke, with HbS consistently 25-30%. Follow-up MRA showed progressive vasculopathy Presented with right sided weakness and aphasia 2nd to ischemic stroke, one day after transfusion Acute silent cerebral infarct (SCI) on repeat MRI

FLAIR and DWI MRI in Case 1

What would be your next management strategy for the case? A. Continue current exchange transfusion B. Restart hydroxyurea at 15-35 mg/kg/day C. Consider for Hematopoietic stem cell transplant to prevent progressive end organ damage

Rationale for case 1

Consequence of stroke in SCD High recurrence rate (progressive) Motor, speech, sensory impairment Cognitive impairment Excessive iron stores secondary to transfusions Burden of chelation due to transfusion therapy Death

Probability of unemployment in unselected adults with SCA given their full scale IQ scores and level of education J Clin Exp Neuropsychol. 2016 Aug;38(6):661-71.

Prospective single arm transfusion trial demonstrates infarct recurrence 7 centers, 40 children with strokes Mean pre-transfusion Hb S concentration <30% Over the course of 5 years, progressive cerebral infarcts occurred in 45% (18 of 40) 7 had second overt strokes with HbS levels of: 10%, 17%, 21%, 28%, 38%, and 48%. 11 had silent cerebral infarcts

Blood transfusion therapy decreases, but does not eliminate recurrence of silent cerebral infarcts (SCI) Risk of infarct recurrence and TIA for untreated silent cerebral infarct 5.6 events per 100 patient years Risk of infarct recurrence when treated with regular blood transfusion therapy for silent cerebral infarct 2 events per 100 patient years Risk of stroke with atrial fibrillation without warfarin treatment 4.4 events per 100 patient years (JAMA. 2001;285(22):2864-2870)

Currently, blood transfusion therapy is palliative for secondary prevention of overt strokes silent strokes

Case 2 45 year old AAM with SCD, HbSβ 0 Disease complicated by: - Recurrent vaso-occlusive pain episodes - Recurrent leg ulcers - Disease modifying therapy switched from hydroxyurea to chronic partial exchange transfusion - Transfusional iron overload

Case 2, contd Chronic multi-organ system complications - CNS disease: old micro infarcts and hemorrhage on MRI - Tricuspid regurgitant jet velocity: 3.68-4.51 m/sec (6 min walk test ~62% predicted) - Pulmonary function: FEV1 65% FEV1/FVC 99% DLCO 45% (moderate restrictive and severe diffusion defect - Chronic renal insufficiency

What would be your next management strategy for this case? A. Continue chronic transfusion therapy B. Start hydroxyurea at 15-35 mg/kg/day C. Consider hematopoietic stem cell transplant to prevent progressive end organ damage

Rationale for case 2

Over 50% of the adults with sickle cell anemia have silent cerebral infarcts The cumulative prevalence of SCI suggests that the incidence of SCI does not plateau in young adulthood to at least 30 years of age. Kassim et al. Blood. 2016 Apr 21;127(16):2038-40.

A tricuspid regurgitant jet velocity of > 2.5 m/s is associated with an increased risk of death in adults with SCD 1.0 0.9 Survival fraction 0.8 0.7 0.6 0.5 p < 0.001 TRV < 2.5 m/s TRV 2.5 2.9 m/s TRV 3 m/s 0 10 20 30 40 50 60 Time (months) Gladwin MT, et al. N Engl J Med. 2004;350:886-95.

Low forced expiratory volume is associated with earlier death in sickle cell anemia Kaplan-Meier survival curves stratified by FEV1 above and below 70% predicted in 430 adults with sickle cell anemia followed for a median of 5.5 years (p = 0.002; Log rank test). Kassim et al. Blood. 2015;00(00):1-7

Summary of background Sickle Cell Disease causes Progressive infarct recurrence in children with both overt and silent strokes despite best medical management strategies (RBC tx) Early death in adults Successful HSCT may be an alternative to Lifelong blood transfusion therapy for children with pre-existing cerebral infarcts Medical management of sickle cell disease in adults with a high mortality rate

HLA-matched sibling, myeloablative HSCT in children with SCD Study Country or registry N OS (%) EFS (%) Graft rejection (%) AGVHD (%) CGVHD (%) TRM (%) Panepinto et al CIBMTR 67 97 85 15 10 22 4.5 Walters et al USA 22 91 73 18 1 1 6 Bernaudin et al France 87 93 86 7 13 20 6.9 Locatelli et al Eurocord Oakland 160 97 92 N/A N/A N/A N/A Le et al* Belgium 90 93.8 (85.6) 8 (10) (20) 5.6 *Asymptomatic pts. OS 100%; EFS 93% agvhd, acute GVHD; cgvhd, chronic GVHD; EFS, event-free survival; TRM, treatment-related mortality. Julie-An Talano and Mitchell S. Cairo: Hematology 2014

Outcome after HSCT for children with SCD among engrafted patients (n = 50) No painful crises No episodes of ACS No episodes of splenic or hepatic sequestration No RBC transfusions Improved quality of life Fertility remains a concern with this approach Stroke recurrence 2 events per 100 patient years Walters MC, et al. BBMT. 2010;16:263-72.

Neurological outcomes among surviving patients (N=55) after BMT 28/29 with overt stroke, one recurrence 9/25 with silent stroke with improved MRI 16 normal at baseline, no stroke At 6 years 25 40% had mixed chimerism

Are adults with severe SCD candidates for this approach?

Reducing toxicity of the regimen: Reduced intensity conditioning (RIC) Preferred in patients who are ineligible for myeloablative conditioning due to: - Age > 55 years - Medical contraindications like renal, cardiac or pulmonary insufficiencies - Ideal for adult patients with SCD due to age-dependent chronic organ dysfunction

Improved outcomes of RIC MRDT for adults with severe SCD: NIH Overall survival, 100% 30 SCD patients transplanted Disease free survival, 87% 26 patients with white cell engraftment 4 patients with graft rejection Survival Median f/up 3.4 years Age 16-65yrs 1 death from ICH 25 patients with donor red cell engraftment 1 patient with delayed red cell engraftment (antidonor RBC antibody) No GvHD

RIC MRD transplant is faesible Protocols are still experimental No replication of protocol at multiple sites Limited number or donors available for adults with severe SCD

Limitations for HSCT in children (strokes) and adults with severe SCD Inadequate pool of donors (<20%) Too many open protocols (currently > 30 HSCT open protocols in clinical trials.gov) Poorly defined protocol methods with lack of DSMB Futility for enrollment or primary endpoint Multi-center experience

Alternative donor options for SCD Unrelated umbilical cord blood transplant (UCBT) Matched-unrelated donor transplant Haploidentical related donor transplant

Poor results of UCBT for SCD Unrelated UCBT (BMT / CTN) Kamani et al Unrelated UCB Ruggeri et al N 8 15 Age (range) 13.8 yrs (7.4-16.2) 5 yrs Conditioning Flu/Mel Bu/Cy; Bu/Mel; Bu/Flu/TLI T-cell depletion Alemtuzumab ATG OS (%) 100 75 EFS (%) 38 31 Graft failure (%) 63 53 agvhd 2-4 (%) 25 23 cgvhd (%) 13 16 *GVHD- graft-versus-host-disease; UCB umbilical cord blood

Challenges with UCBT for SCD Relatively low dose of total nucleated cells and CD34 + cells within an umbilical cord blood unit. Delayed hematopoietic recovery contributes to increased morbidity and transplant related mortality. Double UCBT in adults increases risk of GVHD Primary graft failure is the predominant cause of treatment failure Biol Blood Marrow Transplant, 2011. 17(9): p. 1375-82.

Outcomes of matched unrelated donor BMT for severe SCD Multicenter phase II trial, 2008-2014 (BMT/CTN) 30 children aged 4-19years; median f/up 26 mths Indications: stroke, TCD velocity >200 cm/sec, ACS and recurrent ( 3) vasocclusive pain crisis/yr Graft rejection 10%; 2 year EFS 69%, OS 79% Grade II-IV acute GVHD was 28% Incidence of chronic GVHD was 62% at 1 year Blood. 2016 Nov 24;128(21):2561-2567

Outcomes and conclusion There were 7 GVHD-related deaths A 34% incidence of posterior reversible encephalopathy syndrome at 6 months Regimen considered unsafe for widespread adoption due to RRT and high rate of chronic GVHD

More than 90% of eligible patients with SCD will have a related haploidentical donor

Novel approach by Johns Hopkins group Addition of ATG: in 12 patients G-CSF primed bone marrow in 3 patients Sirolimus replaced tacrolimus in 5 pts to reduce PRES Bolaños-Meade J et al. Blood 2012

Encouraging initial haplo BMT data 14 haploidentical BMT Ages 15 to 42 years Eight patients engrafted durably No patients developed GVHD No patients died Graft failure of 43% remains a major obstacle

Encouraging intial haplo BMT data, but can we do better than a ~ 60% engraftment rate?

Multi-institution International Learning Collaborative Objective: to reduce the graft failure rate for Haplo- BMT for SCA based on Hopkins platform The critical components of this approach include: - monthly team meetings - site specific IRB approval - common stopping rules - consensus on standard care - minimizing and accurate data collection - importantly, a spirit of collaboration

Methods Involved 2 strategies and 3 sites Strategy 1 Initial approach based on the Hopkins platform Pre-determined add-on components, if stopping rules are met Strategy 2 Preconditioning therapy with azathioprine, hydroxyurea and hypertransfusion PLUS thiotepa in conditioning regimen Common stopping rules More > 20% mortality rate, graft rejection or severe GVHD

Eligibility criteria Patients with SCA aged 1-70 years Patients with at least one the following complications: Stroke or CNS event lasting more than 24 hours MRA evidence of cerebrovascular disease Recurrent acute chest syndrome Recurrent vaso-occlusive crisis requiring hospitalization (> 2/year for the last 2 years ) Stage I or II sickle chronic lung disease ECOG 0 or 1; Karnofsky 70-100% No HLA-matched related donor

Results: N=36 Strategy 1: N=13 Strategy 2: N=23 Johns Hopkins protocol only: N=5 3 graft failure Stopping rules DSMC: thiotepa added to conditioning regimen: N=8 Johns Hopkins protocol plus preconditioning treatment (hydroxyurea, azathioprine, hypertransfusion) and thiotepa in conditioning regimen *DSMC- Data Safety Monitoring Comittee

Results of interim analysis: Median follow-up:15.5 months (0.5-33) Strategy 1 Strategy 2 Variables Group A No Thiotepa N=5 Group B Thiotepa alone N=8 Group C: Thiotepa with Preconditioning N=23 Median ANC >0.5k: days (range) Median platelet count >20k: days (range) 32 (26-40) 25 (15-35) 17 (15-29) 30.8 (21-59) 33.1 (12-90) 36.5 (20-64) Graft failure 3 (60%) 1 (12.5%) 2 (8.6%) Acute GVHD grade II 0 1 (12.5%) 4 (17%) Severe chronic GVHD 0 0 0 Deaths 0 0 5 (21%)

Causes of death (n =5) All in pre-conditioning group (azathioprine, HU and hypertransfusion therapy)- strategy 2 1 patient, acute GI GVHD, hemorrhagic rectocolitis and sclerosing cholangitis 1 patient, with meningoencephalitis 3 patients with macrophage activation syndrome idiopathic pulmonary syndrome HHV6 infection with secondary graft failure Pretransplant comorbidities :N=3

One year EFS in patients with thiotepa based regimen ~ 80% N=31 of SCD Event free survival* & 1year EFS: 78% Without thiotepa: N=5 1S 1 2 3 4 5 6 7 8 9 10 11 12 Months post-transplant *EFS = included graft failure or death

Conclusion International multi-center learning collaborative is feasible in HSCT Enrolled 36 patients with SCD in 3 years Haplo-BMT with PTCy plus thiotepa Improves donor engraftment to an estimated 90% Not associated with severe chronic GVHD to date No benefit for adding preconditioning (azathioprine, hydroxyurea, and hypertransfusion) A NIH sponsored BMT CTN phase II trial, of haplo- BMT with PTCy plus thiotepa

Performing HSCT in children and adults with SCD.. Primum non nocere (first do no harm)

Standard care in oncology is to reserve HSCT for severe or progressive disease, why not SCD? First chemotherapy (hydroxyurea) or other disease modifying therapy (blood transfusion therapy) If progressive disease after therapy then consider HSCT

Time for a paradigm shift! Patient with sickle cell anemia or symptomatic sickle cell disease Start hydroxyurea @ 15-35 mg/kg/d Any sign of organ dysfunction HLA matched sibling available No HLA identical sibling Approach depends on donor age and institutional preference Alternative donor transplant options in context of clinical trials* * Other approaches being evaluated: UCBT, Expanded cord strategies, MUD, HaploBMT with PTCy

Case 2: follow-up Patient had no HLA matched sibling Underwent a Haplo-BMT from 58yr old sister Indication: severe SCD with multiple comorbidities Data D+100: RFLP 100% donor; sorted chimerism CD3 / CD 33 100% donor; HPLC: nl hemoglobin Presently: >2 years from Haplo-BMT Complications: AKI due to sirolimus, and rash (suppurative folliculitis) - resolved

In his own words I never thought that this could happen in my lifetime. I still have lingering issues from living with SCD for so long; but no NEW organ damage or bone damage will occur to me because I am cured. Craigie D. Sanders, Esq., AICP

Zoo Day September 6, 2014 Acknowledgements Patients and their families Michael Debaun, MD, MPH Members of the Vanderbilt- Meharry Center of Excellence for Sickle Cell Disease Vanderbilt Haplo-consortium Thank you!