IN ALLOGENEIC HEMATOPOIETIC CELL TRANSPLANT PATIENTS WITH BRINCIDOFOVIR: FINAL 36 WEEK RESULTS FROM THE ADVISE TRIAL

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TREATMENT OF ADENOVIRUS (AdV) INFECTION IN ALLOGENEIC HEMATOPOIETIC CELL TRANSPLANT PATIENTS WITH BRINCIDOFOVIR: FINAL 36 WEEK RESULTS FROM THE ADVISE TRIAL Vinod K. Prasad, MD, FRCP 1, Genovefa A. Papanicolaou, MD 2, Gabriela M. Marón, MD 3, Enrikas Vainorius, MD 4, Thomas M. Brundage, MS 4, Greg Chittick 4, W. Garrett Nichols, MD, MS 4, and Michael S. Grimley, MD 5 for the AdVise Clinical Investigators 1 Duke Univ Med Ctr, Durham, NC; 2 MSKCC, NY, NY; 3 St Jude Children s Hosp, Memphis, TN; 4 Chimerix, Durham, NC; 5 Cincinnati Children s Hosp, Cincinnati, OH, USA

Adenovirus: An Important Cause of Mortality & Morbidity After Hematopoietic Cell Transplantation Significant infections Gut, Liver, Respiratory, Urine, CNS Particularly in children In untreated HCT recipients, mortality rates of up to 26% have been reported in patients with localized infection and 50-100% in patients with AdV pneumonia and disseminated disease 2 Death generally occurs in the first 60 days after diagnosis 1 3 No approved treatment 2 1. Feghoul L, et al. Clin Microbiol Infect 2015;21:701 9. 2. Lion T. Clin Microbiol Rev 2014;27:441 62. 3. Mynarek M, et al. Biol Blood Marrow Transplant 2014;20:250 6.

Brincidofovir (BCV, CMX001) BCV is a broad-spectrum antiviral with high in vitro potency against all AdV subtypes 1 Intracellular cleavage of BCV allows cidofovir to be delivered directly to the site of viral replication Increases antiviral potency Low risk of nephrotoxicity or myelotoxicity 2-4 High barrier to viral resistance 3 1. Bae A, et al. Presented at BMT Tandem 2016. 2. Morrison M, et al. Presented at the World Transplant Congress, July 2014. 3. Grimley M, et al. Presented at the EBMT meeting, April 2013. 4. Tippin T, et al. Ther Drug Monit. 2016;38:777-86.

AdVise: Study Overview and Objectives Conducted between March 2014 and April 2016 AdVise was an open-label, multicenter study to evaluate BCV treatment of AdV infection in pediatric and adult patients BCV suspension or tablets were administered orally twice weekly (BIW) for 12 weeks (extensions permitted for ongoing or recurrent infection) Dose: 100 mg BIW for 50 kg, 2 mg/kg BIW for <50 kg Enrolled subjects were assigned to one of three cohorts based on baseline criteria: Cohort A: Allo-HCT recipients at risk of progression to disseminated AdV disease (either localized* AdV infection or asymptomatic viremia) Cohort B: Allo-HCT recipients with disseminated** AdV disease Cohort C: All other patients with serious AdV infections Final analysis of outcomes at 36 weeks post-first BCV dose in the 158 allo-hct recipients (Cohorts A & B) Includes ~24 weeks of off-treatment follow-up * Probable or definitive symptomatic AdV disease in one of the organ systems with a positive or detectable AdV DNA measurement in the corresponding body fluid or compartment AND either an undetectable AdV viremia or two detectable AdV viremia measurements < 1,000 copies/ml, AND who does not have disseminated AdV disease as defined below. ** AdV positivity in two or more non-plasma body fluids or compartments and symptomatic in at least one of the organ systems or with fever (> 100.4 F) of unknown origin OR probable/definitive AdV disease in one of the organ systems with a positive or detectable AdV DNA measurement in the corresponding body fluid or compartment AND an AdV viremia 1,000 copies/ml. 4

AdVise: Study Overview and Objectives, cont. Primary endpoint: All-cause mortality at Day 60 following initiation of BCV in allo-hct recipients with disseminated AdV disease (Cohort B) All subjects were followed until Week 36 Secondary endpoints: Incidence of all-cause mortality through Day 30, Day 90, Week 24, and Week 36 post-first BCV dose Incidence of and time to undetectable AdV PCR at any time on treatment Incidence of and time to undetectable AdV PCR at last on-treatment value 5

AdVise: Baseline Characteristics Show Important Differences Between Adults and Children in AdVise Cohort A (Localized or asymptomatic) Cohort B (Disseminated) Adult (N=23) Pediatric (N=42) Adult (N=35) Pediatric (N=58) Age, years Median (range) 28 (18-68) 10 (1-17) 52 (18-69) 3 (0-16) Race White 17 (74) 32 (76) 28 (80) 42 (72) Gender Male 13 (57) 26 (62) 26 (74) 37 (64) Prior CDV treatment within 30 days Baseline Abs lymph count, cells/µl Baseline CD4+ cell count, cells/µl Number (%) 9 (39) 21 (50) 8 (23) 32 (55) Median (range) 615 (180 2060) 345 (0 1880) 230 (0 2470) 445 (0 2460) Median (range) 75 (2 543) 13 (0 313) 6 (0 240) 18 (0 319) Acute GvHD Any 10 (43) 14 (33) 13 (37) 13 (22) Grade III 2 (9) 7 (17) 7 (20) 8 (14) 6 All values are n (%) unless otherwise stated. Cohort A had localized AdV infection or asymptomatic viremia. Cohort B had disseminated disease. AdV, adenovirus; CDV, cidofovir; SD, standard deviation, GvHD, graft-versus-host disease.

AdVise: Majority of patients received serotherapy or T cell depleted grafts Cohort A (Localized or asymptomatic) Adult (N=23) Pediatric (N=42) Cohort B (Disseminated) Adult (N=35) Pediatric (N=58) HCT Conditioning n(%) Myeloablative 17 (74) 30 (71) 19 (54) 31 (54) Reduced Intensity 5 (22) 12 (29) 12 (34) 25 (44) None 1 (4) 0 2 (6) 1 (2) HCT Type* n(%) Cord 6 (26) 11 (26) 5 (14) 15 (26) Ex vivo T-cell Depletion or CD34 Selection ATG or alemtuzumab used Haploidentical BM/PBSC 2 (9) 5 (12) 6 (17) 8 (14) Matched Related BM/PBSC Matched Unrelated BM/PBSC 5 (22) 7 (17) 7 (20) 8 (14) 7 (30) 13 (31) 10 (29) 22 (39) Mismatched BM/PBSC 3 (13) 6 (14) 7 (20) 4 (7) n(%) 10 (44) 8 (19) 15 (43) 10 (18) n(%) 14 (61) 31 (73) 26 (74) 39 (67) 7 *One pediatric subject in cohort B did not receive HCT transplant at baseline, but already had a disseminated AdV disease during conditioning regimen. Cohort A had localized AdV infection or asymptomatic viremia. Cohort B had disseminated disease. ATG, anti-thymocyte globulin; HCT, hematopoietic cell transplant.

AdVise: Pediatric Patients Were Treated Longer Than Adults Cohort A (Localized or asymptomatic) Cohort B (Disseminated) Adult (N=23) Pediatric (N=42) Adult (N=35) Pediatric (N=58) Treatment duration, days Mean (SD) 58.5 (50.2) 80.3 (56.8) 50.3 (40.5) 85.0 (58.0) Number of BCV doses Median (range) 9 (2 49) 22 (1 50) 10 (1 40) 23 (2 47) Treatment course Completed 4 (17) 20 (48) 7 (20) 32 (55) Did not complete 19 (83) 22 (52) 28 (80) 26 (45) Reason for treatment discontinuation Adverse event 6 (26) 9 (21) 8 (23) 4 (7) Death 4 (17) 6 (14) 11 (31) 12 (21) Other 9 (39) 7 (17) 9 (26) 10 (17) Time from transplant to 1st dose, days Times from AdV diagnosis to 1st dose, days AdV viremia at baseline, log10 c/ml Median (range) 143 (54-504) 61 (7-443) 76 (1-2225) 57 (10-542) Median (range) 17 (2-85) 12 (2-171) 10 (2-93) 12 (1-84) 4 log10 6 (26) 7 (17) 27 (77) 32 (55) Median (range) 2.4 (2-6) 2.3 (2-6) 5.1 (2-8) 4.1 (2-9) 8 All values are n (%) unless otherwise stated. Cohort A had localized AdV infection or asymptomatic viremia. Cohort B had disseminated disease. BCV, brincidofovir; SD, standard deviation.

AdVise: A Representative Case of Robust Antiviral Response, Even after IV CDV Failure 2 year old cord blood HCT recipient enrolled in AdVise AdV unresponsive to IV CDV: Rising AdV viral loads in week prior to first BCV dose Rapid 4 log 10 decline in urine and plasma after BCV initiation Patient alive at last contact (Day 250) At Week 4, declines of 2 log 10 c/ml or undetectable AdV viremia were seen in 76% of all pediatric patients, and in 45% of all adult patients In patients with baseline CD4 counts <50 cells/μl, 55% in Cohort A and 52% in Cohort B had 2 log 10 c/ml decline or undetectable AdV at Week 4 Median time to clear plasma was only 8 days in pediatric and adult patients with < 4log10 c/ml, vs. 26 days (pediatric) and 23 days (adults) with > 4log10 c/ml at Baseline 9

AdVise: All-Cause Mortality was Lower in Pediatric vs Adult Subjects and Cohort A vs B 64% 53% 48% 20% Cohort A: Adults (N=23) vs. Pediatrics (N=42): log-rank p=0.11, HR (95% CI) 1.8 (0.86, 3.8) Cohort B: Adults (N=35) vs. Pediatrics (N=58): log-rank p=0.0008, HR (95% CI) 2.4 (1.4, 4.1) 10 Cohort A had localized adenovirus infection or asymptomatic viremia. Cohort B had disseminated disease.

AdVise: AdV-related Mortality at Week 36 was Low with Earlier Treatment (Cohort A) and in Pediatric Disseminated Disease (Cohort B) All-cause mortality Non-relapse mortality AdV-related mortality Adult Pediatric Adult Pediatric Adult Pediatric Cohort A n=23 n=42 n=23 n=42 n=23 n=42 Day 30 13% 5% 13% 2% 4% 0% Day 60 22% 10% 17% 7% 4% 5% Day 90 26% 19% 22% 14% 4% 5% Week 24 48% 33% 44% 26% 4% 10% Week 36 52% 36% 44% 26% 4% 10% Cohort B n=35 n=58 n=35 n=58 n=35 n=58 Day 30 20% 14% 17% 10% 11% 7% Day 60 43% 21% 40% 14% 29% 7% Day 90 57% 33% 54% 24% 40% 10% Week 24 71% 43% 66% 35% 46% 14% Week 36 80% 47% 66% 38% 46% 14% 11 Lower AdV-related mortality in adults with localized vs. disseminated disease May reflect different biology (early reactivation in peds vs. incident infection in adults) Routine surveillance more common in peds diagnosis later in disease course for adults

AdVise: Rapid Virologic Response was Associated with Improved Survival at Week 36 in Both Pediatric and Adult Subjects Pediatric (N=100) Adults (N=58) Definition of Responder Proportion of Responders a Mortality in Responders Mortality in Nonresponders Proportion of Responders a Mortality in Responders Mortality in Nonresponders Cohort A (asymptomatic or localized infection; N=65) ND at wk 6 17/25 (68%) 5/17 (29%) 2/8 (25%) 8/13 (62%) 4/8 (50%) 4/5 (80%) Cohort B (disseminated disease; N=93) ND at wk 6 28/41 (68%) 7/28 (25%) 7/13 (54%) 10/24 (42%) 5/10 (50%) 13/14 (93%) p=0.031 b Adv-Associated Mortality p=0.0004 b AdV-Associated Mortality 1/28 (4%) 2/13 (15%) 0/10 (0%) 10/14 (71%) 12 All values are n/n (%). A Cox model incorporating age group was used to compare mortality at 36 weeks in responders and non-responders. Responders are defined as subjects who achieved undetectable viremia at Week 6, with non-responders defined as subjects who did not achieve the specified cut-off. a Denominator: Subjects with baseline AdV viremia still on study at wk 6; b responders vs. non-responders, Cox model for time to death; all Cohort A comparisons not p<0.05; ND = no detectable viremia

AdVise: ~80% Survival in Pediatric Patients in the 4 th Enrollment Quartile (Cohort B) Patients enrolled at initiation of trial had extensive prior cidofovir use, high AdV viral load, longest period from diagnosis to first BCV dose In the final quartile of enrollment, patients received brincidofovir more quickly after AdV diagnosis 79% 57% 47% 33% At Initiation of BCV >2 prior doses IV cidofovir Days from AdV diagnosis (median, IQR) AdV BL VL (median, IQR in log 10 c/ml) First Quartile (n=15) 11 (73%) 22 (12, 44) 5.4 (3.1, 6.1) Fourth Quartile (n=14) 2 (14%) 6.5 (4, 9) 3.6 (2.3, 5.8) 13

AdVise: Few TEAEs led to discontinuation, particularly in pediatrics Treatment-Emergent Adverse Event (TEAE) Cohort A (Localized or asymptomatic) Adult (N=23) Pediatric (N=42) Cohort B (Disseminated) Adult (N=35) Pediatric (N=58) Subjects with any TEAE 23 (100) 40 (95) 35 (100) 58 (100) Gastrointestinal 16 (70) 34 (81) 30 (86) 43 (74) Abdominal pain 9 (39) 8 (19) 10 (29) 10 (17) Diarrhea 10 (44) 18 (43) 12 (34) 25 (43) Nausea 6 (26) 3 (7) 10 (29) 5 (9) Vomiting 8 (35) 9 (21) 7 (20) 10 (17) Laboratory tests 13 (57) 29 (69) 22 (63) 38 (66) Alanine aminotransferase increased Aspartate aminotransferase increased 1 (4) 10 (24) 4 (11) 11 (19) 1 (4) 8 (19) 5 (14) 10 (17) Blood bilirubin increased 1 (4) 8 (19) 4 (11) 12 (21) Immune system Acute graft versus host disease 5 (22) 17 (41) 16 (46) 23 (40) Subjects with any TEAE leading to study drug discontinuation 6 (26) 14 (33) 11 (31) 8 (14) 14 All values are n (%). Cohort A had localized adenovirus infection or asymptomatic viremia. Cohort B had disseminated disease. AE, adverse event; TEAE, treatment-emergent adverse event.

AdVise: Time to clear plasma was shorter than time to GI events in pediatric patients (Cohort A and B) Time to AdV plasma clearance (pediatrics) Median time to clear plasma was only 8 days in pediatric patients with < 4log10 c/ml 72% of pediatric subjects with Baseline plasma <5 log 10 cleared plasma within 4 weeks Median time to grade 2 diarrhea or new onset GI GVHD: 28 days 15

AdVise: Conclusions BCV showed clear antiviral activity All-cause and AdV-associated mortality were lower in pediatric patients than in adult patients Pediatric patients had onset of AdV earlier after HCT, and had lower baseline viral loads Likely in part due to prospective screening for AdV in pediatric allo-hct Rapid declines in AdV viral load were observed with BCV, even in HCT recipients without immune reconstitution Median time to AdV clearance from plasma was only 1-3 weeks and correlated with BL plasma load, suggesting that prompt initiation after AdV detection and shorter courses of therapy may be effective In patients with disseminated disease, viral clearance from plasma at six weeks was associated with better overall survival Lower mortality in pediatric patients enrolled later (2015) in the study Early use of BCV appears to drive improved outcomes BCV tolerability appeared to be improved in pediatric patients Together, these data suggest that further study of short course BCV in pediatric HCT recipients with adenovirus infection is warranted 16

Acknowledgments The authors would like to thank the all the patients, their families, and study center personnel who participated in the study. 17 Cincinnati Children's Hospital Medical Center Duke University Medical Center Memorial Sloan Kettering Cancer Center University of Chicago University of Minnesota Brigham & Women's Hospital MD Anderson University of Nebraska Med Center Intermountain Healthcare/Utah University of Pittsburg Medical Center University of Washington - Seattle Fred Hutchinson Cancer Center Children s Hospital New Orleans The Children s Hospital of Philadelphia Stanford University Children's Hospital Colorado University of Utah Huntsman Cancer Center Children s Hospital of LA Duke University Medical Center Children's National Health System, Baylor School of Medicine John Hopkins Hospital Cook Children's Health Care System Medical College of Wisconsin The Children's Mercy Hospital Children's Healthcare of Atlanta Montefiore Medical Center NY University of Washington Levine Children's Hospital Lurie Children's Hospital Weill Cornell Medical College Phoenix Children's Hospital