Effect of Common Excipients on the Oral Drug Absorption of Biopharmaceutics Classification System Class 3 Drugs

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Effect of Common Excipients on the Oral Drug Absorption of Biopharmaceutics Classification System Class 3 Drugs James E. Polli jpolli@rx.umaryland.edu April 26, 2016

Topics BCS Class 3 excipient study Vaithianathan, S.; Haidar, SH.; Zhang, X.; Jiang, W.; Avon, C.; Dowling, TC.; Shao, C.; Kane, M.; Hoag, S.; Flasar, M.; Ting, TY.; Polli, JE. Effect of Common Excipients on the Oral Drug Absorption of Biopharmaceutics Classification System Class 3 Drugs Cimetidine and Acyclovir. J. Pharm. Sci. 2016, 105, 996-1005. Reply to On the effect of common excipients on the oral absorption of class 3 drugs Vaithianathan, S.; Haidar, SH.; Zhang, X.; Jiang, W.; Avon, C.; Dowling, TC.; Shao, C.; Kane, M.; Hoag, S.; Flasar, M.; Ting, TY.; Polli, JE. Reply to On the effect of common excipients on the oral absorption of class 3 drugs. J. Pharm. Sci. 2016, 105, 1355 1357. 2

Drug Product Quality Multiple Manufacturers ANDA Approval Abbreviated New Drug Application T I M E SUPAC Formulation(s) Further Development Formulation(s) Clinical Trial Formulation(s) Scale-up and post-approval changes Supplements NDA Approval New Drug Application Safety and Efficacy Development Formulation(s) Pharmacokinetics (PK)

Biopharmaceutics Classification System Biopharmaceutics Classification System Class 1 High Solubility High Permeability Class 2 Low Solubility High Permeability Class 3 High Solubility Low Permeability Class 4 Low Solubility Low Permeability High Solubility: highest dose strength is soluble in 250 ml or less of aqueous media over the ph range of 1 6.8 High permeability: extent of absorption in humans is determined to be 85% of an administered dose based on a mass balance determination or in comparison to an intravenous reference dose Biowaiver waiver of need to demonstrate in vivo BE based on in vitro BE Apply biowaivers to less risky drugs, but which are those?!? 4

BCS Based Biowaivers Biowaivers: Waiver of in vivo bioavailability (BA) and/or bioequivalence (BE) studies BCS Class 1 drugs biowaivers acceptable commonly performed Are BCS Class 3 drugs good candidates for biowaivers? If dissolution of Class 3 compounds is very rapid in vivo (~oral solution), bioavailability is controlled by permeation process BCS class 3 drugs constitute almost: 25% of drugs marketed in USA 40% of orally administered drugs on the WHO Model List of Essential Medicines Extending biowaivers to class 3 drugs can reduce development costs and reduce human drug exposure 5

Excipient Effects US FDA and EMA allow biowaivers of BCS class 3 drugs: For excipients that are not known to affect bioavailability, BCS class 3 biowaivers require that excipients be qualitatively the same and quantitatively very similar BCS Class 3 drugs: site-dependent absorption properties GI transit time Intestinal Permeability Active Excipients Drug product dissolution 6

Top 20 excipients in BCS Class 3 drugs Magnesium Stearate Microcrystalline Cellulose Lactose Starch Sodium Starch Glycolate Silicon Dioxide Povidone Sodium Lauryl Sulfate Croscarmellose Sodium Stearic Acid Pregelatinized Starch Hydroxypropylmethyl Cellulose Opadry Crospovidone Talc Calcium Phosphate Citric Acid Sucrose Methyl Cellulose Titanium Dioxide

Study 1A and 1B Objective: to assess the impact of very large amounts of 14 commonly used excipients on BCS class 3 drug absorption in humans Two 4 way crossover BE study in healthy subjects Cimetidine BCS Class III Acyclovir BCS Class III 3 Test capsules: 3 excipients in each capsule Reference: commercial oral Solution 3 Test capsules: 3 excipients in each capsule Reference: commercial oral suspension 8

Test capsule formulations with 100mg cimetidine per capsule formulation Excipient 1 Excipient 2 Excipient 3 CimTest-1 Microcrystalline Cellulose (300mg) Hydroxypropylmethyl Cellulose (45mg) Sodium Lauryl Sulfate (25mg) CimTest-2 CimTest-3 Corn Starch (450mg) Dibasic Calcium Phosphate (300mg) Sodium Starch Glycolate (100mg) Sodium Lauryl Sulfate (25mg) Colloidal Silicon Dioxide (20mg) Crospovidone (50mg) Passed QC testing, although not all very rapidly dissolving (although at least rapidly dissolving).

Test capsule formulations with 100mg acyclovir per capsule formulation Excipient 1 Excipient 2 Excipient 3 AcyTest-1 Microcrystalline Cellulose (300mg) Hydroxypropylmethyl Cellulose (45mg) Sodium Lauryl Sulfate (25mg) AcyTest-2 Lactose Povidone Stearic Acid AcyTest-3 (450mg) Pregelatinized Starch (100mg) (35mg) Croscarmellose Sodium (60mg) (40mg) Magnesium Stearate (40mg) Passed QC testing, although all were (only) rapidly dissolving.

Cimetidine mean profiles

Cimetidine BE analysis Formulation (vs CimTest-2) Cmax point estimate Cmax 90% CI AUCt point estimate AUCt 90% CI CimTest-1 90.6 81.0-101.3 90.9 84.9-97.2 CimTest-3 101.5 90.8-113.4 95.0 88.8-101.6 Solution 75.2 67.3-84.1 81.1 75.8-86.8 HPMC: retards drug release? Reference oral solution contains sorbitol: increase gastrointestinal transit time?

Sorbitol effect 0 gram 5 gram Chen, M.-L. et al. Pharm Res. 24:73-80( 2007)

Acyclovir mean profiles Same formulation and same effect for AcyTest-1

Acyclovir BE analysis Formulation (vs suspension) Cmax point estimate Cmax 90% CI AUCt point estimate AUCt 90% CI AcyTest-1 82.7 72.1-94.9 91.7 80.4-104.7 AcyTest-2 102.9 89.7-118.1 97.4 85.3-111.2 AcyTest-3 87.1 75.9-99.9 87.6 76.7-99.9 HPMC: retards drug release? High magnesium stearate with Turbula mixer cause over-lubrication?)

Study 1 Conclusions Fourteen excipients were evaluated Most excipients did not appear to impact BCS class 3 drug permeability CimTest-1 and AcyTest-1 exhibited lower exposure, probably due to HPMC impact on dissolution AcyTest-3 exhibited low exposure, probably due to magnesium stearate impact on dissolution The commercial cimetidine solution exhibited low exposure, perhaps due to level of sorbitol 16

Study 2 14 Excipients Study 1A: cimetidine Study 1B: acyclovir No impact: SLS, corn starch, sodium starch glycolate, colloidal silicon dioxide, dibasic calcium phosphate, and crospovidone. Indeterminate: microcrystalline cellulose Reduced AUC and Cmax: HPMC-90mg* (with microcrystalline cellulose), sorbitol Reduced AUC and Cmax: HPMC- 90mg (with microcrystalline cellulose), magnesium stearate- 80mg (with pregelatinized starch and croscarmellose sodium) No impact: SLS, lactose, povidone, and stearic acid. Indeterminate: microcrystalline cellulose, pregelatinized starch, and croscarmellose sodium *In study 1A, the HPMC-containing capsule did not fail either AUC or Cmax, but did exhibit a lower AUC and Cmax similar to its counterpart formulation in study 1B. 17

Study 2 4 way cross over BE study: Cimetidine CimTest-A: < 45mg HPMC CimTest-B: < 40mg Mag Stearate Commercial Cimetidine oral solution Reference Solution: Oral solution without sorbitol 18

Prototype Study 2 Formulations Formulation Formula Excipient % Dissolved in 15 min CimTest-A-10mg Cimetidine (100mg); HPMC: 10mg (2.3%) 92.9 ± 3.3 CimTest-A-20mg Microcrystalline cellulose HPMC: 20mg (4.5%) 89.5 ± 2.8 CimTest-A-45mg (300mg); Sodium lauryl sulfate HPMC: 45mg (9.5%) 38.6 ± 8.1 CimTest-A-75mg (25mg) HPMC: 75mg (15%) 23.5 ± 3.6 CimTest-B-20mg b Mag st: 20mg (7.1%) 94.5 ± 2.4 CimTest-B-40mg Cimetidine (100mg); Mag st: 40mg (13.3%) 60.2 ± 3.2 CimTest-B-40mg-L Pregelatinized starch (100mg); Crosscarmellose sodium Mag st: 40mg (8%) + Lactose: 200mg 60.0 ± 5.0 (60mg) CimTest-B-40mg-T d Mag st: 40mg (13.3%): turbular mixer 29.0 ± 5.1 V-blender Turbula mixer 19

In Vitro Dissolution All capsules were very rapidly dissolving in media of ph 1.2, 4.5, and 6.8. CimTest-A contained 20mg HPMC (plus two others) CimTest-B contained 20mg magnesium stearate (plus two others) 20

Mean Cimetidine Profiles 21

Cimetidine Average BE Results Formulation C max C max AUC 0-t AUC 0- t (vs reference) point estimate 90% CI point estimate 90% CI CimTest-A 122.1 109.4 136.2 112.2 104.4 120.6 CimTest-B 105.0 94.1 105.2 97.9 113.0 117.2 Commercial solution 86.9 77.9 97.0 100.2 93.2 107.7 22

Excipient Microcrystalline Cellulose Hydroxypropyl Methyl Cellulose Recommended maximum allowable amount for a class 3 biowaiver (mg) Qualitatively same and quantitatively v similar Qualitatively same and quantitatively v similar Maximum Typical excipient amount Maximum amount excipient (when present) in an IR tablet (mg) in Inactive amount studied or capsule with a total weight Ingredient Database here (mg) of 300mg 600 100mg (20%-90%) 1385.3 40 10mg (2%-5%) 444.4 Sodium Lauryl Sulfate 50 50 4.5mg (0.5%-2.5%) 51.69 Corn Starch 900 900 150mg (25%-75%) 1135 Sodium Starch Glycolate 200 200 12mg (4%) 876 Colloidal Silicon Dioxide 40 40 1.5mg (0.1%-1%) 100 Dibasic Calcium 600 600 150mg (25%-75%) 635.5 Phosphate Crospovidone 100 100 10mg (2%-5%) 340 Lactose 900 900 240mg (80%) 1020 Povidone 70 70 7.5mg (0.5%-5%) 240 Stearic Acid 80 80 6mg (1%-3%) 72 Pregelatinized Starch 200 200 150mg (5%-75%) 435.8 Croscarmellose Sodium 120 120 37.5mg (0.5%-25%) 180 Magnesium Stearate 40 40 7.5mg (0.25% to 5%) 400.74

Conclusions 14 Excipients Study 1A: cimetidine Study 1B: acyclovir No impact: SLS, corn starch, sodium starch glycolate, colloidal silicon dioxide, dibasic calcium phosphate, and crospovidone. Indeterminate: microcrystalline cellulose Reduced AUC and Cmax: HPMC-90mg* (with microcrystalline cellulose), sorbitol Reduced AUC and Cmax: HPMC-90mg (with microcrystalline cellulose), magnesium stearate-80mg (with pregelatinized starch and croscarmellose sodium) No impact: SLS, lactose, povidone, and stearic acid. Indeterminate: microcrystalline cellulose, pregelatinized starch, and croscarmellose sodium Study 2: cimetidine No impact: magnesium stearate-40mg, as well as pregelatinized starch and croscarmellose sodium Increased Cmax: HPMC- 40mg (with microcrystalline cellulose) Reduced Cmax: sorbitol 24

Conclusions Fourteen commonly used excipients in IR solid oral dosage forms were evaluated 12 out of 14 were found to be non-problematic: should be no more than quantities studied HPMC and microcrystalline cellulose: should be qualitatively the same and quantitatively similar to reference product 25

Topics BCS Class 3 excipient study Vaithianathan, S.; Haidar, SH.; Zhang, X.; Jiang, W.; Avon, C.; Dowling, TC.; Shao, C.; Kane, M.; Hoag, S.; Flasar, M.; Ting, TY.; Polli, JE. Effect of Common Excipients on the Oral Drug Absorption of Biopharmaceutics Classification System Class 3 Drugs Cimetidine and Acyclovir. J. Pharm. Sci. 2016, 105, 996-1005. Reply to On the effect of common excipients on the oral absorption of class 3 drugs Vaithianathan, S.; Haidar, SH.; Zhang, X.; Jiang, W.; Avon, C.; Dowling, TC.; Shao, C.; Kane, M.; Hoag, S.; Flasar, M.; Ting, TY.; Polli, JE. Reply to On the effect of common excipients on the oral absorption of class 3 drugs. J. Pharm. Sci. 2016, 105, 1355 1357. 26

Extrapolation to other drugs? Currently, FDA and EMA only allow BCS class 3 biowaivers when IR formulations are qualitatively the same and quantitatively very similar. [T]he greatest concern would appear to be a drug that depends on an uptake transporter that an excipient inhibits by virtue of the excipient having molecular structure similarity to the transporter's pharmacophore or recognition site. We continue to conclude that the 12 common excipients need not be qualitatively the same nor quantitatively very similar to reference, but rather, simply be not more than the quantities studied in our manuscript for cimetidine and acyclovir, and potentially other class 3 drugs with similar properties. 27