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1 st Workshop on Advance Therapy Medicinal Products (ATMPs) Overview of the Procedure and interactions between CAT and CHMP Marie-Helene Pinheiro EMEA Regulatory Affairs Insert your logo in this area then delete this text box.

AGENDA 1. Expansion of mandatory scope of the Centralised Procedure by ATMPs 2. Rapporteurs appointment 3. CAT-CHMP Assessment Teams 4. ATMP Evaluation procedure 5. Re-examination procedure 6. Withdrawal 7. Post-Authorisation activities 8. Transparency 2

1. Expansion Of Mandatory Scope Of The Centralised Procedure By ATMPs REGULATIONS (EC) NO 726/2004 AND NO 1394/2007 Regulation (EC) No 726/2007 legal basis for the EMEA Centralised : 1 evaluation and Marketing Authorisation valid EU 1 Invented name (Tradename) 1 Common Labelling (22 languages identical) Summary of Product Characteristics (SPC) User Package Leaflet & Package Labelling Maximum time limit: 210 days Evaluation ---> Opinion 3

1. Expansion Of Mandatory Scope Of The Centralised Procedure By ATMPs REGULATIONS (EC) NO 726/2004 AND NO 1394/2007 Regulation (EC) No 1394/2007 made the Centralised procedure mandatory for ATMP : Pooling of Community expertise Harmonised requirements & evaluation Ensure uniform and direct access to market Principles of existing legislation on medicines apply to advanced therapies i.e. - Quality, Safety & Efficacy - Marketing authorisation - Post-authorisation vigilance 4

1. Expansion of Mandatory Scope Of The Centralised Procedure By ATMPs ARTICLE 3(1) OF REGULATION 726/2004 ADVANCE THERAPY MEDICINAL PRODUCTS: Auto-immune disease and Other immune dysfunctions -Gene therapy products AIDS Cancer Neurodegenerative disorder -Recombinant DNA technology -Controlled gene expression -Monoclonal AB Reg. 2309/93 Since 1 Jan 95 Diabetes Orphan med. products From 20 Nov 05 Reg. 726/2004 Viral diseases From 1 May 08 -Somatic Cell therapy products - Tissue engineered products Reg. 1394/2007 From 30 Dec. 08

2. RAPPORTEUR APPOINTMENT This scientific evaluation of ATMPs is to be done primarily by the CAT, which has been established by Regulation (EC) No 1394/2007 CAT o ATMP Regulation refers to Art 61 (2) of Regulation (EC) No 726/2004: Rapporteurs appointed at CHMP level 6

3. CAT-CHMP ASSESSMENT TEAMS Assessment teams for «standard» products Assessment Team 1 Assessment Team 2 CHMP Rapporteur CHMP Rapporteur Q / S / E Experts Q / S / E Experts For any scientific evaluation in respect of a procedure a rapporteur shall be appointed from amongst the members of the Committee or alternates. The appointment of the rapporteur shall be made on the basis of objective criteria, which will allow the use of the best available expertise in the EU on the relevant scientific area. Reference document: CHMP RAPPORTEUR/CO-RAPPORTEUR APPOINTMENT: PRINCIPLES, OBJECTIVE CRITERIA and METHODOLOGY (EMEA/124066/2005 ) 7

3. CAT-CHMP ASSESSMENT TEAMS Two extended assessment teams responsible for review of ATMP MAA Assessment Team 1 Assessment Team 2 CAT Rapporteur CAT Co-Rapporteur CHMP Co-ordinator CHMP Co-ordinator Q/S/E/Phvg/ERA (ATMPs) experts Q/S/E/Phvg/ERA (ATMPs) experts 8

3. CAT-CHMP ASSESSMENT TEAMS ASSESMENT TEAM 1 CAT Rapporteur CHMP Co-ordinator ASSESMENT TEAM 2 CAT Co-Rapporteur CHMP Co-ordinator Q/S/E/Phvg/ERA (ATMPs) experts CHMP Peer review by 1 CHMP member + 1 (or more) CAT member(s) Q/S/E/Phvg/ERA (ATMPs) experts CAT (Co)Rapp coordinate procedure & discussions at CAT + prepare draft opinions and assessment reports CHMP Co-ordinator ordinator(s) responsible for flow of information between CAT & CHMP + discussion/adoption of opinion at CHMP CAT 9

CAT * Scientific Assessment (incl. Day 80/150 AR, Adoption LoQ, LoOI) * Adopt draft opinion (Day 182) 4. ATMP EVALUATION CHMP * Appoint Rapporteur [Art. 62(1) Reg. 726/2004] * Adopt FINAL CHMP opinion (by 210 Days) APPOINT ASS. TEAMS CAT SCIENTIFIC ASSESSMENT CAT SCIENTIFIC ASSESSMENT Appointment Assessment teams Evaluation Start Day 0 Day 80 AR CHMP Comments Day 120 LoQ Day 121 response Day 120 LoQ to CHMP - highlights M.O./divergence Day 150 AR CHMP Comments Day 170 LoOI Day 171 CAT OE Day 171 Grounds for approval/ refusal transmission to CHMP* Day 200 CAT adopts draft opinion Day 210 CHMP adopts final opinion CHMP INTERACTION with CAT * Day 180 CHMP discussion on grounds for approval/refusal ** Day 210 CHMP discussion and decision on need for adoption of a LoOI and/or an oral explanation 10

CAT: 4. ATMP EVALUATION ROLE OF THE CAT Adopts the LoQ, LoOI, draft opinion Oral explanation at the CAT Agrees on the need to consult WP/SAG/NB/Inspections CAT (Co)-Rapporteurs: Lead the scientific evaluation and discussion at CAT Prepare AR, LoQ, joint AR, LoOI Identify need to consult WP/SAG/NB/Inspections 11

CHMP 4. ATMP EVALUATION ROLE OF THE CHMP Appoint the 2 evaluation teams Peer reviewer through the procedure CHMP comments through the procedure Is informed during its plenary meetings of the key ATMPs scientific issues and divergences Can adopt LoOI and have OE at CHMP at D210 Adopt CHMP opinion CHMP Co-ordinators Ensure flow of information to CHMP, guide final CHMP discussion when adoption of CHMP opinion Make comments on the milestone documents Identify need to consult WP/SAG/NB/Inspections before D120 12 (CHMP comments phase D80-D100)

4. ATMP EVALUATION ROLE OF THE EMEA The role of the EMEA is to ensure: draft opinion of the CAT is given within 200 days; opinion of the CHMP is given within 210 days; full transparency of the evaluation towards the CAT and the CHMP. The EMEA Secretariat prepares: AR on the basis of CAT s (Co)-Rapporteur(s) AR ensuring scientific and regulatory consistency; draft opinions for transmission and final approval by CHMP; and communicates relevant public information related to the outcome of the assessment of ATMPs and withdrawal. 13

4. ATMP EVALUATION ATMP CENTRAL EVALUATION 1 st PHASE CAT * Scientific Assessment (incl. Day 80/150 AR, Adoption LoQ, LoOI) Appoint. Assess. teams CAT SCIENTIFIC ASSESSMENT CLOCK STOP CHMP * Appoint Rapporteur [Art. 62(1) Reg. 726/2004] Day 0 Evaluation Start Day 80 AR CHMP Comments Day 120 LoQ Day 120 LoQ to CHMP - highlights M.O./divergence CHMP INTERACTION with CAT 14

4. ATMP EVALUATION Restart of the clock ATMP CENTRAL EVALUATION 2d PHASE CAT * Scientific Assessment (incl. Day 80/150 AR, Adoption LoQ, LoOI) CAT SCIENTIFIC CAT O.E. ASSESSMENT Day 121 responses Day 150 AR CHMP Comments Day 170 LoOI Day 171 CAT O.E. LoOI to CHMP - highlight M.O/ /divergences. Day 171 Identification of Grounds for approval/refusal transmission to CHMP* Day 200 CAT adopts draft opinion Day 210** CHMP adopts final opinion CHMP INTERACTION with CAT * Day 180 CHMP discussion on grounds for approval/refusal ** Day 210 CHMP discussion and decision on need for adoption of a LoOI and/or an oral explanation 15

4. ATMP EVALUATION SPECIFIC RULES FOR THE EVALUATION OF COMBINED PRODUCTS Product as a whole is subject to evaluation by the CAT the Agency must recognise the results of any assessment by a notified body in accordance with Directives 93/42/EEC or 90/385/EEC of the medical device part or active implantable medical device part ( but may request the relevant notified body to transmit any information related to its assessment) if the application does not include the results of the assessment by a notified body, it shall seek an opinion from a notified body, unless the CAT advised by its experts for medical devices decides that involvement of a notified body is not required 16

4. ATMP EVALUATION OTHER/NEW INTERACTIONS NEEDED FOR ATMPs EVALUATION (1) Combined ATMP/MD EU NB PDCO BPWP VWP CTWP Diabetes & Endocrinology QWP Cardiovascular Oncology SWP CNS CAT SAWP CHMP ATMP (Gene) BWP GTWP HIV/ Viral Diseases Phgenomics WP Diagnostics PhWP EWP WPs GMO Competent Authorities COMP SAGs 17

4. ATMP EVALUATION OTHER/NEW INTERACTIONS NEEDED FOR ATMPs EVALUATION (2) Combined ATMP/MD PDCO EU NB VWP BPWP Diabetes & Endocrinology Cardiovascular Oncology QWP BWP CAT SAWP CHMP SWP ATMP (Gene) GMO Competent Authorities HIV/ Viral Diseases Phgenomics WP Diagnostics COMP PhWP CNS EWP WPs SAGs 18

4. ATMP EVALUATION Draft opinion prepared by CAT for final adoption by CHMP Draft Opinion adopted by CAT CHMP Opinion 19

4. ATMP EVALUATION New QRD templates (draft) 20

5. RE-EXAMINATION PROCEDURE (1) Legal timeframes of 15 days and 60 days (calendar days) re-examination evaluation WITHOUT Clock stops Same concept of CAT/CHMP Assessment Teams BUT new Assessment Team to be re-appointed CAT must be consulted by CHMP in re-examination [Art. 8 of Regulation (EC) No 1394/2007] CAT must provide CHMP with a Draft opinion of reexamination [Art. 8 of Regulation (EC) No 1394/2007] Oral explanations may have to be scheduled in limited timeframe in front of (SAG), CAT and/or CHMP 21

5. RE-EXAMINATION PROCEDURE (2) Same evaluation process as initial evaluation Systematic SAG consultation if requested by the applicant/mah, If not requested, as per normal procedure CAT/CHMP may request it Transparency: Draft opinion adopted by CAT to be reflected in SMOPs/CHMP Press Releases/CHMP Monthly report publications. 22

6. WITHDRAWAL o The withdrawal process will not change for ATMPs but can happen before or after draft opinion adopted by CAT! (same principles of confidentiality apply) The applicant shall communicate the reasons to withdraw the application The EMEA shall make this information publicly accessible and shall publish the assessment report, if available, after deletion of all information of a commercially confidential nature (as justified by the applicant). Withdrawal of the application after adoption of the opinion does not prevent that this information is made publicly available. 23

7. POST-AUTHORISATION Post-authorisation procedures will follow the same principles as for the initial evaluation Variation Regulation 1234/2008 will be implemented (end 2009) Procedural advice on evaluation of ATMPs will be updated to add the post-authorisation procedures 24

8. TRANSPARENCY 3.6 TRANSPARENCY CAT MONTHLY REPORT 25

8. TRANSPARENCY CAT 3.6 TRANSPARENCY MONTHLY REPORT INITIAL EVALUATION ATMP MAAs SCIENTIFIC RECOMMENDATION CONTRIBUTION TO SCIENTIFIC ADVICE CERTIFICATION Draft opinion prepared by the CAT will be reflected in the CHMP press release 26

Thank you for your attention European Medicines Agency Dr Marie-Hélène Pinheiro Scientific Administrator Regulatory Affairs and Organisational Support Sector Evaluation of Medicines for Human Use 7 Westferry Circus, Canary Wharf, London, E14 4HB, UK Tel. (44-20) 74 18 8620 Fax (44-20) 75 23 7051 E-mail: marie-helene.pinheiro@emea.europa.eu EMEA website: http://www.emea.europa.eu For general queries on ATMPs / CAT: AdvancedTherapies@emea.europa.eu 27

ANY QUESTION? 28

INTRODUCTION ATMP DRUG DEVELOPMENT Discovery Chemistry Preclinical Development Clinical Development Phase I Phase II Phase III Regulatory Evaluation Post marketing SME Status Certification Classification/ Scientific recommendations Orphan Designation Scientific Advice/Protocol Assistance NEW Regulatory Tools Specific to ATMPs CURRENT Regulatory Tools available for ATMPs Mandatory links PIP Submission MAA Submission 29