Australia and New Zealand Source Registry Edwards Sapien Aortic Valve 30 day Outcomes

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Australia and New Zealand Source Registry Edwards Sapien Aortic Valve 30 day Outcomes A/ Professor Darren Walters On behalf of the ANZ Source Investigators Director of Cardiology Brisbane, Australia

ANZ Source Registry Established to serve as a repository of adjudicated, independently monitored information Clinical use and safety and efficacy in ANZ Edwards-SAPIEN CE- Marked system for PAVR Australian and New Zealand clinical environment. Modeled on Source EU protocol Data Management : Flinders Cardiovascular Outcomes Research Prof Derek Chew Monitoring : PCRG Independent Adjudication of death and stroke 2

ANZ Source Registry

Study Devices Edwards SAPIEN THV 23 and 26 mm valves RetroFlex 22 and 24 F sheaths Ascendra 33 F sheath

TAVR Transfemoral and Transapical Transfemoral Transapical

Criteria INDICATIONS 1.Symptomatic Degenerative Aortic Stenonosis 2.AVA 0.8cm2 3.Logistic Euroscore > 20% or STS > 10% or 4.Agreement between Surgeon and Cardiologist : patient not suitable for open surgery due to high risk ( Revision D Amendment 5/2010) www.euroscore.org/calc.html http://209.220.160.181/stswebriskcalc261 ANNULUS BY TEE 18 to 22mm = 23mm SAPIEN 21+ to 25mm = 26mm SAPIEN

Trial Design Factors might make heart team agree on high risk included but not limited to: Cachexia/Frailty Pulmonary Insufficiency: VMS <1L Home oxygen therapy Previous cardiac surgery Porcelain Aorta Pulmonary hypertension >60 mm Hg Recurrent Pulmonary Embolus RV Insufficiency Thoracic Burning Sequelae Contradicting Open Chest Surgery History of Mediastinum Radiotherapy Severe Connective Tissue Disease Cachexia/Frailty Liver Cirrhosis (Child A or B) Age over 80 yr Age over 90 yr Consensus risk benefit ratio of open surgery favors TAVR

Criteria CONTRA - INDICATIONS The bioprosthesis is contraindicated in patients with: Non-valvular aortic stenosis; congenital aortic stenosis, unicuspid, or bicuspid aortic valve; non-calcific acquired aortic stenosis; Evidence of intracardiac mass, thrombus,or vegetation Untreated clinically significant coronary artery disease requiring revascularization Severe deformation of the chest Severe coagulation problems Active bacterial endocarditis or other active infections Previous systemic embolization from the left side of the heart Myocardial infarction (MI) within 1 month Unstable angina during index hospitalization Recent pulmonary emboli Cerebrovascular accident (CVA) within 6 months

Criteria CONTRA - INDICATIONS Annulus Ø,, (mm) <18 or >25 Inability to tolerate anticoagulation therapy Significant atheroma of the femoral and iliac vessels Severe tortuosities of the femoro-iliac vessels Femoro-iliac vessels < 7 mm* Bilateral iliofemoral bypass Hypertrophic cardiomyopathy with or without obstruction (HOCM) Severe ventricular dysfunction with ejection fraction < 20% The bioprosthesis is not to be used in positions other than the aortic valve *Smallest diameter > 7mm for 23mm Sapien / > 8 mm for 26 mm Sapien

Hospital Name (City, Country) Source ANZ Sites Cases Initiated on December-2008 Flinders Medical Center (Sinhal-Bennetts, Adelaide SA) St. Vincent s Hospital (Baron-Spratt, Sydney, NSW) Waikato Hospital (Pasupati-El Gamel, Hamilton, New Zealand) Prince Charles Hospital (Walters-Tesar, Brisbane) John Hunter (Thambar-James, Newcastle, NSW) Royal Perth Hospital (Yong-Larbalestier, Perth, WA) Prince Of Wales (Jepson-Wolfenden,Sydney, NSW) Royal North Shore (Bhindi-Brady,Sydney,NSW) 10

Patients enrolment Cases Initiated on December-2008 Hospital Name (City, Country) CTN Flinders Medical Center 38 St. Vincent s Hospital 22 Waikato Hospital 17 Prince Charles Hospital 20 John Hunter 11 Royal Perth Hospital 11 Prince Of Wales 8 Royal North Shore 5 Total 132 11

Source - Edwards TAVI in ANZ

Enrolment

Enrolment Revision A Revision C Revision D 64 pts 63 pts 3 pts Monitoring 100% Monitoring all AE SAE 66 pts 64 pts

Enrolment by TAVR Route 22&24 Fr Femoral sheath 51.5% 24F 22F 18F

Baseline Demographics and Risk Factors TF (n=67) TA (n=63) P-Value Age (yrs) 83.67 81.94 0.252 Female 34.3% 61.9% 0.002 Creatinine (mmol/l) 116.4 115.2 0.904 Logistic EuroSCORE 27.1% 29.1% 0.532 Peripheral Vascular Disease 25.8% 52.4 0.002 Carotid Artery Stenosis 5.97% 19.1% 0.024 (>50%) Incidence of CAD 80.6% 73.0% 0.307 Porcelain Aorta 3.0% 17.5 % 0.006 Prior CABG 40.3% 39.7% 0.943 Mitral valve disease 23.8% 28.6% 0.545 16

Baseline Demographics and Risk Factors TF (n=67) TA (n=63) P-Value NYHA (median) 2.83 (n=67) 2.82 (n=60) 0.888 Aortic Valve Area (cm 2 ) 0.61 (n=56) 0.63 (n=55) 0.552 Peak gradient (mmhg) 49.1 (n=61) 55.1 (n=55) 0.408 Mean gradient (mmhg) 46.7 (n=61) 45.3 (n=59) 0.727 LVEF (%) 58.6 (n=43) 55.2 (n=40) 0.610 17

Valve Implants 58%

30-Day* Paired Echo Data 100 TA Peak Gradient (mm Hg) Mean ± SD (n = 41) TA Mean Gradient (mm Hg) Mean ± SD (n = 41) 50 0 55.1 Baseline 30-Day 17.7 100 0 45.3 Baseline 30-Day 11.5 100 50 0 TF Peak Gradient (mm Hg) Mean ± SD (n = 51) 49.1 Baseline 30-Day All p<0.001 12.8 TF Mean Gradient (mm Hg) Mean ± SD (n = 46) 150 100 50 0 46.7 Baseline 30-Day 10.6 *Include cases with follow-up data between 1-month & 5-month 19

30-Day* Paired Echo Data 100 50 TA Ejection Fraction (%) Mean ± SD (n = 51) 55.2 P=0.106 62.3 150 100 50 TF Ejection Fraction (%) Mean ± SD (N = 20) P=0.256 58.6 57.4 0 Baseline 30-Day 0 Baseline 30-Day All p=0.053 All p=0.345 *Include cases with follow-up data between 1-month & 5-month 20

Aortic regurgitation at baseline and 30 days P=0.077 % 45 40 35 30 25 20 15 10 5 0 0 1 2 3 4 Baseline 30 days

Major Complications (30 Days) TF % (n=67) TA % (n=63) P Value Death 5.97 9.52 0.449 Stroke 2.99 4.76 0.600 Myocardial 1.49 4.76 0.283 infarction MACCE 8.96 15.87 0.232 Minor Vascular 10.45 1.59 0.036 Major Vascular 4.48 6.35 0.638 Renal function deterioration Permanent Pacemaker 11.94 17.46 0.375 1.49 7.94 0.081

Major Complications (30 Days) TF % (n=67) TA % (n=63) Total % (n=129) Bleed (All) 14.93 19.05 16.92 Minor Vascular 10.45 1.59 6.15 Major Vascular 4.48 6.35 5.38 Defined according to VARC Criteria Eurointervention:2010:5;673-679.

Major Complications Death (< 30 days) TF x 4 1 annular dissection 1 post savr following ventricular perforation during TAVR 1 hemodynamic collapse post op 1 awaiting adjudication ; left main occlusion TA x 6 1 left main occlusion 2 following surgical intervention post valve embolisation into ventricle 1 haemorrhage from TA access site 1 day of discharge in hospital arrest post mortem inconclusive 1 awaiting adjudication 15

Complications Surgical conversion

Complications Coronary Obstruction

Valve Malposition

Baseline Demographics and Risk Factors ANZ TF (n=67) Source TF (n=463) ANZ TA (n=63) Source TA (n=57 5) Partner A TAVR Age (yrs) 83.67 81.7 81.94 80.7 83.6 Female 34.3% 55.2% 61.9% 56% 42.2 Logistic EuroSCORE 27.1% 25.7 29.1% 29.2 29.3 Peripheral Vascular Disease 25.4% 10.9% 52.4% 27.5% 43% Carotid Artery Stenosis (>50%) 5.97% 7.6% 19.1% 17.1% 29.3% Incidence of CAD 80.6% 47.4% 73.0% 56.0% 74.9% Porcelain Aorta 2.99% 4.6% 17.5% 11.5% 0.6% Prior CABG 40.3% 17.6% 39.7% 26.9% 42.6% 10

Implantation Success Acute procedure success ANZ TF (n=67) Source TF (n=463) ANZ TA (n=63) Source TA (575) Partner A TAVR (348) 92.5% 95.6% 87.3% 92.9% 94.5% Conversion to savr 1.49%(1) 1.7(2)% 3.17 % (2) 3.5% 2.6% AR >+2** 1.49% (1) 3.2% 1.59% (1) 5.9% Valve migration 1.49% (1) 0.0% 3.17% (2) 0.5%# 2.6% Coronary obstruction 1.49% (1) 0.7% 1.59% (1) 0.5% TAVR implanted pt alive at the end of procedure 12

Major Complications (< 30 days) TF % (n=67) TA % (n=63) ANZ Total % (n=130) EU Total %(n=1038) Partner A TAVR %(n=3 48) Death 5.97 9.52 7.69 8.5 12 Stroke 2.99 4.76 3.85 2.5 5.5 Permanent pacemaker 1.49 7.94 4.62 7.0 3.8 Vascular Major 4.48 6.35 5.38 7.0 11.1 15

Edwards Transcatheter AVR Survival at 1, 6 and 12 months Transfemoral Experience 1 month 6 months 12 months 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 67.2 33.6 28.0 irevive (n=22) 71.9 46.2 40.4 RECAST (n=24) 86.8 78.3 71.4 REVIVE (n=106) 92.7 83.4 75.8 REVIVAL (n=59) 92.0 90.0 PARTNER EU (n=54) 93.6 SOURCE (n=303)

T-AVR Key Issues Patient selection beyond the Euroscore/STS Procedural performance Hybrid OR TOE/GA/LA Procedural Complications Vascular complications- device profile Acceptable with 18 Fr:?unacceptable with 24 Fr Heart Block 7.0%-37.5% acceptable with Sapien Platform:?unacceptable Core Valve Aortic Regurgitation Not yet linked to adverse outcomes

T-AVR Key Issues Surgically eligible patient: when not if? Which surgically eligible group: where do we draw the line Critical importance of longevity of device Older patients remain target in medium term Quality of life versus survival Cost effectiveness compared to standard surgery Longevity of device: long term patient follow up essential

Conclusion Early learning curve experience in our region appears to demonstrate results similar to the published European Experience. Procedural Success acceptable for early experience Lower than predicted 30-day mortality prospective registry surveillance of procedural success and late outcomes within ANZ essential Increased efforts to ensure data quality and trial integrity 22