Validity of data sources in pharmacoepidemiology

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Validity of data sources in pharmacoepidemiology Jesper Hallas MD DrMedSc Dept of clinical pharmacology University of Southern Denmark, Odense jhallas@health.sdu.dk

Disposition 1. Defining validity 2. Internal vs external validity 3. Describing the process from prescribing to ingestion 4. Areas of major and minor uncertainty in the prescribing process Prescribed vs purchased medication Purchased vs ingested medication Ingested medication vs verbal account of medication 5. Some examples of validity studies of data sources. 6. How to read a paper on validity 7. Does the choice of data source make a difference in QI? 8. Some conclusions

Validity definition Of latin verb valere: being strong The validity of a measurement can be defined as the degree with which the measured value reflects the characteristic it is intended to measure. Roger J. Lewis, - implies the comparison of a measurement against a superior representation (or measurement) of its object.

Internal and external validity Internal: pertains to the study sample itself Are the data correct? Technical problems in data transfer? Which data source is most accurate? (for what purpose?!) External: pertains to the reality outside the study sample Is the studied population representative?

Describing the process from prescribing to ingestion Event

Describing the process from prescribing to ingestion Event Proxy Physician administrative system, e.g. GPRD in UK Pharmacy-based prescription database, e.g. MEDICAID, MEMO, OPED Interview

Primary non-compliance; what prescriptions are not redeemed? 20.921 prescriptions issued in a large rural practice retrieved in a pharmacy-based research database (MEMO, Scotland). Beardon PHG et al. BMJ 1994; 307: 846-8. "Observational studies of drug exposure can be more accurately estimated from dispensing rather than prescriber data"

Validity problems; can patients account be trusted? 38 patients Pilocarpin eyedrop t.i.d. for 40 days Compliance estimate by structured interview Compliance measured by electronic device Norell SE. Soc Sci Med 1981; 15E: 57-61.

Comparison of interview and electronic monitoring device: findings No statistical correlation between estimated and actual compliance Gross non-compliance occurred among subjects with an estimated perfect compliance Patient were never more compliant than claimed Norell SE. Soc Sci Med 1981; 15E: 57-61.

Data on drug exposure Which is best? Physician administrative system, e.g. GPRD Pharmacy-based prescription database Interview Area of major uncertainty

Validity studies: grid of data flow Event Proxy Level I GP GP database Level II Pharmacy Pharmacy database Level III Patient Patient source

Measuring internal validity: taxonomy Indicate levels of comparison (level I-III) Indicate patient group Indicate gold standard for comparison Indicate tools for data aquisition (level I-III) Indicate possible limitations/exemptions of data transfer (level I-III)

Validity grid: Beardon study Event Proxy GP Assumed without error GP database Measuring point Study object Pharmacy Assumed without error Pharmacy database Measuring point Gold standard Patient Patient source

Validity grid: Norell study Event GP Proxy GP database Pharmacy Pharmacy database Patient Study object Structured interview Measuring point Assumed without error Monitoring device output Measuring point Gold standard

Comparison between interview and register data Participants in a questionnaire-based national survey of pregnant women (N=2041) were retrieved in a prescription database (PDNJ) by use of a 120 day window Drug Reported by interview Retrieved in database Beta-blockers 6 5 Insulin 11 11 Thyroid drugs 12 9 Diuretics 4 3 Antidepressants 11 10 Analgesics 828 17 Topic corticosteroid 25 55 Antibiotics 204 310 Olesen C et al, J Olesen Clin Epidemiol C. Epidemiology 2002 2001, in press

Validity grid, Olesen study Event Proxy GP GP database Pharmacy OTC-analgesics exempt from registration Pharmacy database Measuring point Patient Study object Posted Questionnaire Patient source Measuring point Gold standard

Does the choice of data source make a difference in QI?

Stepwise Approach to Asthma Therapy - Adults Outcome: Asthma Control Outcome: Best Possible Results Controller: None Controller: Daily inhaled corticosteroid Controller: Daily inhaled corticosteroid Daily longacting inhaled β 2 -agonist Controller: Daily inhaled corticosteroid Daily long acting inhaled β 2 -agonist plus (if needed) -Theophylline-SR -Leukotriene -Long-acting inhaled β 2 - agonist -Oral corticosteroid When asthma is controlled, reduce therapy Monitor Reliever: Rapid-acting inhaled β 2 -agonist prn STEP 1: Intermittent STEP 2: Mild Persistent STEP 3: Moderate Persistent STEP 4: Severe Persistent STEP Down Alternative controller and reliever medications may be considered (see text).

Validity of quiality indicators for assessing the quality of asthma prescribing Dutch GP based prescription database (N=30.486) in 1997 146 patients aged 18-49 with asthma Subjected to database analysis Subjected to interview and diagnostic work-up (gold standard) Pont Lisa G, Eur J Clin Pharmacol 2004

Sensitivity and positive predictive values for database-derived quality indicators in asthma Indicator Problem Sensitivity Positive predictive value Step 1 No inhaled beta-agonist 0.86 0.52 Step 2A Step 2B Step 3 Step 4 No inhaled corticosteroid, +/- inhaled betaagonist Daily use of an inhaled beta-agonist, no inhaled corticosteroid Inhaled beta-agonist > once daily but low dose inhaled corticosteroid Inhaled beta-agonist >once daily, adequate dose inhaled corticosteroid, no LABA 0.74 0.46 0.37 0.71 0.07 0.20 Too few patients to validate Pont Lisa G, Eur J Clin Pharmacol 2004

Validity grid: Pont study Study object Event? Proxy GP GP database Measuring point Pharmacy Pharmacy database Patient Interview + Clinical work-up Patient source Measuring point Gold standard

Lack of validity for database derived asthma QI, why Davidsen et al. Pulm Pharmacol Ther 2011 22

Studies of agreement between prescription data sources Reference Drugs Comparators Gold standard Norell 1981 Eye drops Interview vs EMD III vs III Pont LG 2004 Asthma medication Interview + work-up vs GP. I vs III Barat I 2001 All, elderly patients Interview vs GP I vs. III Olesen C 2002 All, pregnant women Questionnaire vs pharmacy. II vs III Enlund H 1981 de Jong-van den Berg LT 1993 Van den Brandt PA 1991 Users of antihypertensives All, pregnant women All prescribed Interview vs pharmacy. II vs III Interview vs pharmacy. II vs III Questionnaire vs pharmacy. II vs III Lau HS 1997 All prescribed Medical inventory vs pharmacy II vs III West SL 1995 NSAID and estrogen up to 12 years in the past Interview vs pharmacy. II vs III........ Finding Poor correlation between estimated and actual compliance Poor performance of GP derived quality indicators 20-70% non-adherence, depending on dose regime, knowlegde about drug, toxicity etc Good agreement for chronic treatments, poor for antibiotics and analgesics 94% agreement. Patient interview gave an overestimation of compliance The two modes are complementary. Performance dependent on study object. Pharmacy record preferable in long recall or complicated regimes Sensitivity 61%, specificity 100% Sensitivity improved with increased observation window Sensitivity 41-78& depending aot on number of prescriptions. Sprecificity 92-100%

Studies of internal data validity, statements True gold standards do not exist. They are all alloys. Technical data errors are rarely reported Non-compliance is substantial and is difficult to ascertain Failure to redeem prescription is a minor problem for most drug classes Databases may have important limitations, e.g. absence of nonsubsubsidized prescription medication Recall errors of omission are much more common than errors of commission. Rather forget than make something up. Recall is dependent on chronicity

Data on drug exposure An example; antibiotics and myocardial infarction None Switchers Cephalosporins Background: Antibiotics with effect against Chlamydia Pneumonia might protect against AMI Penicillins Sulfonamides Quinolones Exposure: any antiobiotic 3 years before the index date. Macrolides Tetracyklines 0 0,5 1 1,5 Cases: 3315 persons with firsttime MI Controls :13,139 without MI. Meier CR et al. JAMA 1999; 281: 427-31.

Question Given that the source of data has a strong impact on QI, should we endeavour to use GP source? Patient level source? Something else? When assessing the quality of the prescribing?