Why and how does a pharmaceutical company take the risk to use novel excipients?

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Why and how does a pharmaceutical company take the risk to use novel excipients? M. Sherry Ku, Ph.D. CSO, Anchen Pharmaceuticals Irvine, CA Excipient Fest, May 5, 2010 Puerto Rico

Global Excipient Acceptability Evaluation for Regulatory acceptability including Japan n Ideally listed in major compendia (USP/NF, PhEur, JP/JPE) Not Listed additional tox data may be needed Clinical use vs. Registered use n Maximum Daily Allowed: JPE allowed limits Listed in FDA Inactive Ingredients Guide Handbook of Pharmaceutical Excipients Vendor information Approved in marketed Rx products - Approved in non-rx products - Approved in foods WHO listing 2

Collaboration between Wyeth, BASF and IPEC n In 2007, Jay Goldring from Wyeth Consumer Division and the Chair of IPEC Tox Committee started a job rotation program in Wyeth Early Pharmaceutical Development. n Dr. Ku approached several excipient suppliers for possible collaboration in the IPEC new excipient review process n BASF took the challenge and agreed to collaborate and pay for the Tox consultant fee. n The first case 18 months after IPEC proposed it. n As the first excipient through the system, FDA agreed to review the package and reply with assessment. n USP/NF Monograph issued. Solutol becomes compendial and no more hassle. 3

The Right First Time FIH Formulation Approach: No Human PK Bridging One Formulation from FIH to POC at 90% POC to Commercial at 80% Enhance Bioavailability with Less Food Effect Reduce PK variability to allow dose separation Control impurity/degradant levels below the ICH qualification threshold Room temperature storage with 2 year shelf life Scalability to a manufacture scale at batch sizes of 5,000-20,000 dose units 4

An industrial-wide trend for new clinical leads to be less soluble and permeable Marketed Compound N=141 (130 from WHO) Wyeth NME N>100 (larger BCS 2 slice) BCS 1 BCS 2 BCS 3 BCS 4 BCS 1 BCS 2 BCS 3 BCS 4 5

Choice of Formulation Strategy in Wyeth Reference: M Sherry Ku 2006 Prior to 1993 for FIH clinical products Dry Blend Dry Granulation Wet Granulation 1993 Solid Dispersion: Comelt, Sheeting, Milling, Encapsualtion 1995 Semi-Solid Capsule: Modified H&K machine to allow hot fill and cool to semisolid. 2001 CFS 1000 Liquid Capsule: spray seal Licap 2003 Melt Granulation: Comelt, High Shear Granulate 2004 LEMS 30: Large-scale Liquid Cap manufacture 2005 Softgel capsule machine 6

no BCS Class 2 Ionizable? no DV>250mL DV<5000mL no S vehicle>dose no no Solution Stable? Solution/Semisolid Filled Capsule Follow BCS Class 1 Wet/Wax Granulation w/ Surfactant/Polyol Melt Granulation Melt Extrusion Amorphous Solid Solid Dispersion Nanocrystal Formulation Decision Tree BCS Class 2 Compound Reference: M Sherry Ku 2006 DV: dose volume human dose divided by solubility at ph 6 for base or at ph 5 for acid or water solubility for salt form and non-ionizable compound 7

Distribution across 55 FIH projects from 2003 to 2009 FIH Formulations by Process % of Products 18.2 5.5 3.6 23.6 1.8 7.3 40.0 23.6% 18.2% Dry blend 40% Roller compaction Solution/semisolid cap Solid dispersion Wet granulation Melt granulation Modified Release 8

BCS Compound distribution by FIH Formulation Process 60 50 % of FIH Process Category 40 30 20 10 BCS1 BCS2 BCS3 BCS4 0 Dry Blend Wet Granulation Solution/Semisolid 9

Excipient Selection Goal: To have the best formulation in terms of delivering the drug, room temperature stability, global acceptability and reasonable cost n Very dependent on API properties n Toxicity n Regulatory (global acceptability) n Source (including BSE) n Cost n Other considerations: Functionality Batch-to-batch variability Chemical reactivity/stability Experience 10

Exclude Excipient Known Incompt y? no Excipient Compatibility Decision Tree Stable Compound? Prototype Stability Stable Formula? no no Exploratory Excipient Compt y Exclude Excipient ID Degradant M Sherry Ku 2008 accepted for publication Formal Stability Confirmatory Excipient Compt y 11

Case History: Cremophor vs Solutol n BASF solubilizer excipients, Cremophor EL (Polyoxyl 35 Castor Oil, NF) and Cremophor RH40 (Polyoxyl 40 Hydrogenated Castor Oil, NF) were developed by BASF prior to the development of Solutol HS 15. Polyoxyl 35 Castor Oil is in 8 FDA-approved drugs and Polyoxyl 40 Hydrogenated Castor Oil is in 7 FDA-approved drugs as seen FDA s Inactive Ingredient Database. In contrast to Cremophor, Solutol HS 15 is known to have less significant histamine release in animal toxicity studies. Polyoxyl Stearates are used in about 35 FDA-approved drugs as seen from the FDA inactive ingredient database. n BASF excipient Solutol HS 15 is a non-ionic solubilizer and emulsifying agent composed of polyglycol mono- and di- esters of 12-hydroxystearic acid (lipophilic part) and about 30% of free polyethylene glycol (hydrophilic part). It has been used in an injectable human drug, Oxidize (Diclofenac sodium) manufactured by Beta S.A., Buenos Aires, Argentina. Solutol HS 15 has been used in Canada since 1989 in multivitamin injections in two injectable formulations, a 2 mg/ml formulation containing 7% Solutol HS 15, and a 10 mg/ml formulation containing 10% Solutol HS 15. 12

Dilemma: Whether to use of Solutol HS-15 in Formulation for Clinical Study n Solutol HS-15 is classified as new excipient since it hasn t been used in the U.S. in any marketed product n Classification as new defines regulatory status New excipients not approvable in NDAs without safety data 2005 FDA Guidance: [New excipients] are not fully qualified by existing safety data with respect to the currently proposed level of exposure, duration of exposure, or route of administration. Circular definition: approval in an NDA signifies qualification; unqualified excipients are not qualified n JECFA has established an ADI for similar excipients, PEG-8- Stearate and PEG-40-Stearate. Solutol HS-15 is a PEG-15- HydroxyStearate and should have a very similar safety profile as the other PEG-Stearates. n While Solutol HS-15 does cause the release of histamine from mast cells, it is less allergenic than the closely related structure Cremophor approved by FDA. 13

Contributed Human Experience Clinical Studies Formulation containing Solutol HS-15 n Two (2) phase 1 studies have been clinically completed in the United States A ascending single dose (SAD) study conducted in healthy subjects and a ascending multiple dose (MAD) study conducted in healthy subjects. n In a Phase 2 POC study (6 weeks dosing), and an endoscopic examination (7 days GI safety study) was performed at up to 5 capsules of the placebo were dosed. No AE s in 12 patients dosed. n Overall the AE profile from this study shows that a single oral dose of up to 10 capsules of the Wyeth formulation (containing 150 mg Solutol/capsule) are generally safe and well tolerated 14

Opportunities n Stay ahead of excipient trends n Establish relationships with excipient suppliers n Participate in excipient qualification program n Advocate for new excipient evaluation procedure n Use services of IPEC n Improve clinical product quality via use of novel and safe excipients. 15