COMMITTEE FOR HUMAN MEDICINAL PRODUCTS FINAL REPORT ON THE PILOT JOINT EMEA/FDA VXDS EXPERIENCE ON QUALIFICATION OF NEPHROTOXICITY BIOMARKERS.

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European Medicines Agency Pre-authorisation Evaluation of Medicines for Human Use London, 3 July 28 Doc. Ref. EMEA/25885/28 Rev. 1 COMMITTEE FOR HUMAN MEDICINAL PRODUCTS FINAL REPORT ON THE PILOT JOINT EMEA/FDA VXDS EXPERIENCE ON QUALIFICATION OF NEPHROTOXICITY BIOMARKERS. ADOPTION BY CHMP April 28 FOR RELEASE FOR CONSULTATION May 28 END OF CONSULTATION (DEADLINE FOR COMMENTS) Extended to July 28 Comments should be provided electronically in word version to SAWPsecretariat@emea.europa.eu KEYWORDS Biomarker Nephrotoxicity Qualification Process 7 Westferry Circus, Canary Wharf, London, E14 4HB, UK Tel. (44-2) 74 18 84 Fax (44-2) 74 18 86 13 E-mail: mail@emea.europa.eu http://www.emea.europa.eu European Medicines Agency, 28. Reproduction is authorised provided the source is acknowledged

Background Final report on the pilot Joint EMEA/FDA VXDS experience on Qualification of Nephrotoxicity biomarkers. Previously published data on genomic BMs (BMs) of nephrotoxicity (Han et al 22, Silkensen et al 1997, Verstrepen et al 21, Amin et al 24, Thompson et al 24) support the investigation of a number of accessible protein BMs as exploratory BMs with a high probability of success in diagnosing nephrotoxicity in rat (Han et al 22) and monkeys (Davis et al 24). These include, (in addition to established BMs such as urinary albumin, urinary total protein, urinary Beta2 microglobulin) the Kidney Injury Molecule (KIM-1) (Han et al 22, Bailly et al 22), clusterin (Silkensen et al 1997), urinary Cystatin C (Dharnidharka, Kwon and Stevens 22) Trefoil factor 3 (TFF 3) and osteopontin (Verstrepen et al 21), as well as changes in differential expression of other genes included in a toxico-genomic signature for nephrotoxicity (Amin et al 24, Thompson et al 24). The C-Path Predictive Safety Testing Consortium (PSTC), between June and October 27, submitted to the FDA and the EMEA, data to support the use of a number of nephrotoxicity BMs for the claims mentioned below. Qualification claims The claims of the PSTC representatives for the BMs submitted were the following: the proposed markers (Kim-1, Albumin, Total Protein, β2-microglobulin, Cystatin C, Urinary clusterin and Urinary trefoil factor 3, note from EMEA secretariat) 'add information' to serum creatinine and BUN, while six of the seven were also shown to outperform one or both of these clinical chemistry markers. We claim that these kidney BMs correlate to either tubular histomorphologic alterations or to glomerulopathy with functional tubular involvement. We make biomarker claims that apply more accurately to acute drug-induced kidney histomorphologic change which are supported by our data rather than more traditional chronic kidney injury. We claim voluntary use of these BMs by sponsors in preclinical GLP studies. In addition, when taken together with published peer-reviewed clinical data as sensitive BMs of kidney injury in humans, we claim voluntary use of several urinary BMs (Kim-1, Albumin, Total Protein, β2-microglobulin, and Cystatin C) as bridging markers for early clinical studies on a case-bycase basis when concerns are generated by findings in GLP animal toxicology studies. Data submitted The data submission occurred in consecutive waves between July and November 27 and included: Information and analyses of data from short term (up to 14 days) rat GLP toxicology studies aiming at the identification of BMs of drug-induced acute kidney toxicity Data on the analytical validation of the methodologies used Review of the scientific literature pertaining to exploratory studies in human clinical context relevant to some of the BMs (except Urinary clusterin and Urinary trefoil factor 3) presented for this joint FDA/EMEA pilot process. The FDA and the EMEA contributed to the evaluation via the ad hoc appointed pilot Biomarkers qualification teams (BMQTs) and providing (via written procedures and Joint Videoconferences with the FDA and the PSTC representatives) elements for gap analysis, questions on the statistical evaluations and drafting the preliminary conclusions. Page 2/5

Summary of studies conducted Novartis Merck FDA Rat strain Han Wistar Sprague Dawley, except Sprague Dawley for two studies Sex Male Male (Only one study Male (carbapenem-tc) with males and females) Animal number/group 6 4-6 3-6 Number of nephrotoxicants 8 11 4 Common nephrotoxicants Number of nonnephrotoxicants 2 9 BMs used BUN, serum Cr KIM-1, clusterin, total protein, cystatin, β2-microglobulin BUN, serum Cr, KIM-1, albumin, TFF-3 BUN, serum Cr, KIM-1, The final discussions mainly focussed on the inclusive ROC analyses that presented all of the data from the different studies. Performance of each new biomarker versus the accepted standards of BUN and serum creatinine was evaluated by comparison of the area under the curve (AUC) of the ROC analysis for each new biomarker with the similar data obtained for BUN and creatinine. ROC curves were generated both for data merged from all positive histopathology scores for all studies by study site, as well as for data from subset ranges of these scores. The ROC curves for the complete KIM-1 and albumin data from Merck are shown in Figure. 1, while the ROC curves for the complete KIM-1, clusterin, total protein, β-2 microglobulin, and cystatin data from Novartis are shown in Figure 2. Page 3/5

Fig. 1: Inclusion model - All Histopathology Grades All Merck data AUC (area under the curve) SEN (sensitivity at 95% specificity) are shown. Note that compound treated animals with grade histopathology were included for this analysis. ROC curves were generated using all histopathology grades. KIM-1 Albumin Fig 2. Inclusion model - All Histopathology Grades All Novartis data (VXDS2) ROC inclusion curves of tubular and glomerular markers. The analysis using animals with all histopathology grades (-5) included compound treated animals with grade histopathology. The AUC (area under the curve) values and the number of animals (KIM-1 in parentheses) are listed. Pathology of Tubular Damage Pathology of Glomerular Damage 1 Tubular Degeneration / Necrosis / Apoptosis / Cell Sloughing S1 - S3 + non-localized 1 Glomerular Alteration / Damage Sensitivity.9.8.7.6.5.4.3.2.1.1.2.3.4.5.6.7.8.9 1 1-Specificity Area Under Curve: Random =.5 Creatinine =.72 BUN =.75 Kim-1 =.89 Clusterin =.85 135 Diseased 64 (595) Controls Sensitivity.9.8 Area Under Curve:.7 Random =.5.6 Creatinine =.55.5 BUN =.74 Tot. Protein =.86.4 B2-Microglob. =.89.3 Cystatin C =.9.2 41 Diseased.1 698 Controls.1.2.3.4.5.6.7.8.9 1 1-Specificity Page 4/5

Limitations of the data set The BMQT considered that the limitation of the data package submitted for all the identified BMs (including Kim 1, urinary Clusterin, urinary Tff-3, urinary Cystatin C) is that, although the PSTC provided information on dose- and time- dependent changes in the biomarkers and the appearance of histopathological alterations during periods of dosing, there is insufficient data to establish a clear correlation between the BMs and the evolution of the nephrotoxic alterations over time, as documented by histopathology. The reversibility of the biochemical changes is insufficiently correlated with kidney function recovery. Therefore the use of these BMs in monitoring renal toxicity at this stage is not sufficiently demonstrated. Additional drawbacks were identified and included: data was collected retrospectively; they should have included body weight, food consumption and water consumption data; histopathology scores were based on evaluation of only one section of one kidney; data was insufficient to establish a temporal correlations between lesions and BMs levels; data were insufficient to demonstrate that specific BMs can establish the location of injury. Conclusions The urinary kidney BMs (Kim-1, Albumin, Total Protein, β2-microglobulin, urinary clusterin, urinary trefoil factor 3 and urinary Cystatin C) are considered acceptable in the context of non-clinical drug development for the detection of acute drug-induced nephrotoxicity, either tubular or glomerular with associated tubular involvement. They provide additional and complementary information to BUN and serum creatinine to correlate with histo-pathological alterations considered to be the gold standard. It is recognised that it is worthwhile further exploring in early clinical trials the potential of Kim-1, Albumin, Total Protein, β2-microglobulin, Urinary clusterin, Urinary trefoil factor 3 and urinary Cystatin C as clinical BMs for acute drug-induced kidney injury. Until further data are available to correlate the BMs with the evolution of the nephrotoxic alterations, and their reversibility, their general use for monitoring nephrotoxicity in clinical setting cannot be recommended. Incremental Qualification Potential in non-clinical context: Further expand data on the correlation between the BMs and the evolution and reversibility, of acute kidney injury. Also, further expand the knowledge on species-specificity. Ways how to best implement these biomarkers in a further development program, can be discussed on a case by case basis in the context of the new EMEA qualification advice (see http://www.emea.europa.eu/pdfs/human/biomarkers/728948en.pdf). Page 5/5