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Year in Review Allan I. Pack, M.B.Ch.B., Ph.D. John Miclot Professor of Medicine Director, Center for Sleep and Circadian Neurobiology University of Pennsylvania Perelman School of Medicine Philadelphia, Pennsylvania USA Outline of Lecture Personalizing approaches to obstructive sleep apnea New approaches to PSG analysis OSA and diabetes Applying telemedicine approaches 1

Genetics Microbiome Epigenetics Environment Unique patient CLINICAL CHARACTERISTICS ± Sleepiness ± Co-morbidities Other symptoms MOLECULAR PROFILES Proteomics Metabolomics Transcriptome IN-DEPTH PHENOTYPING MEASURES Physiologic measures Imaging Clinical Subtypes of OSA? If there are different clinical types OSA = OSA 1 + OSA 2 + OSA 3 Can we assess clinical symptoms by cluster analysis? 2

Cluster Analysis is Key Tool What is Clustering? Given a specific set of variables, classify individuals into groups such that: Within a specific group, individuals are as similar as possible Minimize Within Cluster Variance Individuals falling in different groups are as dissimilar as possible Maximize Between Cluster Variance Predict Using Clinical Features: 3 Distinct Clusters (Ye L, et al, Eur Respir J 44:1600, 2014) Cluster 1 : Insomnia (32.7%) Highest probability of Insomnia-related symptoms Most likely to have frequent awakenings during sleep Epworth Sleepiness Score = 9.5±0.7 BMI = 33.3±5.6; AHI = 43.8±20.4 Cluster 2 : Asymptomatic (24.7%) Highest frequencies of hypertension, diabetes and CVD Most likely to feel refreshed upon awakening (>80%) Epworth Sleepiness Score = 7.9±0.6 BMI = 33.0±5.6; AHI = 43.1±18.9 Cluster 3 : Sleepy (42.6%) Highest probability of falling asleep driving (36%) Most likely to fall asleep during the day Epworth Sleepiness Score = 15.7±0.6 BMI = 34.0±5.8; AHI = 46.7±21.7 FROM ICELANDIC SLEEP APNEA COHORT (ISAC) NO DIFFERENCES IN BMI AND AHI BETWEEN CLUSTERS 3

Clinical Subtypes of Obstructive Sleep Apnea OSA = OSA 1 + OSA 2 + OSA 3 Cluster 1: OSA + Insomnia Cluster 2: Asymptomatic OSA Cluster 3: OSA + Excessive Sleepiness OPPORTUNITY TO ASSESS BROADLY IN CLINICS -?MINIMAL INFORMATION REQUIRED Are These Different Clinical Subtypes a Function of Referral patterns in Iceland or Are They Generalizable? 1 Have now replicated the clusters in sleep centers across the globe (Sleep Apnea Global Interdisciplinary Consortium SAGIC) 2 and in population cohort in Korea (Korean Genomic Cohort) 3 SAGIC is effort to get data on a large number of OSA patients for new analytical strategies (11 international sleep centers) 1 Ryan CM, et al, Am J Respir Crit Care Med 192:1127, 2015 2 Keenen, B, et al, Sleep 2018 Jan 5. doi: 10.1093/sleep/zsx214 3 Kim J, et al, J Clin Sleep Med, in press 4

Does Clinical Cluster Determine Outcomes of Therapy? Does Symptomatic Improvement with Therapy Depend on Initial Cluster Disturbed Sleep (Pien G, et al, Sleep 2018 Jan 2. doi: 10.1093/sleep/zsx201) CHANGE IN EPWORTH SCORE = -2.06 (P<0.001) 5

Does Symptomatic Improvement with Therapy Depend on Initial Cluster Asymptomatic Group (Pien G, et al, Sleep 2018 Jan 2. doi: 10.1093/sleep/zsx201) CHANGE IN EPWORTH SCORE = -1.33 (P<0.001) Does Symptomatic Improvement with Therapy Depend on Initial Cluster Sleep Group (Pien G, et al, Sleep 2018 Jan 2. doi: 10.1093/sleep/zsx201) CHANGE IN EPWORTH SCORE = -5.31 (P<0.001) 6

Hence, outcome of therapy is clusterspecific. OPPORTUNITY TO BETTER DETERMINE PERSONALIZED OUTCOMES OF THERAPY AND CONSIDER PERSONALIZED TREATMENT APPROACHES Classification Based on Physiological Features: Current AHI Classification Based on Consensus (Chicago criteria) Current AHI events/hour Normal <5 Mild SDB 5-15 Moderate SDB 15-30 Severe SDB >30 PSG rich in data most data thrown out Obtain one number why focus only on AHI? Do other physiological features better inform risk for different outcomes? CAN NEW FEATURES ENHANCE VALUE OF PSG? 7

What About Different Physiological Subtypes Based on Standard Variables Obtained by Scoring PSG (Zinchuk AV, et al, Thorax Sept 21, 2017) What About Different Physiological Subtypes Based on Standard Variables Obtained by Scoring PSG (Zinchuk AV, et al, Thorax Sept 21, 2017) CPAP reduces CV events CPAP reduces CV events 8

Other Variables That Can Be Extracted from Sleep Study Arousal intensity individual trait (scale 1-9) 1 Heart rate response to arousal Measure of sympathetic reactivity? Odds ratio product continuous measure of sleep depth 2 Different measures of cyclical intermittent hypoxia Cardio-pulmonary coupling Heart rate variability 1 Younes M, et al, Sleep 37:1833, 2014 2 Younes M, et al, Sleep 38:641, 2015 Heart Rate Response to Arousal is Reproducible from Night to Night (Azarbarzin A, et al, Sleep 38:1313, 2015) Day One Day Two VARIES BETWEEN SUBJECTS 9

Twin Study Reveals Heritability of Arousal Responses and Heart Rate Response to Arousals (Gao X, et al, Sleep 2017 Jun 1;40(6). doi: 10.1093/sleep/zsx055) Estimates Heritability HR as arousal 5 0.35 (0.56)* HR at arousal 8 0.91 (0.58)* IS IT A MEASURE OF SYMPATHETIC RESPONSE? *ANOVA estimate (maximum likelihood estimates) Individuals Have Different Types of Events With and Without Hypoxia (Koch H, et al, Sleep 2017 Nov 1;40(11). doi: 10.1093/sleep/zsx152) With Desaturation No Desaturation Events from same patient 10

Consequences of Different Types of Events (Koch H, et al, Sleep 2017 Nov 1;40(11). doi: 10.1093/sleep/zsx152) Hypoxic events associated with increased hypertension Non-hypoxic events increased objective sleepiness (MSLT) Event Duration and Degree of Desaturation with Events Vary Between Individuals (Differences in Males and Females) (Leppanen T, et al, Sleep Breath 21:397, 2017) Obstruction severity parameter = average duration of events x desaturation area 11

Phenotyping Pharyngeal Pathophysiology Using PSG (Sands SA, et al, AJRCCM Jan 2018) Can be done using nasal pressure (n=11) Obtains collapsibility and compensation data Quantifying the Arousal Threshold Using PSG (Sands SA, et al, Sleep 2018 Jan 1;41(1). doi: 10.1093/sleep/zsx183) Correlation with PSG measures and esophageal pressure (A) and diaphragm EMG (B) (n=29) Can also be done using nasal pressure (n=11) 12

Sleep Apnea and Diabetes Diabetes and Obstructive Sleep Apnea Think beyond focus on glycemic control 1 OSA is independent risk factor for retinopathy in diabetes 2 Could association be due to vascular effects of OSA in retina? 1 Ip M & Wong D, AJRCCM 196:807, 2017 2 Altaf QA, et al, AJRCCM 196:892, 2017 13

How do we deal with shortage of sleep medicine physicians? Is telemedicine part of the answer? The Past is Prologue: The Future of Sleep Medicine (Watson NF, et al, J Clin Sleep Med 13:127, 2017) What are the solutions? Team approach - integrating PCPs into sleep center programs; widespread application of telemedicine; use of mobile technology 14

Remote Ambulatory Management of OSA (Fields BG, et al, Sleep 39:501, 2016) Parallel group, randomized trial (n=60) Telemedicine compared to in-person care No difference in change in self-reported outcomes or CPAP adherence Very positive feedback on telemedicine program TELEMEDICINE MANAGEMENT OF OSA IS FEASIBLE AND GIVES GOOD OUTCOMES Effects of Telemedicine Education and Tele-monitoring of CPAP Adherence The Tele-OSA Trial (Hwang D, et al, AJRCCM 197:117, 2018) 4 arm, randomized trial design Arms a. Usual care (n=129) b. Web-based education (n=163) c. Automated feedback of CPAP adherence (n=125) d. b+c (n=138) End-points CPAP adherence, change in Epworth 15

Effects of Telemedicine Education and Tele-monitoring of CPAP Adherence (Hwang D, et al, AJRCCM 197:117, 2018) Medicare Adherence (%) Days Used (%) Change in Epworth Usual care 53.5 64.8-3.7 Web education 61.0 68.6-2.8 Automated 65.6 76.6-3.7 feedback Both 73.2 78.3-3.0 P<0.001 P<0.001 NS See also editorial by Farre R, et al, AJRCCM Conclusions Major current research focuses Personalized diagnosis and treatment of OSA Reinventing the PSG beyond the AHI Applying telemedicine is an area of opportunity 16