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Innovative Oncology Business Solutions, Inc. Breast Cancer Diagnostic/Therapeutic Pathway V11, April 2015 Required Structured Data Fields: ICD9 Code Stage Staging Components Performance Status Treatment Type (Neoadjuvant, Adjuvant, Etc.) Treatment Intent (Curative, Palliative, Maintenance, Etc.) Reason for Discontinuing Therapy ER Status PR Status HER2/neu Tumor Size Diagnostic workup: Required tests: Event: History and Physical Timing: At patient s first visit and once per chemo cycle Population: All patients Required: Yes Data elements: Physical Exam entered into structured field of EHR system (preferred) or progress note indicating history and physical Event: Bilateral diagnostic mammogram Timing: Prior to diagnosis, yearly x 5 years Population: All patients Required: Yes Data Elements: Bilateral mammogram performed as evidenced by procedure codes (if done internally) or the presence of a report Event: Determination of ER/PR status Timing: At diagnosis, recurrence, progression to metastatic disease Population: All patients (DCIS: ER only is acceptable) Required: Yes Data Elements: Procedure code or structured data element present in EHR Page 1 of 19

Innovative Oncology Business Solutions, Inc. Event: Determination of HER2/neu status Timing: At diagnosis, recurrence, progression to metastatic disease Population: Stage I IV, optional DCIS Required: Yes Data Elements: Procedure code or structured data element present in EHR Event: Genetic counseling Timing: Offered within 6 months of first visit Population: Those with family history indicating high likelihood of hereditary breast and ovarian cancer (HBOC) (age less than 45, bilateral breast cancer, personal or family history of ovarian cancer, triple negative breast cancer with age of onset 67, personal or family history of male breast cancer) Required: Yes Data Elements: Encounter/referral to genetic counselor Event: CBC, CMP Timing: Within 1 month of diagnosis Population: All patients Required: Yes Data Elements: Lab results present in EHR Event: Liver function tests and alkaline phosphatase Timing: Within 6 months of starting therapy, then minimum of yearly Population: Stage I-IV, DCIS patients receiving tamoxifen or AI Required: Yes Data Elements: Lab results present in EHR Event: Fertility counseling Timing: Prior to chemotherapy administration Population: Premenopausal women Required: Yes Data Elements: Evidence of fertility counseling in EHR Event: Ejection fraction 50% Timing: Before beginning trastuzumab, and every 3 months on treatment Population: Patients receiving trastuzumab as part of adjuvant therapy Required: Yes Note: Ejection fraction should be measured using a consistent technique: either Echo or MUGA Page 2 of 19

Innovative Oncology Business Solutions, Inc. Optional tests: Event: Ultrasound Timing: At diagnosis Population: Those with abnormal mammograms, those receiving neoadjuvant therapy Required: Optional Data Elements: Procedure code or results present in EHR Event: Breast MRI Timing: At diagnosis Population: those with known deleterious BRCA mutations, those receiving neoadjuvant treatment, surgeon/radiologist recommendation Required: Optional Data Elements: Procedure code or results of MRI present in record Event: Bone scan Timing: At diagnosis Population: Localized bone pain, elevated alkaline phosphatase, or positive nodes. Optional for any stage III/IV patient Required: Optional Data Elements: Procedure code or results of bone scan Event: Abdominal ± pelvic CT and/or MRI Timing: At diagnosis Population: Elevated alkaline phosphatase; abnormal liver function tests; abdominal symptoms; abnormal abdominal PE; Stage III - IV Required: Optional Data Elements: Procedure code or results of test Event: Chest CT Timing: At diagnosis Population: If pulmonary symptoms present or Stage III IV Required: Optional Data Elements: Procedure code or results of test Event: Sodium fluoride PET/CT Timing: Population: Stage III-IV Required: Optional Data Elements: Procedure code or results of test Page 3 of 19

Innovative Oncology Business Solutions, Inc. Event: FDG PET/CT Timing: Population: Stage III-IV, in place of bone scan/ct for any stage patient with contraindication to IV contrast dye Required: Optional Data Elements: Procedure code or results of test Event: Oncotype DX Timing: Prior to adjuvant chemotherapy Population: N0 and N1micro pre and post-menopausal, N1 postmenopausal only, Her2 negative. Required: Optional Data Elements: Procedure code or results of test Quality Measure(s): Stage entered as structured data within one month of first visit. Combination chemotherapy is considered or administered within 4 months (120 days) of diagnosis for women under 70 with AJCC T1c, or Stage II or III hormone receptor negative breast cancer. Page 4 of 19

DCIS: Good Surgical Candidate Surgery +/- Radiation Positive Endocrine Therapy DCIS ER/PR Status Poor Surgical Candidate Negative Surveillence Notes: Double mastectomy patients are not candidates for endocrine therapy. Endocrine therapy should be discussed with all other patients for chemoprevention. Consideration: Oncotype for radiation Page 5 of 19

Adjuvant Therapy: 0.5cm or microinvasive pn0 pn1mi Positive Chemotherapy for HER2 positive disease (optional) pt1, pt2 or pt3, and pn0 or pn1mi Tumor Size 0.5 1.0 cm Her2 Negative Chemotherapy for HER2 negative disease (optional -consider Oncotype DX) Positive Endocrine Therapy Adjuvant >1.0 cm Her2 Positive Chemotherapy for HER2 positive disease ER/PR Status Negative Surveillence Node Positive Negative Chemotherapy for HER2 negative disease (optional consider Oncotype DX) Oncotype DX Score Interpretation: < 18: Low score No Chemotherapy 18 30: Intermediate Score - Chemotherapy Optional 31: High Score - Adjuvant Chemotherapy Page 6 of 19

Endocrine Therapy The consensus from the group was to try for at least five years of tamoxifen or AI, with the possibility of extending to ten years, in keeping with developing evidence. Since this far outlasts the grant, the group decided not to offer more specific guidance. Adjuvant/Neoadjuvant Chemotherapy Non-trastuzumab containing regimens (HER2 negative cancers): Preferred Regimens: CH BR 1: Dose-dense AC with Neulasta (doxorubicin/cyclophosphamide) followed by paclitaxel every two weeks CH BR 2: Dose-dense AC with Neulasta (doxorubicin/cyclophosphamide) followed by weekly paclitaxel CH BR 7: AC q3 followed by weekly paclitaxel CH BR 3: TC (docetaxel and cyclophosphamide) CH BR 54: Pactlitaxel/carboplatin followed by DDAC (neoadjuvant only) Acceptable Regimens: CH BR 5: FEC/CEF (cyclophosphamide/epirubicin/fluorouracil) CH BR 6/CH BR 7: AC (doxorubicin/cyclophosphamide) q 2 or 3 weeks x 4 cycles CH BR 6/CH BR 7 and CH BR 25: Standard AC followed by docetaxel CH BR 4: TAC (docetaxel/doxorubicin/cyclophosphamide) Optional Regimens: CH BR 8: CMF (cyclophosphamide/methotrexate/fluorouracil) CH BR 5: FEC/CEF followed by T (FEC/CEF followed by docetaxel or weekly paclitaxel) CH BR 9: A followed by C followed by T Page 7 of 19

Trastuzumab containing regimens (HER2 positive cancers): Preferred: CH BR 10: AC followed by T plus concurrent trastuzumab CH BR 11: TCH CH BR 47: AC followed by T plus concurrent trastuzumab + pertuzumab CH BR 48: TCH + pertuzumab Optional: CH BR 49: AC followed by docetaxel plus concurrent trastuzumab + pertuzumab CH BR 50: FEC followed by pertuzumab + trastuzumab + docetaxel CH BR 51: FEC followed by pertuzumab + trastuzumab + paclitaxel CH BR 52: Pertuzumab + trastuzumab + docetaxel followed by FEC CH BR 53: Pertuzumab + trastuzumab + paclitaxel followed by FEC CH BR 43: Chemotherapy followed by trastuzumab sequentially CH BR 14: AC followed by docetaxel + trastuzumab CH BR 15: Taxotere/cytoxen q3 weeks x 4 cycles with trastuzumab CH BR 40: Weekly taxol x 12 weeks w/ trastuzumab x 1 year for T1b, T1c, N0. (Reference: APT Trial- Published and presented in San Antonio. Dr. Weisberg will provide more information.) Note: Pertuzumab-containing regimens only have supporting data in the neoadjuvant setting. Page 8 of 19

Systemic treatment for recurrent or Stage IV disease: ER and/or PR positive; HER2 positive or negative Systemic treatment for recurrent or Stage IV disease: ER and PR negative or endocrine refractory; HER2 positive or negative Page 9 of 19

Subsequent Endocrine Therapy for Systemic Disease Premenopausal women: ovary ablation/suppression and then follow postmenopausal guidelines Postmenopausal women: the following medications, alone or in combination. Non-steroidal AI (anastrozole, letrozole) Steroidal AI (exemestane) Fulvestrant Tamoxifen or Toremifene Megestrol acetate Fluoxymesterone Evirolimus (second line or later, in combination with Tamoxifen or AI) Chemotherapy Options for Recurrent or Stage IV Disease Single Agents: CH BR 16: Doxorubicin (NCCN preferred) CH BR 17: Pegylated liposomal doxorubicin (NCCN preferred) CH BR 18: Paclitaxel (NCCN preferred) CH BR 19: Capecitabine (NCCN preferred) CH BR 20: Gemcitabine (NCCN preferred) CH BR 21: Vinorelbine (NCCN preferred) CH BR 22: Eribulin (NCCN preferred) CH BR 23: Cyclophosphamide CH BR 24: Carboplatin CH BR 25: Docetaxel CH BR 26: Albumin-bound paclitaxel CH BR 27: Cisplatin CH BR 28: Epirubicin CH BR 29: Ixabepilone Page 10 of 19

Chemotherapy Combinations: CH BR 31: CAF/FAC (cyclophosphamide/doxorubicin/fluorouracil) CH BR 5: FEC (fluorouracil/epirubicin/cyclophosphamide) CH BR 6/CH BR 7: AC (doxorubicin/cyclophosphamide) CH BR 32: EC (eiprubicin/cyclophosphamide) CH BR 8: CMF (cyclophosphamide/methotrexate/fluorouracil) CH BR 33: Docetaxel/capecitabine CH BR 34: GT (gemcitabine/paclitaxel) CH BR 35: Gemcitabine/carboplatin CH BR 36: Ixabepilone/capecitabine (not included in NCCN) Note: Use of bevacizumab is off pathway Page 11 of 19

First-line Agents for HER2-positive disease: CH BR 37: Pertuzumab + trastuzumab + docetaxel (NCCN preferred) CH BR 38: Pertuzumab + trastuzumab + paclitaxel (NCCN preferred) CH BR 39: Paclitaxel +/- carboplatin + trastuzumab CH 25 and CH BR 43: Docetaxel + trastuzumab CH BR 41: Vinorelbine + trastuzumab CH BR 42: Capecitabine + trastuzumab CH BR 43: Trastuzumab alone Agents for trastuzumab-exposed HER2-positive disease: CH BR 44: Ado-trastuzumab emtansine (T-DM1) (NCCN preferred) CH BR 45: Lapatinib + capecitabine CH BR 42: Trastuzumab + capecitabine CH BR 46: Trastuzumab + lapatinib (without cytotoxic therapy) CH 25 and CH BR 43: Docetaxel + trastuzumab CH BR 41: Vinorelbine + trastuzumab CH BR 42: Capecitabine + trastuzumab CH BR 43: Trastuzumab alone Page 12 of 19

CH BR 1: DDAC - T q2w Doxorubicin 60 mg/m 2 IV day 1 Cyclophosphamide 600 mg/m 2 IV day 1 Cycled every 14 days for 4 cycles Paclitaxel 175 mg/m 2 IV day 1 Cycled every 14 days for 4 cycles CH BR 2: DDAC - T q1w Doxorubicin 60 mg/m 2 IV day 1 Cyclophosphamide 600 mg/m 2 IV day 1 Cycled every 14 days for 4 cycles Paclitaxel 80 mg/m 2 IV day 1 Cycled weekly for 12 weeks CH BR 3: TC Docetaxel 75 mg/m 2 IV day 1 Cyclophosphamide 600 mg/m 2 IV day 1 CH BR 4: TAC Docetaxel 75 mg/m 2 IV day 1 Doxorubicin 50 mg/m 2 IV day 1 Cyclophosphamide 500mg/m 2 IV day 1 for 6 cycles CH BR 6: AC q2w Doxorubicin 60 mg/m 2 IV day 1 Cyclophosphamide 600 mg/m 2 day 1 Cycled every 14 days for 4 cycles CH BR 7: AC q3w Doxorubicin 60 mg/m 2 IV day 1 Cyclophosphamide 600 mg/m 2 day 1 CH BR 8: CMF Cyclophosphamide 100 mg/m 2 PO days 1-14 Methotrexate 40 mg/m 2 IV days 1 & 8 5-fluorouracil 600 mg/m 2 IV days 1 & 8 Cycled every 28 days for 6 cycles CH BR 9: A - C - T Doxorubicin 60 mg/m 2 IV day 1 Cycled every 14 days for 4 cycles Cyclophosphamide 600 mg/m 2 IV day 1 Cycled every 14 days for 4 cycles Paclitaxel 175 mg/m 2 IV day 1 Cycled every 14 days for 4 cycles CH BR 5: FEC/CEF Cyclophosphamide 75 mg/m 2 PO days 1-14 Epirubicin 60 mg/m 2 IV days 1 & 8 5-fluorouracil 500 mg/m 2 IV days 1 & 8 Cycled every 38 days for 6 cycles Page 13 of 19

CH BR 10: AC - T+ H Doxorubicin 60 mg/m2 IV day 1 Cyclophosphamide 600 mg/m2 IV day 1 Paclitaxel 80 mg/m2 IV weekly for 12 weeks Trastuzumab 4 mg/kg IV with first dose of paclitaxel Trastuzumab 2 mg/kg IV weekly to complete 1 year of therapy CH BR 11: TCH Docetaxel 75 mg/m2 IV day 1 Carboplatin AUC 6 IV day 1 for 6 cycles With: Trastuzumab 4 mg/kg IV wk 1 Followed by trastuzumab 2 mg/kg IV for 17 wks Followed by trastuzumab 6 mg/kg IV every 21 days to complete 1 year of therapy CH BR 12: Docetaxel+H CEF Regimen removed from NCCN 1/2014 CH BR 13: T+H CEF Regimen removed from NCCN 1/2014 CH BR 14: AC then Docetaxel+ H Doxorubicin 60 mg/m2 IV day 1 Cyclophosphamide 600 mg/m2 IV day 1 Docetaxel 100 mg/m2 IV day 1 With: Trastuzumab 4 mg/kg IV wk 1 Followed by trastuzumab 2 mg/kg IV for 11 wks Followed by trastuzumab 6 mg/kg IV every 21 days to complete 1 year of therapy CH BR 15: Taxotere/cytoxan+H: Is anyone using this regimen? Docetaxel 75mg/m2 day 1 Cyclophosphamide 600mg/m2 day 1 Trastuzumab 4mg/kg loading dose day 1 and 2mg/kg day 1, 8 and 15 during chemo Trastuzumab 6mg/kg, every 21 days for the remainder of the year. The chemo portion is 4 cycles at 21 days CH BR 16: Doxorubicin Doxorubicin 60-75 mg/m2 IV day 1, cycled every 21 days Or: Doxorubicin 20 mg/m2 IV weekly CH BR 17: Peg-Doxorubicin Peg-Doxorubicin 50 mg/m2 IV day 1, cycled every 28 days Page 14 of 19

CH BR 18: Paclitaxel Paclitaxel 175 mg/m2 IV day 1, cycled every 28 days Or: Paclitaxel 80 mg/m2 IV day 1 weekly CH BR 19: Capecitabine Capecitabine 1000-1250 mg/m2 PO twice daily days 1-14 CH BR 20: Gemcitabine Gemcitabine 800-1200 gm/m2 IV days 1, 8 and 15 Cycled every 28 days CH BR 21: Vinorelbine Vinorelbine 25 mg/m2 IV weekly CH BR 22: Eribulin Eribulin 1.4 mg/m2 IV days 1 and 8, cycled every 21 days CH BR 23: Cyclophosphamide Cyclophosphamide 50 mg PO daily on days 1-21 Cycled every 28 days CH BR 24: Carboplatin Carboplatin AUC 6 IV on day 1, cycled every 21-28 days CH BR 25: Docetaxel Docetaxel 60 100 mg/m2 IV day 1, cycled every 21-28 days Or: Docetaxel 40 mg/m2 IV weekly for 6 weeks, followed by 2 week rest, then repeat CH BR 26: nab-paclitaxel nab-paclitaxel 100 mg/m2 or 150 mg/m2 IV days 1, 8 & 15 Cycled every 28 days Or: nab-paclitaxel 260 mg/m2 IV, cycled every 21 days CH BR 27: Cisplatin Cisplatin 75 mg/m2 IV on day 1, cycled every 21 days CH BR 28: Epirubicin Epirubicin 60-90 mg/m2 IV day 1, cycled every 21 days CH BR 29: Ixabepilone Ixabepilone 40 mg/m2 IV day 1, cycled every 21 days CH BR 30: Temozolomide Removed 2/14/2014 CH BR 31: CAF/FAC Cyclophosphamide 100 mg/m2 PO days 1-14 Doxorubicin 30 mg/m2 IV days 1 & 8 5-flurouracil 500 mg/m2 IV days 1 & 8 Cycled every 28 days CH BR 32: EC Epirubicin 75 mg/m2 IV day 1 Cyclophosphamide 600 mg/m2 IV day 1 Page 15 of 19

CH BR 33: Docetaxel/Cape Docetaxel 75 mg/m2 IV day 1 Capecitabine 950 mg/m2 PO twice daily days 1-14 CH BR 34: GT Paclitaxel 175 mg/m2 IV day 1 Gemcitabine 1250 mg/m2 IV days 1 & 8 CH BR 35: Gem/Carbo Gemcitabine 1000 mg/m2 on days 1 & 8 Carboplatin AUC 2 IV on days 1 & 8 CH BR 36: Ixabepilone/Cape Ixabepilone 40 mg/m2 IV day 1 Capecitabine 1000 mg/m2 PO twice daily days 1-14 CH BR 37: Pertuzumab/ Docetaxel + H Pertuzumab 840 mg/m2 IV day 1 followed by 420 mg IV Trastuzumab 8 mg/kg IV day 1 followed by 6 mg/kg IV Docetaxel 75-100 mg/m2 IV day 1 CH BR 38: Pertuzumab/T + H Pertuzumab 840 mg IV day 1 followed by 420 mg IV Trastuzumab 8 mg/kg IV day 1 followed by 6 mg/kg IV Paclitaxel 174 mg/m2 day 1 CH BR 39: T + Carbo + H Carboplatin AUC 6 IV day Paclitaxel 175 mg/m2 IV day 1 Trastuzumab 8 mg/kg IV day 1 followed by 6 mg/kg IV every 21 days CH BR 40: T + H Paclitaxel 175 mg/m2 IV day 1 Trastuzumab 8 mg/kg day 1 followed by 6 mg/kg Or: Paclitaxel 80-90 mg/m2 IV day 1 weekly Trastuzumab 4 mg/kg IV day 1 followed by 2 mg/kg IV weekly CH BR 41: Vinorelbine + H Vinorelbine 25 mg/m2 IV day 1 Trastuzumab 4 mg/kg IV day 1 followed by 2 mg/kg IV Cycled weekly Or: Vinorelbine 30-35 mg/m2 IV days 1 and 8 Trastuzumab 8 mg/kg IV day 1 follwed by 6 mg/kg IV CH BR 42: Cape + H Capecitabine 1000-1250 mg/m2 PO twice daily days 1-14 Trastuzumab 8 mg/kg IV day 1 followed by 6 mg/kg IV every 21 days CH BR 43: Trastuzumab Page 16 of 19

Trastuzumab 4 mg/kg IV day 1 Followed by 2 mg/kg IV weekly Or: Trastuzumab 8 mg/kg IV day 1 Followed by 6 mg/kg IV every 21 days CH BR 44: T-DM1 Ado-trastuzumab emtansine 3.6 mg/kg IV day 1, cycled every 21 days CH BR 45: Lapatinib + Cape Lapatinib 1250 mg PO daily days 1-21 Capecitabine 1000 mg/m2 PO twice daily days 1-14 CH BR 46: Lapatinib + H Lapatinib 1000 mg daily Trastuzumab 4 mg/kg IV day 1, followed by 2 mg/kg IV weekly Or: Trastuzumab 8 mg/kg IV day 1, followed by 6 mg/kg IV every 21 days CH BR 47: AC then T+ H+ Pertuzumab Doxorubicin 60 mg/m2 IV day 1 Cyclophophamide 600 mg/m2 IV day 1 Pertuzumab 840 mg IV day 1, followed by 420 mg IV Trastuzumab 8 mg/kg IV day 1, followed by 6 mg/kg IV Paclitaxel 80 mg/m2 IV days 1, 8 and 15 Followed by Trastuzumab 6 mg/kg IV every 21 days to complete 1 year of Trastuzumab therapy CH BR 48: TCH + pertuzumab (neo-adjv) Trastuzumab 8 mg/kg IV day 1, followed by 6 mg/kg IV Pertuzumab 840 mg IV day 1, followed by Pertuzumab 420 mg IV Docetaxel 75 mg/m2 IV day 1 Carboplatin AUC 6 IV day 1 for 6 cycles Trastuzumab 6 mg/kg IV every 21 days to complete 1 year of Trastuzumab therapy CH BR 49: AC then Docetaxel+ H +Pertuzumab Doxorubicin 60 mg/m2 IV day 1 Cyclophophamide 600 mg/m2 IV day 1 Pertuzumab 840 mg IV day 1, followed by 420 mg IV Trastuzumab 8 mg/kg IV day 1, followed by 6 mg/kg IV Docetaxel 75-100 mg/m2 IV day 1 Trastuzumab 6 mg/kg IV every 21 days to complete 1 year of trastuzumab therapy CH BR 50: FEC then Pertuzumab+ H+ Docetaxel Page 17 of 19

Fluorouracil 500 mg/m2 IV day 1 Epirubicin 100 mg/m2 IV day 1 Cyclophosphamide 600 mg/m2 IV day 1 for 3 cycles Pertuzumab 840 mg IV day 1, followed by 420 mg IV Trastuzumab 8 mg/kg IV day 1, followed by 6 mg/kg IV Docetaxel 75-100 mg/m2 IV day 1 Trastuzumab 6 mg/kg IV every 21 days to complete 1 year of trastuzumab therapy CH BR 51: FEC then Pertuzumab+H+T Fluorouracil 500 mg/m2 IV day 1 Epirubicin 100 mg/m2 IV day 1 Cyclophosphamide 600 mg/m2 IV day 1 for 3 cycles Pertuzumab 840 mg IV day 1 followed by 420 mg IV Trastuzumab 8 mg/kg IV day 1 followed by 6 mg/kg IV Paclitaxel 80 mg/m2 IV days 1, 8 and 15 Trastuzumab 6 mg/kg IV every 21 days to complete 1 year of Trastuzumab therapy Neoadjuvant: Petuzumab 840 mg IV day 1 followed by 420 mg IV Trastuzumab 8 mg/kg IV day 1 followed by 6 mg/kg IV Docetaxel 75-100 mg/m2 IV day1 Followed by adjuvant: Fluorouracil 600 mg/m2 IV day 1 Epirubicin 90 mg/m2 IV day 1 Cyclophosphamide 600 mg/m2 IV day 1 for 3 cycles Trastuzumab 6 mg/kg IV every 21 days to complete 1 year of trastuzumab therapy CH BR 53: Pertuzumab+ H+ T then FEC Neoadjuvant: Petuzumab 840 mg IV day 1 followed by 420 mg IV Trastuzumab 8 mg/kg IV day 1 followed by 6 mg/kg IV Paclitaxel 80 mg/m2 IV day 1, 8 and 15 Followed by adjuvant: Fluorouracil 600 mg/m2 IV day 1 Epirubicin 90 mg/m2 IV day 1 Cyclophosphamide 600 mg/m2 IV day 1 for 3 cycles Trastuzumab 6 mg/kg IV every 21 days to complete 1 year of Trastuzumab therapy CH BR 52: Pertuzumab+ H+ Docetaxel then FEC CH BR 54: Paclitaxil/Carbo then DDAC Page 18 of 19

Paclitaxel 80 mg/m2 IV weekly x 12 weeks Carboplatin AUC 6 IV every 3 weeks x 4 doses beginning with paclitaxel on week 1 Followed by (1-3 weeks later): Doxorubicin 60 mg/m2 IV and cyclophosphamide 600 mg/m2 IV Cycled every 2 weeks for 4 cycles Page 19 of 19