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Long Term Survival and Clinical Complete Responses of Various Prognostic Subgroups in 103 Relapsed/Refractory Acute Myeloid Leukemia (r/r AML) Patients Treated with Guadecitabine (SGI-110) in Phase 2 Studies Naval Daver 1, Hagop M. Kantarjian 1, Gail J. Roboz 2, Patricia L. Kropf 3, Karen W. L. Yee 4, Casey L. O'Connell 5, Elizabeth A. Griffiths 6, Elias Jabbour 1, Wendy Stock 7, Katherine J. Walsh 8, David Rizzieri 9, Jesus G. Berdeja 10, Xiang Yao Su 11, Mohammad Azab 11, Jean-Pierre J. Issa 12 On behalf of Study SGI-110-01 Investigators Team 1 The University of Texas MD Anderson Cancer Center, Houston, TX; 2 Weill Cornell/NY Presbyterian Medical Center, New York, NY; 3 Fox Chase Cancer Center, Philadelphia, PA; 4 Princess Margaret Cancer Center, Toronto, ON, Canada; 5 University of Southern California, Keck School of Medicine, Los Angeles, CA; 6 Roswell Park Cancer Institute, Buffalo, NY; 7 The University of Chicago Medical Center, Chicago, IL; 8 The Ohio State University, Columbus, OH; 9 Duke University Medical Center, Raleigh, NC; 10 Sarah Cannon Research Institute/Tennessee Oncology, Nashville, TN; 11 Astex Pharmaceuticals, Inc., Pleasanton, CA. 12 Fels Institute, Temple University, Philadelphia, PA;

Guadecitabine: A Next Generation HMA Decitabine (HMA agent) is FDA approved for MDS, and EU approved for treatment of elderly AML Rapid elimination by CDA shortens in vivo exposure limiting cell-cycle dependent efficacy (S-phase specific) SGI-110 increases in vivo exposure/potential efficacy of decitabine by incorporation into decitabine - deoxyguanosine dinucleotide + SGI-110 Deoxyguanosine

Study Design and Disposition R/R AML patients (103 treated) Randomized 1:1 (50 patients) Assigned (53 patients) 60 mg/m 2 /d 5-Day regimen 24 patients 90 mg/m 2 /d 5-Day regimen 26 patients 60 mg/m 2 /d 10-Day regimen up to 4 cycles 60 mg/m 2 /d 5-Day Subsequent cycles Primary Endpoint: Composite Complete Response (CR+CRp+CRi) Secondary Endpoints: OS, and Safety

Patients Characteristics Characteristic N (%) Age (y) Median [range] (>60 years) 60 [22-82] 52 ( 50%) ECOG PS 0-1 89 (86%) Cytogenetics, Poor Intermediate Not done Diploid Miscellaneous 42 (41%) 21 (20%) 31 (30%) 9(9%) Prior HCT 19 (18%) Prior Courses of Rx Response to First Induction Unknown 1 2 3-5 >5 CR Primary Refractory 3[3%) 27(26%) 31(30%) 39(38%) 2(2%) 55 (53%) 48 (47%)

Responses Response Category Response rate (N=50) 5 Day (60 and 90 mg/m 2 ) N (%) Response rate (N=53) 10 Day (60 mg/m 2 ) N (%) P value CR 3 (6%) 10 (19%) 0.074 CRp 1 (2%) 4 (7%) CRi 4 (8%) 2 (4%) CRc (CR + CRp + CRi) 8 (16%) (95% CI: 7, 29%) 16 (30%) (95% CI:18, 44%) 0.106 Trend of higher CR and CRc with the 10-Day regimen

Overall Survival by Regimen (n=103) Median OS 10-Day Regimen: 5-Day Regimen: P= 0.51 7.1 m 5.7 m Log-rank test: P-value = 0.505 1-Year Survival: 28% 2-Year Survival: 19% Slightly longer median OS for 10-Day regimen but not significant

Overall Survival by Response (n=103) Median OS CR: NR CRp+CRi: NR Patients at Risk No Resp: 5.6 m P= <0.01 7 Response Category

OS of Patients in CRc (n=24) by Subsequent HCT Patients at Risk Median OS CRc + HCT: NR CRc/No HCT:NR P= 0.87 8 Patients in CRc had good OS regardless of subsequent HCT

Clinical Response (CRc) Subgroup Analysis Parameter Category N (%) CRc N (%) P value Age <65 65 63 (61%) 40 (39%) 12 (19%) 12 (30%) ECOG PS 0-1 2 89 (86%) 14 (14%) 23 (26%) 1 (7%) P <0.001 Cytogenetics Adverse Diploid Others 42 (41%) 21(20%) 40 (39%) 8 (19%) 4(19%) 12 (30%) Prior HCT Yes No 19 (18%) 84 (82%) 5 (26%) 19 (23% Response to induction Refractory CR 48 (47%) 55 (53%) 12(25%) 8(15%) Time from Last Therapy < 6 months 6 months 82 (80%) 20 (19%) 18 (22%) 6 (30%)

Overall Survival Subgroup Analysis Subgroups N (%) Median OS (months) Age ECOG PS 0-1 2 < 65 years 65 years Cytogenetics Poor Risk Others 63 (61%) 40 (39%) 89 (86%) 14 (14%) 42 (41%) 61 (59%) 6.6 6.4 7.8 3.3 P value P <0.001 5.4 8.3 P <0.001 Prior HCT Yes No 19 (18%) 84 (82%) 6.6 6.3 Response to Initial Induction Refractory CR 48(47%) 55(53%) 6.8 6.3 Time from Last Therapy < 6 months 6 months 82 (80%) 20 (19%) 5.9 9.7 P =0.015

Survival by Performance Status Median OS ECOG PS = 0-1: 7.8 m ECOG PS = 2: 3.3 m P<0.001 Patients at Risk

Survival by Cytogenetics Risk Median OS Poor Risk: 5.4 m Others: 8.3 m P<0.001 Patients at Risk

Survival by Time from Last Therapy Median OS Last therapy <6 m = 5.9 m Last therapy 6 m = 9.7 m P = 0.015 Patients at Risk

AEs Gr 3 Regardless of Relationship Adverse Event N (%) Febrile Neutropenia 62 (60%) Pneumonia 37 (36%) Thrombocytopenia 37 (36%) Anemia 32 (31%) Neutropenia 20 (19%) Sepsis 16 (16%) All Cause Early Mortality 30-Day 4 (3.9%) 60-Day 12 (11.7%)

Conclusions Guadecitabine has clinical activity in patients with r/r AML who relapsed or were refractory to prior induction Rx Trend of higher CRc and OS with initial 10-day regimen of guadecitabine Patients with CRc had significantly longer survival regardless of subsequent HCT Subgroup Results: CRc was significantly lower in patients with ECOG PS 2, no other features impacted CRc rates OS was significantly shorter in patients with ECOG PS 2; Adverse cytogenetics; and Time from last therapy < 6 months Age, prior HCT, or prior response to induction did not impact OS Guadecitabine had acceptable safety with low early mortality Future Directions: Phase 3 Trial in r/r AML is being initiated