Effect of REG1 Anticoagulation System versus Bivalirudin on Cardiovascular Outcomes Following PCI: The REGULATE-PCI Randomized Clinical Trial

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Effect of REG1 Anticoagulation System versus Bivalirudin on Cardiovascular Outcomes Following PCI: The REGULATE-PCI Randomized Clinical Trial Roxana Mehran, John Alexander, and Michael Lincoff on the Behalf of the REGULATE-PCI Investigators

The trial was sponsored by Regado Biosciences Conflicts of Interest: R Mehran Consulting: AstraZeneca; Bayer; CSL Behring; Janssen Pharmaceuticals, Inc.; Merck & Co., Inc.; Osprey Medical Inc.; Regado Biosciences, Inc.; The Medicines Company; Watermark Consulting Scientific Advisory Board: Abbott Laboratories; AstraZeneca; Boston Scientific Corporation; Covidien; Janssen Pharmaceuticals, Inc.; Merck & Co., Inc.; The Medicines Company; sanofi-aventis Please visit websites https://www.mountsinai.org, https://www.dcri.org, hppts://www.my.clevelandclinic.org for comprehensive disclosures for the institutions and investigators

Executive Committee John Alexander (co-pi) Michael Lincoff (co-pi) Roxana Mehran (co-pi) Paul Armstrong Gabriel Steg Christoph Bode Steve Zelenkofske (Regado) Academic Leadership Steering Committee: K. Huber (Austria), P.R. Sinnaeve (Belgium), Chris Buller (Canada), M. Aschermann (Czech Republic), P. Laanmets (Estonia), B. Merkely (Hungary), V. Guetta (Israel), M. Valgimigli (Italy), J.H. Cornel (Netherlands), J.D. Kasprzak (Poland), J. Morais (Portugal), B. Alekyan (Russia), V. Fridrich (Slovakia), J. Lopez/Sendon (Spain), R. Stables (UK), M.G. Cohen (USA), T. Povsic (USA), A. Levinson (USA), R. Becker (USA), V. Hasselblad (USA). Trial Organization Operations Project Management: DCRI, C5R, Regado, PAREXEL US Site Management: DCRI, C5R CN Site Management: CVC ROW Site Management: PAREXEL Data Management: DCRI Statistics: DCRI Safety: DCRI Clinical Event Committee: DCRI IXRS: ClinPhone Perceptive Informatics) Study Drug: Catalent / PAREXEL DSMB: Stanford U. Robert Harrington (chair)

BACKGROUND Refinements in antithrombotic therapies have considerably enhanced the efficacy and safety of percutaneous coronary intervention (PCI), although no optimal strategy yet exists. Platelet glycoprotein IIb/IIIa receptor antagonists reduce ischemic complications, 1 but are accompanied by increased bleeding with associated mortality, morbidity and medical resource cost. 2 Bivalirudin reduces the risk of bleeding compared to heparin and glycoprotein IIb/IIIa inhibition, but is associated with higher rates of stent thrombosis and trends to more periprocedural myocardial infarction. 3 What would be an ideal antithrombotic Regimen for PCI? Rapid Onset of Action Predictable Dose-Response High Anti-Thrombotic Efficacy Quick Reversibility or Titratability 1-Journal of the American College of Cardiology 2011;57:1190-9 2-New England Journal of Medicine 2009;360:2176-90 3-American Heart Journal 2008;155:369-74

The REG1 Anti-Coagulation System + Factor IXa pegnivacogin (RB006) pegnivacogin Anticoagulant aptamer Specific affinity for Factor IXa anivamersen (RB007) anivamersen Active control agent Specific affinity for pegnivacogin with no other activity 4-Circulation 2008;117:2865-74. 5-European Heart Journal (2013) 34, 2481 2489

REG1 In the RADAR Trial The phase 2, randomized, active-controlled RADAR trial showed that with a least 50% reversal of pegnivacogin by anivamersen, early vascular sheath removal was feasible and bleeding rates similar to heparin. The composite of 30-day death, non-fatal MI, urgent target vessel revascularization, or recurrent ischemia in the target vessel was numerically lower in patients assigned to REG1 than Heparin (OR: 0.5; 95% CI: 0.2 1.4; p = 0.1). The majority of ischemic events were non-fatal periprocedural MIs. In the RADAR study, 3 patients had allergic-like reactions shortly after pegnivacogin administration, of which 2 of these reactions were serious. 5-European Heart Journal (2013) 34, 2481 2489

The REGULATE-PCI Randomized Clinical Trial Randomized, open-label, active-controlled, superiority, phase 3 trial to test the hypothesis that near complete FIXa inhibition with Pegnivacogin during PCI would provide a greater reduction in ischemic events than bivalirudin without increased bleeding as a result of anticoagulant reversal with Anivamersen.

Study Scheme REG1 Arm Primary Outcome (Day 3) Angiography/ Need for PCI Open-Label 1:1 Randomization Pegnivacogin 1 mg/kg Anivamersen 0.5 mg/kg Dose PCI End of PCI Sheath removal FU Assessment 4-10d FU Visit 30 d Bival Bolus Bival Infusion Bivalirudin Arm

Inclusion Criteria Patients with CAD undergoing PCI stratified by 3 key subgroups: Subgroup A: Patients with MI within prior 7 days - ischemic symptoms at rest and positive cardiac biomarkers Subgroup B: Patients with at least one of the following risk factors: ACS with positive cardiac biomarkers > 7 days prior to randomization; unstable angina (without positive cardiac biomarkers); age > 70 years; diabetes; chronic kidney disease (estimated CrCl < 60 ml/min); planned multivessel PCI; prior CABG surgery; peripheral vascular disease; Subgroup C: Patients with negative cardiac biomarkers and no risk factor, thereby not meeting criteria for Subgroup A or B. Enrollment began with approximately 1000 patients from Subgroups B and C, with expansion to include the Subgroup A only after the safety of REG1 in lower-risk patients had been established.

ENDPOINTS (Assessed at 3 and 30 Days) Primary Efficacy Endpoint Composite of death, non-fatal MI, non-fatal stroke and urgent TLR through Day 3. Primary Safety Endpoint Incidence of bleeding (BARC 3 or 5; not related to CABG) through Day 3; Components of the primary endpoint through day 3 Secondary Endpoints Composite of death, non-fatal MI, non-fatal stroke and urgent TLR through day 30 Bleeding endpoints through day 30 Incidence and severity of allergic adverse events.

STATISTICAL ANALYSIS Efficacy analyses were based upon the intention-to-treat population, with the test of the null hypothesis based on the odds ratio and two-sided 95% CI from the Cochran-Mantel-Haenszel test with risk subgroup (Subgroup A, B, or C) as the stratification factor. Superiority Trial Design with an expected risk reduction of 20% for the primary efficacy endpoint. Anticipated 830 adjudicated events, providing an 90% power for a two-sided alpha less than or equal to 0.049 with one planned interim efficacy review at 50% enrollment. Endpoint Estimations: Primary endpoint event rate of 7.0% in the Bivalirudin arm (8% in Subgroup A, 6% in Subgroups B and C) Primary endpoint event rate of 5.6% in the REG1 arm. Estimated sample size of 13,200 patients, of whom at least 6600 were to be enrolled from Subgroup A. Secondary endpoints were to be evaluated using a hierarchical closed testing procedure to preserve overall Type I error.

REGULATE PCI Enrollment September 13, 2013 Initial recruitment in the trial April 2, 2014 Enrollment expanded to include patients in Subgroup A after review of safety among the first approximately 1000 patients. June 29, 2014 Ongoing evaluation of reports of severe allergic reactions Sponsor and executive committee suspended enrollment A total of 3232 of the planned 13,200 patients had been enrolled at 225 hospitals in North America and Europe. August 21, 2014 DSMB recommended permanent termination of the trial based on findings of excess rates of allergic reactions with REG1 without evidence of offsetting benefit.

Top 5 Enroller Countries Country N. Of Patients 1 United States 1965 2 Canada 288 3 Estonia 174 4 Italy 131 5 Slovakia 124 Participating Countries 17 Participating Countries

Top 5 Enroller Centers Country Investigator Center 1 United States J.Tauth HS Cardiology Associate (Hot Springs National Park, AR) N. Of Patients 2 United States G. Soliman Heart Center, Inc. (Huntsville, AL) 148 3 Estonia T. Marandi University of Tartu (Tartumaa, Eesti) 134 304 4 Canada W. Cantor 5 Slovakia M. Hranai Southlake Regional Health Centre, (Newmarket, ON) Národný, Oddelenie Intervenčnej Kardiológie 123 123

STUDY CONSORT DIAGRAM

BASELINE CHARACTERISTICS Characteristic REG1 (N = 1616) Bivalirudin (N = 1616) Age - mean, years 65 +/- 11 65 +/- 11 Male sex no. (%) 1215 (75) 1184 (73) Diabetes mellitus no. (%) 571 (35) 553 (34) Body mass index mean, kg/m2 30 +/- 6 30 +/- 6 Prior myocardial infarction no. (%) 576 (36) 582 (36) Prior PCI no. (%) 818 (51) 850 (53) Prior coronary bypass surgery no. (%) 278 (17) 265 (16) Prior stroke no. (%) 67 (4) 68 (4) Left ventricular dysfunction (EF <55%) no. (%) 553 (38) 594 (41) Current tobacco use no. (%) 348 (22) 322 (20) History of any allergies no. (%) 520 (32) 538 (33) Randomization stratification subgroup Subgroup A 246 (15) 247 (15) Subgroup B 1101 (68) 1100 (68) Subgroup C 269 (17) 269 (17)

PCI ACCESS SITE REG-1 2% Bivalirudin 2% 48% 50% 47% 52% Radial Femoral Radial and Femoral Radial Femoral Radial and Femoral Vascular closure devices used in 32% of patients in both randomization arms

Stent Used During PCI REG-1 Bivalirudin 16% 3% 17% 2% 81% 81% DES BMS DES and BMS DES BMS DES and BMS

Platelet P2Y12 Antagonist Therapy After PCI REG1 Bivalirudin 14% 13% 18% 17% 68% 59% Clopidogrel Ticagrelor Prasugrel Clopidogrel Ticagrelor Prasugrel 99% treated with Aspirin in both randomization arms

ALLERGIC EVENTS End Point by Day 3 REG1 (N = 1605) Bivalirudin (N = 1601) Serious Allergic Events 10 (0.6) 1 (< 0.1) Fatal Event 1 0 Severe Event (Anaphylactic Reaction) 9 1 Organ System Involvement Mucocutaneous 9 1 Respiratory 8 1 Circulatory 6 1 GI or GU 4 0 Non-Serious Allergic Events 14 (0.9) 9 (0.5) Severe Event (Anaphylactic Reaction) 8 3 Non-Severe Event 6 6

EFFICACY ENDPOINTS (Day 3) 1 Endpoint 8.0% REG-1 Bivalirudin 7.0% 6.7% 6.4% 6.4% 6.0% 5.8% 5.0% P = 0.72 P = 0.46 4.0% 3.0% 2.0% P = 0.26 P = 0.32 P = 0.25 P = 0.06 1.0% 0.0% Death, MI, Stroke or Urgent TLR 0.1% 0.3% Death Myocardial Infarction Stroke Urgent Target Lesion Revascularization 0.1% 0.2% 0.2% 0.5% 0.1% 0.4% Stent Thrombosis

EFFICACY ENDPOINTS (Day 30) 8.0% 7.0% 7.5% P = 1.00 7.5% 6.8% 6.4% REG-1 Bivalirudin 6.0% P = 0.69 5.0% 4.0% 3.0% 2.0% 1.0% 0.0% Death, Myocardial Infarction, Stroke or Urgent Target Lesion Revascularization P = 0.36 0.5% 0.7% Death Myocardial Infarction Stroke Urgent Target Lesion Revascularization 0.2% P = 0.71 0.2% P = 0.06 0.4% 1.0% P < 0.01 0.8% 0.1% Stent Thrombosis

BLEEDING SAFETY ENDPOINTS Bleeding Rates by Day 3 Bleeding Rates by Day 30 *Major Non-CABG Bleeding (BARC Types 3 or 5)

Subgroup Analysis Primary Efficacy Endpoint and Major Bleeding No significant interactions in the primary efficacy and safety endpoint

LIMITATIONS Given the early termination of the trial with only 211 of the planned 830 primary endpoint events accrued, any conclusion regarding the safety in bleeding and efficacy in ischemic events of REG1 compared with Bivalirudin has to be considered exploratory. Open label design- Independent CEC blinded to treatment allocation was put forth to minimize bias in endpoint adjudication.

CONCLUSIONS In patients undergoing PCI, REG1 Anticoagulation System is associated with similar incidence ischemic events, but more moderate/severe (BARC 2,3,5) bleeding compared to Bivalirudin monotherapy The reversible factor IXa inhibitor REG1, as currently formulated, is associated with an infrequent but unacceptably high rate (0.6%) of severe allergic reactions. Future investigations are planned to identify the mechanism of allergic reactions associated with REG1 Anticoagulation System The concept of high-level aptamer-based anticoagulation with active reversal is promising, however its clinical role has yet to be defined and further improvements are needed in its safety profile.