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Disclosure of Relevant Financial Relationships USCAP requires that all faculty in a position to influence or control the content of CME disclose any relevant financial relationship WITH COMMERCIAL INTERESTS which they or their spouse/partner have, or have had, within the past 12 months, which relates to the content of this educational activity and creates a conflict of interest. Dr. Stefano La Rosa declares he has no conflict(s) of interest to disclose

1996 2006/2007 2017 2000 2000 2004 2010

G1 Mitoses Grading Ki67 index G1 m<2 Ki67<2% G2 G2 2< m <20 3%< Ki67<20% G3 m >20 Ki67 >20% G3

G1 Grading V. Adsay G. Klöppel D. Klimstra P. Komminoth S. La Rosa Mitoses Ki67 index G2 G1 G2 m<2 2< m <20 Ki67<3% 3%< Ki67<20% 2017 G3 m >20 Ki67 >20% G3

GEP system stomach Midgut-hindgut

GEP neuroendocrine neoplasms are a heterogeneous group of neoplastic proliferations characterized by specific clinicopathological and molecular features which mainly depend on the site of origin

Stomach

La Rosa et al.,2011 G1-NET, rarely G3-NET

Take home message: Ki67 labeling index is a good prognostic marker but it should not be used alone to stratify patients in different prognostic categories; it should be considered together with clinicopathologic tumor type and stage

Duodenum

Morphology: well differentiated (176 cases) Ki-67: <2.5% (140 cases), 2.5-20% (31 cases) Mitoses: <2 (140 cases), 2-20 (16 cases) Grade: G1 (80%), G2 (20%) No WD-NET with Ki67>20%

G1 G2 GP 92% 8% Differences among NET subtypes Gatrinoma 85% 15% D-cell tumor 65% 35% NF- NET 82% 18%

Predictors of lymph node involvement Proliferative grading, lymphovascular invasion and level of wall invasion can effectively predict LN metastases

Disease specific survival Size, proliferative grade 2 and 3, lymphovascular invasion, wall invasion and stage III-IV are significantly related to worse survival.

Take home message: Ki67 labeling index is not useful to separate different tumor categories Ki67 labeling index is a predictor of lymph node involvement Although Ki67 labeling index is a predictor of disease free survival when considering duodenal NENs all together (G1, G2, G3), it does not discriminate alone the disease free survival between G1 and G2.

Upper jejunum

Lower jejunum and ileum (midgut)

Ki67>1% Ki67<1%

Take home message Most ileal NETs are G1 and metastatic However: Ki67 is an independent predictor for tumor progression 14% increased risk for tumor progression for each increasing unit Ki67 is an independent risk factor for decreased survival Ki67 cut-off at 5% seems better to discriminate between G1 and G2

Appendix

Most tumors are G1 NETs, infiltrate the muscular layer, but very rarely metastasize 5HT S100

Take home message: For appendiceal NETs reporting tumor grade is recommended by guidelines However, tumor grade is not statistically correlated with a different survival, which mainly depends on stage

Rectum (hindgut)

Reference N G1 G2 Jernman 2012 Hong 2013 Tsukamoto 2008 Kim 2013 Sohn 2015 Li 2015 Nakamura 2016 72 37 23 79 972 147 170 61 33 17 79 906 137 166 11 4 6 0 66 10 4 Total 1500 1399 (93.2%) 101 (6.8%) Ki67 has been generally used for grading evaluation because mitoses are extremely rare Sohn et al. Cancer Res Treat 47:813, 2015

Sohn et al. Cancer Res Treat 47:813, 2015

L-cell NET EC-cell NET Glicentin

Cut-off: 3%

Take home message: Most rectal NETs are G1 Ki67 index is a prognostic marker The recently proposed cut-off of 3% seems the best one Ki67 index should not be used alone as a prognosticator, but in association with tumor size, lympho-vascular invasion, level of wall infiltration, and immunophenotype (L-cell versus EC-cell)

Important Information Regarding CME/SAMs The Online CME/Evaluations/SAMs claim process will only be available on the USCAP website until September 30, 2017. No claims can be processed after that date! After September 30, 2017 you will NOT be able to obtain any CME or SAMs credits for attending this meeting. PRESENTATION TITLE The value and pitfalls of Ki67 labeling index in gastrointestinal neuroendocrine neoplasms

The value and pitfalls of Ki67 labeling index in gastrointestinal neuroendocrine neoplasms References 1. Solcia E, Klöppel G, Sobin LH. Histological typing of endocrine tumours. WHO International Histological Classification of Tumours, 2 nd ed. Berlin: Springer; 2000 2. Hamilton SR, Aaltonen LA. WHO classification of tumours. Pathology and genetics of tumours of the digestive system. Lyon: IARC Press; 2000 1. De Lellis RA, Lloyd RV, Heitz PU, Eng C. WHO classification of tumours. Pathology and genetics of tumours of endocrine organs. Lyon: IARC Press; 2004 2. Pelosi G, et al. Endocrine tumors of the pancreas: Ki-67 immunoreactivity on paraffin sections is an independent predictor for malignancy: a comparative study with proliferating-cell nuclear antigen and progesterone receptor protein immunostaining, mitotic index, and other clinicopathologic variables. Hum Pathol 27:1124-1134,1996 3. La Rosa S, et al. Prognostic criteria in nonfunctioning pancreatic endocrine tumors. Virchows Arch 429:323-333,1996 4. Rindi G, et al. TNM staging of foregut (neuro)endocrine tumors: a consensus proposal including a grading system. Virchows Arch 449:395-401,2006 5. Rindi G, et al. TNM staging of midgut and hindgut (neuro) endocrine tumors: a consensus proposal including a grading system. Virchows Arch 451:757-62,2007 6. Rindi G, et al. Nomenclature and classification of neuroendocrine neoplasms of the digestive system. In: Bosman FT, Carneiro F, Hruban RH, Theise ND, editors. WHO classification of tumours of the digestive system. Lyon: IARC Press; 2010. 13-4.

7. Yamaguki T, et al. Clinical validation of the gastrointestinal NET grading system: Ki67 index criteria of the WHO 2010 classification is appropriate to predict metastasis or recurrence. Diagn Pathol 8:65,013 8. Jann H, et al. Neuroendocrine tumors of midgut and hindgut: tumor-node-metastasis classification determines clinical outcome. Cancer 117:3332-3341,2011 9. La Rosa S, et al. Improved histologic and clinico-pathologic criteria for prognostic evaluation of pancreatic endocrine tumors. Hum Pathol 40:30-40,2009 10. La Rosa S, et al. Histologic characterization and improved prognostic evaluation of 209 gastric neuroendocrine neoplasms. Hum Pathol 42:1373-1384,2011 11. Pape UF, et al. Prognostic relevance of a novel TNM classification system for upper gastroenteropancreatic neuroendocrine tumors. Cancer 113:256-265,2008 12. Palazzo M, et al. Ki67 proliferation index, hepatic tumor load, and pretreatment tumor growth predict the antitumoral efficacy of lanreotide in patients with malignant digestive neuroendocrine tumors. Eur J Gastroenterol Hepatol 25:232-238,2013 13. Alexiev BA, et al. Endocrine tumors of the gastrointestinal tract and pancreas: grading, tumor size and proliferation index do not predict malignant behavior. Diagn Pathol 2:28,2007 14. Rindi G, et al. Three subtypes of gastric argyrophil carcinoid and the gastric neuroendocrine carcinoma: a clinicopathologic study. Gastroenterology 104:994-1006,1993 15. La Rosa S, et al. Gastric neuroendocrine neoplasms and related precursors lesions. J Clin Pathol 67:938-948,2014

16. Vanoli A, et al. Four neuroendocrine tumor types and the neuroendocrine carcinoma of the duodenum. Analysis of 203 cases. Neuroendocrinology 2016 Feb 25 17. Chopin-Laly X, et al. Neuroendocrine neoplasms of the jejunum: a heterogeneous group with distinctive proximal and distal subsets. Virchows Arch 462:489-499,2013 18. Ahmed A, et al. Midgut neuroendocrine tumours with liver metastases: results of the UKINETS study. Endocr relat cancer 16:885-894,2009 19. Cunningham JL, et al. Malignant ileocaecal serotonin-producing carcinoids tumours: the presence of a solid growth pattern and/or Ki67 index above 1% identifies patients with a poorer prognosis. Acta Oncol 46:747-756,2007 20. Panzuto F, et al. Risk factors for disease progression in advances jejunoileal neuroendocrine tumors. Neuroendocrinology 96:32-40,2012 21. Volante M, et al. Tumors staging but not grading is associated with adverse clinical outcome in neuroendocrine tumors of the appendix. A retrospective clinical pathologic analysis of 138 cases. Am J Surg Pathol 37:606-612,2013 22. Klimstra DS, et al. Pathology reporting of neuroendocrine tumors: application of the Delphic consensus process to the development of a minimum pathology data set. Am J Surg Pathol 34:300-313,2010 23. Rindi G, et al. Gastroenteropancreatic (neuro)endocrine neoplasms: the histology report. Dig Liv Dis 43S:S356-S60,2010 24. Jernman J, et al. The novel WHO 2010 classification for gastrointestinal neuroendocrine tumours correlates well with the metastatic potential of rectal neuroendocrine tumours. Neuroendocrinology 95:317-324,2012

25. Hong SM, et al. Prognostic significance of Ki-67 expression in recatl carcinoid tumors. Korean J gastroenterol 61:82-87,2013 26. Tsukamoto S, et al. Clinicopathological characteristics and prognosis of rectal welldifferentiated neuroendocrine tumors. Int J Colorectal Dis 23:1109-1113,2008 27. Kim GU, et al. Clinical outcomes of rectal neuroendocrine tumors < 10 mm following endocscopic resection. Endoscopy 45:1018-1023,2013 28. Sohn JH, et al. Prognostic significance of defining L-cell type on the biologica behavior of rectal neuroendocrine tumors in relation with pathological parameters. Cancer Res Treat 47:813-822,2015 29. Li P, et al. Analysis of the factors affeting lymph node metastasis and the prognosis of rectal neuroendocrine tumors. Int J Clin Exp Pathol 8:13331-13338,2015 30. Nakamura K, et al. Short- and long-term outcomes of endoscopic resection of rectal neuroendocrine tumours: analyses according to the WHO 2010 classification. Scand J Gatroenterol 51:448-455,2016 31. Sugimoto S, et al. The Ki-67 labeling index and lymphatic/venous permeation predict the metastatic potential of rectal neuroendocrine tumors. Surg Endosc 30:4239-4248,2016