Locally Advanced Breast Cancer: Systemic and Local Therapy

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Locally Advanced Breast Cancer: Systemic and Local Therapy Joseph A. Sparano, MD Professor of Medicine & Women s Health Albert Einstein College of Medicine Associate Chairman, Department of Oncology Montefiore Medical Center Bronx, New York

Definition & Presentation Overview Non-inflammatory vs. Inflammatory Neoadjuvant Systemic Chemotherapy Therapeutic Goals Cytotoxic Drug Sequence pcr as Regulatory Endpoint Variable Outcomes in Residual Disease Anti-HER2 Therapy Cytotoxic Therapy Role of Platinums in TNBC (other talk) Neoadjuvant Endocrine Therapy Therapeutic Goals Local Therapy Clinical trials

Clinical Presentation of Breast Cancer Siegel, CA Cancer J Clin 2012;62:10 29; Newman; Semin Rad Oncol 2009;19:195

What is the definition of LABC? Clearly inoperable clinical stage IIIB-C T4d - Inflammatory carcinoma (Stage IIIB) T4a (chest wall), b (skin), c (both) N3c (ipsilateral suprclavicular) N3b (internal mammary) N3a (infraclavicular) Potentially operable but regionally advanced and may benefit from downstaging clinical stage IIB-IIIA T3 - tumor > 5 cm N2a- palpable adenopathy fixed/matted N2b internal mammary nodes (no axillary nodes)

Clinical presentation Inflammatory Breast Cancer 1% of all breast cancers in U.S. associated with younger age and black race Rapid development of breast erythema, warmth, and/or peau d orange Associated with breast mass in approximately one-half of cases Up to 1/3 may have distant metastases at presentation Pathologic findings Invasive ductal carcinoma, usually high grade and with dermal lymphatic invasion (usually present, not required for diagnosis) Workup and staging evaluation Bilateral diagnostic mammogram, breast and axillary ultrasound or MRI, if indicated, to identify breast mass and/or axillary nodes, contralateral disease CT scan of chest/abdomen/pelvis and bone scan, or diagnostic PET/CT scan Management Neoadjuvant chemotherapy, including an anthracycline and taxane, plus trastuzumab/pertuzumab if HER2/neu-positive, concurrent with taxane, followed by continued trastuzumab postoperatively for a total of 1 year Modified radical mastectomy (no sentinel node biopsy alone) Chest wall and regional lymph node radiotherapy after surgery Hormonal therapy for at least 5 years if tumor is ER-positive

Molecular Characteristics of IBC vs. Non-IBC Molecular Subtype of Cell of Origin Inherent in non-ibc Identical in IBC Molecular Analysis: IBC vs. Non-IBC HER2 Positive ER Negative Nguyen 26% v 17% 49% v 30% Charafe- Jaulfret 40% v 12% 54% v 24% Ben Hamida 33% v 14% 54% v 26% Zell 40% v 35% 44% v 33% Bertucci, F. et al. Cancer Res 2005;65:2170-2178

Relation Between Clinical Presentation and Outcomes: LABC, IBC, and Non-LABC/IBC Hance et al. JNCI 2005; 97: 966

Neoadjuvant Chemotherapy

Metaanalysis of Randomized Trials Comparing Pre vs. Postoperative Systemic Chemotherapy (9 trials, 3046 patients) Mauri et al. JNCI 2005; 97: 188-194

Neoadjuvant Systemic Therapy: Therapeutic Goals Cytotoxic (+/- biologics) - same as adjuvant therapy plus Downstaging Facilitate breast conservation Additional prognostic information Screen for active agents (clinical trials) Endocrine therapy Primary therapy (in lieu of surgery) Defer primary surgical therapy Identify highly estrogen-dependent tumors where cytotoxics may be spared (clinical trials)?

NSABP B-18 Neoadjuvant vs Adjuvant AC Operable Breast Cancer Stratification Age Clinical Tumor Size Clinical Nodal Status Operation AC x 4 AC x 4 Operation Clinical Response: 79% ccr: 36% cpr: 43% pcr: 13% Increase in lumpectomy rate: 68% vs 60% Downstaging of (+) axillary nodes: 58% vs 40% No difference in DFS and S Significant correlation between pcr and outcome

NSABP B-18 Neoadjuvant vs. Adjuvant AC Operable Breast Cancer Disease-Free Survival Stratification Age Clinical Tumor Size Clinical Nodal Status Operation AC x 4 AC x 4 Operation 100 80 60 40 20 0 Year pcr pinv cpr P=0.00005 cnr 0 2 4 6 8 Wolmark N: JNCI Monogr, 2001

NSABP B-27 Schema Operable Breast Cancer (2411 pts) Randomization AC x 4 Tam X 5 Yrs AC x 4 Tam X 5 Yrs AC x 4 Tam X 5 Yrs Surgery Docetaxel x 4 Surgery Surgery Docetaxel x 4

100 80 60 % 40 20 0 Clinical Response ccr 40% 45 % AC (1502 pts) B-27 Response in the Breast cpr P < 0.001 85% 91% AC cnr 65% 26% 14% 9% Docetaxel (687 pts) 30 20 10 0 Pathologic Response No Tumor 13.7% P < 0.001 9.8% 3.9% AC (1,492 pts) AC Non- Invasive 25.6% 18.7% 6.9% Docetaxel (718 pts) Bear H, et al: JCO 2003

Breast pcr in B27: Effect of ER Status on Response Bear, H. D. et al. J Clin Oncol; 21:4165-4174 2003

Treatment No. TNBC Non- TNBC Single agent taxane 166 12% 2% FAC/FAC/AC 308 20% 5% T-FAC/T-FEC 588 28% 17% 16

Weekly Paclitaxel Improves Pathologic Complete Remission In Operable Breast Cancer when Compared with Paclitaxel Given Every 3 Weeks J Clin Oncol 2005: 23; 5983-5992 Pathologic CR Weekly Every 3 Weeks N=131 N=127 P Value Breast Alone All 31% 21% P=0.2 Breast & Axillary Nodes All ER-negative ER-positive 27% 48% 22% 15% 23% 11% P=0.02 P=0.007 P=0.007

Chemotherapy Induced Senescence as a Mechanism of Drug Resistance Ewalt et al. JNCI 2010 & Gordon et al. Drug Res Update 2012

Te Poele et al. Cancer Research 2012

Rationale for Taxane AC Sequence: Paclitaxel Decreases the Interstitial Fluid Pressure and Improves Oxygenation in Breast Cancers in Patients Treated With Neoadjuvant Chemotherapy: Clinical Implications J Clin Oncol 2005; 23; 1951-1961 Overall change and 95% CI in tumor (A) interstitial fluid pressure (IFP) and (B) oxygen pressure (po2) in breast cancer patients who had both pre- and postfirst chemotherapy measurements available

ASCO 2009, abstract 522 21

22

23

pcr as Regulatory Endpoint

NOAH Study: Addition of Neoadjuvant Trastuzumab to Chemotherapy Improves Pathologic CR Rate & Clincal Outcomes Event-Free Survival Overall Survival Gianni et al. Lancet 2010; 375: 377 Chemotherapy: APx3 Px4 CMFx3 A- Doxorubicin 60 mg/m2, P-paclitaxel 175 mg/m2 49

Neoadjuvant Trials of HER2-Directed Therapy - Lapatinib Less Effective than Trastuzumab - Dual HER2 Therapy More Effective Study Chemotherapy Anti-HER2 pcr (%) GeparQuinto 1 EC-Docetaxel T 45.0 L 29.9 NSABP-41 2 AC - Paclitaxel T 49.4 L 47.4 T+L 60.2 NeoSphere 3 None T+P 16.8 Docetaxel T 29.0 P 24.0 T+P 45.8 NeoALTTO 4 Paclitaxel T 29.5 L 24.7 T+L 51.3 P = pertuzumab, T = trastuzumab, L = lapatinib\ 1. GeparQunito 2. Robidoux A et al. ASCO 2012 Annual Meeting. Abstract LBA506. 3. Gianni L et al. Lancet Oncol. 2012;13:25-32. 4.. Baselga J et al. Lancet. 2012; 379: 633-640. 50

Highest pcr Rates in ER/PR-Negative Disease Docetaxel + T Docetaxel + T+P T+P Docetaxel + +P All Patients 29% 46% 17% 24% ER and/or PR-Pos 20% 26% 6% 17% ER/PR-Negative 37% 63% 27% 30% Gianni et al. Lancet Oncol 2012; 13: 25

TRYPHAENA * Phase II Neoadjuvant Trastuzumab and Pertuzumab in HER2-Positive EBC: Study Design Cycles 1-3 4-6 A Docetaxel HER2-positive EBC, centrally confirmed (n=225) B C Pertuzumab + trastuzumab Docetaxel Docetaxel Pertuzumab + trastuzumab Pertuzumab + trastuzumab S U R G E R Y Trastuzumab to complete 1 year Carboplatin All 3 arms were experimental Stratification: Study dosing q3w: Operable, locally advanced, and FEC: 500 mg/m 2, 100 mg/m 2, 600 mg/m 2 inflammatory breast cancer Hormone receptor positivity Carboplatin: AUC 6 Trastuzumab: 8 mg/kg loading dose, 6 mg/kg maintenance Pertuzumab: 840 mg loading dose, 420 mg maintenance Docetaxel: 75 mg/m 2 (escalating to 100 mg/m 2 if tolerated, in Arms A and B only) EBC=early-stage breast cancer; FEC=5-fluorouracil, epirubicin, cyclophosphamide Schneeweiss A, et al. Ann Oncol. 2013 May 22 [Epub ahead of print]. *Genentech/Roche Sponsored Study

TRYPHAENA * Phase II Neoadjuvant Trastuzumab and Pertuzumab in HER2-Positive EBC: Pathologic Complete Response by Hormone Receptor Status C=carboplatin; EBC=early-stage breast cancer; ER=estrogen receptor; FEC=5-fluorouracil, epirubicin, cyclophosphamide; H=trastuzumab; P=pertuzumab; PR=progesterone receptor; T=docetaxel Schneeweiss A, et al. Ann Oncol. 2013 May 22 [Epub ahead of print]. *Genentech/Roche Sponsored Study

Schneeweiss et al. Ann Oncol 2013; 24: 2278

Accelerated FDA Approval (Product Information Brochure) Indication Use in combination with trastuzumab and docetaxel as neoadjuvant treatment of patients with HER2-positive, locally advanced, inflammatory, or early stage breast cancer (either greater than 2 cm in diameter or node positive) as part of a complete treatment regimen for early breast cancer. This indication is based on demonstration of an improvement in pathological complete response rate. No data are available demonstrating improvement in event-free survival or overall survival Limitations of Use: The safety as part of a doxorubicin-containing regimen has not been established The safety administered for greater than 6 cycles for early breast cancer has not been established

Acclerated FDA Approval continued Pertuzumab should be administered every 3 weeks for 3 to 6 cycles as part of one of the following treatment regimens for early breast cancer: 4 preoperative cycles in combination with trastuzumab and docetaxel followed by 3 postoperative cycles of fluorouracil, epirubicin, and cyclophosphamide (FEC) as given in Study 2 (NeoSphere) 3 preoperative cycles of FEC alone followed by 3 preoperative cycles of pertuzumab in combination with docetaxel and trastuzumab as given in Study 3 (Tryphaena). 6 preoperative cycles in combination with docetaxel, carboplatin, and trastuzumab (TCH) (escalation of docetaxel above 75 mg/m2 is not recommended) as given in Study 3 (Tryphaena) Following surgery,.. Continue trastuzumab to complete 1 year of treatment..insufficient evidence to recommend continued use of pertuzumab for greater than 6 cycles :

I-SPY2 TRIAL Population of patients A D A P T I V E L Y R A N D O M I Z E Outcome: Complete response at surgery

I-SPY2 TRIAL Population of patients A D A P T I V E L Y R A N D O M I Z E Arm 2 graduates to small focused Phase III trial Outcome: Complete response at surgery

I-SPY2 TRIAL Population of patients A D A P T I V E L Y R A N Goal: Greater than D O M I Z E 85% success rate in Phase III, with focus on patients who benefit Arm 6 is added to the mix Outcome: Complete response at surgery

Variable Outcomes in Residual Disease

AJCC TNM stage after neoadjuvant chemotherapy and breast cancer outcome Carey et al. JNCI 2005 Aug 3;97(15):1137-42 Stage TN No. of patients (%) 5-year DDFS (95% CI) 0 0 22 (17%) 95% (72%- 99%) I T1N0 20 (15%) 84% (58%- 95%) II IIA-T0-1N1;T2N0 38 (29%) 72% (52%- IIB- 85%) T2N1;T3N0 III III A-T0-3N2;T3N1 IIIB-Any T4 IIIC-Any N3 52 (39%) 47% (32%- 61%) 5-year OS (95% CI) 95% (72%- 99%) 90% (65%- 97%) 71% (49%- 85%) 61% (45%- 74%) P trend <.001 P trend <.001

Measurement of Residual Breast Cancer Burden to Predict Survival After Neoadjuvant Chemotherapy J Clin Oncol 2007; 25:4414-4422 http://www3.mdanderson.org/app/medcalc/index.cfm?pagename=jsconvert3 Pathologic Review of Specimen: Primary Tumor Bed Area (mm x mm) Overall invasive cancer cellularity (as % of area) Number of positive lymph nodes Largest diameter of lymph node metastasis (mm) HR (P Value) 1.24, p=0.02 7.37, p=0.001 1.11, p=0.002 1.17, p=0.06 All Patients ER-Neg ER-Pos

RCB 1-3 Provides Complementary Information to Post-Treatment yajcc Stage (T/FEC treated patients) ystage I ystage II ystage III

Prognostic Effect of Mitotic Counts in RCB3 (N=43)

Neoadjuvant Endocrine Therapy

ORR (%) ORR (%) Neoadjuvant Endocrine Therapy: Aromatase Inhibitors are More Effective than Tamoxifen in 50 Letrozole v Tam 56% Postmenopausal Women 50 Anastrozole v Tam 45% 40 36% 40 36% 30 30 20 10 0 90/162 58/162 L T p=0.004 10 0 123/276 94/259 A T p=0.05 P-24 Eiermann et al 2001 IMPACT and PROACT Smith et al 2004

Proportion event-free (%) Anastrozole v Tamoxifen v Combination No Correlation between Clinical Response (IMPACT) and long term outcome (ATAC) 50 IMPACT (Neoadj) ATAC (Adjuvant) 40 37% 36% 39% 100 30 20 95 90 85 Anastrozole Tamoxifen Combination HR 95.2% CI P Value 10 80 ANA vs TAM 0.83 0.71-0.96 0.0129 Comb vs TAM 1.02 0.88-1.18 0.7718 0 A T C 0 0 6 12 18 24 30 36 42 Time to event (mo) Smith et al JCO 2005

ALTernate approaches for clinical stage II or III Estrogen Receptor positive breast cancer NeoAdjuvant TrEatment (ALTERNATE) in postmenopausal women: A Phase III Study) Postmenopausal Clinical Stage II or III ER+ (Allred 6-8) HER2- Anastrozole (A) x 6 mos (if 4-wk Ki67<10%) Fulvestrant (F) x 6 mos (if 4-wk Ki67<10%) A + F x 6 mos (if 4-wk Ki67<10%) S U R G E R Y A x 4.5 years (if Modified PEPI 0) F x 1.5 yrs A x 3 yrs (if Modified PEPI 0) (A + F) x 1.5 yrs A x 3 yrs (if Modified PEPI 0) F O L L O W Primary Endpoints: 1 st Phase: Modified PEPI 0 rate 2 nd Phase: RFS in Modified PEPI 0 Sample size: n=2820 1 st phase: n=400 each arm 2 nd phase: n=540 each arm 4- or 12-wk Ki67>10% Go off Study Drug Neoadjuvant paclitaxel or Physician s Choice Modified PEPI > 0 Go off Study Drug Adjuvant Therapy Physician s Choice SURGERY pcr

Local Therapy

Effect of Preoperative Clip Placement: 10-year local control rates Retrospective review of 373 patients who received neoadjuvant doxorubicin-containing chemotherapy between 1990-2005 Locoregional recurrence patterns evaluated in patients with (N=138) and without (N=211) clip placement Clip placement group more likely to be node-negative (52% vs. 31%) and less likely to have stage III disease (20% vs. 38%) Residual disease > 1 cm pcr or residual disease < 1 cm Oh et al. Cancer 2007; 110: 2420

B51/RTOG1 304

Z11102: Role of Axillary Dissection

Conclusions Systemic Therapy Preoperative systemic chemotherapy (PSCT) Therapeutic goal is inducing pcr Standard of care for inoperable (eg. IBC) or operable LABC Option for operable disease when cytoreduction indicated Addition of anti-her2 therapy in HER2/neu positive disease enhances efficacy Addition of other targeted therapies unproven Preoperative endocrine therapy Less potential for cytoreduction that PSCT Reasonable standard for elderly patients with large tumors or PSCT resistant disease (eg. Lobular carcinoma Potential to identify individuals with tumors resistant to endocrine therapy who may be candidates for chemotherapy

Conclusions Local Therapy Surgery Mastectomy absolutely indicated in some settings (eg, IBC) Potential candidates for BCT should have tumor clip placement before PSCT SN biopsy after NAC in non-ibc associated with high FNR may be acceptable if RT is planned Radiotherapy Recommendation for chest wall and regional nodal RT should be based upon clinical stage prior to PSCT Patients with pcr may be at high risk for local-regional recurrence

EXTRAS

Hance et al. JNCI 2005; 97: 966

Age at Diagnosis: LABC, IBC, and Non-LABC/IBC Hance et al. JNCI 2005; 97: 966