ENDOLUMINAL APPROACH FOR THE MANAGEMENT OF GASTROINTESTINAL CARCINOID

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ENDOLUMINAL APPROACH FOR THE MANAGEMENT OF GASTROINTESTINAL CARCINOID Manoop S. Bhutani, MD, FASGE, FACG, FACP, AGAF, Doctor Honoris Causa Professor of Medicine Eminent Scientist of the Year 2008, World Scientist Forum Director of Endoscopic Research & Development Dept. of Gastroenterology, Hepatology & Nutrition UT MD Anderson Cancer Center

INTRODUCTION Neuroendocrine neoplasms cells are widely are defined distributed as epithelial in body. tumors with predominantly neuroendocrine differentiation. Neuroendocrine neoplasms are defined as epithelial tumors with predominantly Neuroendocrine neuroendocrine cells differentiation. are widely distributed in the body. Can arise in most organs. Can arise in most organs. While some clinical and pathological features are unique to the site of origin, other While some clinical and pathological features are unique to the site of origin, other characteristics are shared regardless of the site. characteristics are shared regardless of the site.

CLASSIFICATION OF NEUROENDOCRINE TUMORS Gastropancreatic Neuroendocrine ;ljilj Tumors Well Differentiated Poorly Differentiated These were traditionally referred to as Carcinoid & Pancreatic neuroendocrine (islet cell) tumors. Generally have a much better prognosis Although carcinoids and pancreatic NETs have a similar histologic appearance, they have a different pathogenesis and biology. They are high grade carcinomas which resemble small and large cell neoplasms of the lung They are generally more aggressive.

EMBRYONIC CLASSIFICATION OF NETs/ CLASSIFICATION OF NETs BY LOCATION FOREGUT- Stomach carcinoidso Type-1 o Type-2 o Type-3 Lung/bronchial carcinoids MIDGUT- Jejunoileal Appendix HINDGUT- Colon Rectum

EPIDEMIOLOGY Carcinoids are relatively rare tumors. As per the SEER analysis of 35,618 tumors, the age Carcinoids are relatively rare tumors. As per the SEER analysis of 35,618 tumors, the age adjusted adjusted incidence of non-pancreatic primaries is 4.6 per 100,000. incidence of non-pancreatic primaries is 4.6 per 100,000. Annual incidence rate for African Americans is slightly higher than for Caucasians (6.46 Annual incidence rate for African Americans is slightly higher than for Caucasians (6.46 v/s 4.6 per v/s 4.6 per 100,000) 100,000) Incidence for males was slightly higher than females 4.97 v/s 4.49 per 100,000. Incidence for males was slightly higher than females 4.97 v/s 4.49 per 100,000. The median age for diagnosis of neuroendocrine tumors is 63 years. The median age for diagnosis of neuroendocrine tumors is 63 years. The incidence of neuroendocrine tumors is rising in the US and other parts of the world. The incidence of neuroendocrine tumors is rising in the US and other parts of the world. Though, this Though, this rise can be attributed to increased diagnosis on radiographic imaging and rise can be attributed to increased diagnosis on radiographic imaging and endoscopy. endoscopy.

DISTRIBUTION OF CARCINOID TUMORS GI-Tract (55%) Bronchopulmonary (33%) Small intestine (45%; mostly in the ileum) Rectum (20%) Appendix (16%) Colon (11%) Stomach (7%)

ENETS/WHO NOMENCLATURE & CLASSIFICATION FOR DIGESTIVE SYSTEM NEUROENDOCRINE TUMORS Differentiation Grade Traditional ENETS, WHO Well-differentiated Low grade (G1) Carcinoid, Islet cell, pancreatic (neuro)endocrine tumor Intermediate grade (G2) Carcinoid, atypical carcinoid, islet cell, pancreatic (neuro)endocrine tumor Neuroendocrine tumor, Grade 1 Neuroendocrine tumor, Grade 2 Poorly differentiated High grade (G3) Small cell carcinoma Neuroendocrine carcinoma, Grade 3, small cell Large cell neuroendocrine carcinoma Neuroendocrine carcinoma, Grade 3, large cell

GASTRIC CARCINOIDS Types Malignant Potential Focality Disease Associations Serum Gastrin Functional Status Type-1 (70-80% of cases) Usually benign Usually <1cm Multifocal Appear as polypoid lesions with small central ulceration Chronic atrophic gastritis and pernicious anemia Elevated Usually nonfunctional Type-2 (5% of cases) Usually indolent Frequently multifocal Gastrinomas/ZE S MEN-1 Elevated Type-3 (20% of cases) Local or hepatic mets usually present in 65% of patients who come for resection Solitary Sporadic Usually normal

TYPE-1 GASTRIC CARCINOID Chronic atrophic gastritis Autoantibodies towards parietal cells Achlorhydria Increased Gastric ph & Gastrin ECL cells develop into carcinoids (due to high gastrin)

TYPE-2 GASTRIC CARCINOIDS Gastrinoma/ZES High serum Gastrin Chronic stimulation of ECL cells Development of carcinoid tumors

Copyright 2005 Baishideng Publishing Group Inc. All rights reserved. World J Gastroenterol. Nov 28, 2005; 11(44): 7028-7032 Published online Nov 28, 2005. doi: 10.3748/WJG.v11.i44.7028 Figure 2 Subject A: A polypoid carcinoid lesion at the gastric fundus site about 0. 8 cm with typical yellowish color of the lesion; B: A submucosal carcinoid lesion at the duodenal bulb about 1.7 cm; C: A carcinoid tumor with ulceration, at the antrum site, about 4.0 cm in size.

Figure 7. Gastric neuroendocrine tumor. (A) A small gastric carcinoid with surface ulceration seen on retroflexion in the distal body. (B) Merging nests of ECL cells arranged in cords in the deeper part of carcinoids are characteristic of carcinoid tumors. (C)... Yasser H. Shaib, Massimo Rugge, David Y. Graham, Robert M. Genta Management of Gastric Polyps: An Endoscopy-Based Approach Clinical Gastroenterology and Hepatology, Volume 11, Issue 11, 2013, 1374 1384 http://dx.doi.org/10.1016/j.cgh.2013.03.019

DIAGNOSTIC EVALUATION OF GASTRIC CARCINOIDS Gastric Carcinoid EGD Gastric biopsy Serum Gastrin levels Consider gastric ph Normal Gastrin levels (Type-3) Increased Gastrin levels (Type-1 or 2) High Gastric ph Type-1 (Atrophic Gastritis) Low Gastric ph Type-2 (ZES) Multiphasic CT or MRI EUS Consider somatostatin receptor scintigraphy Serum Vitamin B12 EUS Multiphasic CT or MRI of the abdomen EUS Consider somatostatin receptor scintigraphy

PRIMARY TREATMENT- LOCOREGIONAL GASTRIC CARCINOIDS Type-1 Type-2 Type-3 Annual endoscopic surveillance and endoscopic resection of prominent tumors Consider antrectomy if gastric tumors increase significantly in size or number Resect the primary gastrinoma If primary not resected- Consider endoscopic surveillance and endoscopic resection of prominent tumors and/or Octreotide or Lanreotide If no evidence of lymphadenopathy on EUS consider endoscopic or surgical wedge resection OR Radical resection with lymphadenectomy Adapted from NCCN Guidelines Version 2.2016

COLONIC/RECTAL CARCINOIDS

HINDGUT CARCINOIDS COLON CARCINOIDS oo Usually detected in in patients in in their their 70s 70s during evaluation for evaluation diarrhea, for abdominal diarrhea, pain, abdominal anorexia, pain, weight anorexia, loss weight loss o They are usually non-functional. o They are usually non-functional. o They are more aggressive than rectal carcinoids. 5 year osurvival They are rates more are aggressive 62% across than all rectal stages carcinoids. compared 5 with 88% year for survival rectal rates carcinoids(modlin, are 62% across Lye all et stages al. 2003) compared with 88% for rectal carcinoids(modlin, Lye et al. 2003) o Well differentiated colonic NETs have the worst prognosis oof Well any differentiated gastrointestinal colonic tract NETs (well have differentiated) the worst [1-4] One prognosis reason of for any more gastrointestinal aggressive behavior tract NET is that (well colonic NETs differentiated) are frequently [1-4] right One sided reason and for may more be aggressive clinically occult behavior till advanced is that colonic stages. NETs are frequently right sided and may be clinically occult till advanced stages. o TREATMENT- Given that most colonic NETs are >2cm and oinvading TREATMENT- the muscularis Given that propria, most colonic they should NETs are be managed >2cm with and formal invading partial the colectomy muscularis and propria, regional they should be lymphadenectomy managed with formal partial colectomy and regional lymphadenectomy RECTAL CARCINOIDS o Most rectal carcinoids are asymptomatic and found incidentally on rectal exam or endoscopy. Most commonly seen in patients in their 60s. o Most are non-secretory. o Majority of rectal carcinoids are localized at the time of diagnosis (75-85%). o Tumor size correlates closely with the likelihood of metastases. 1-4 TUMOR SIZE RISK OF METASTASES (Liver) < 1cm Rarely metastasize 1-1.9cm 6% > 2cm 24%

RECTAL CARCINOIDS o Most rectal carcinoids are asymptomatic and found incidentally on rectal exam or endoscopy. Most commonly seen in patients in their 60s. o Most are non-secretory. o Majority of rectal carcinoids are localized at the time of diagnosis (75-85%). o Tumor size correlates closely with the likelihood of metastases. o While small rectal NETs are mainly indolent, certain risk factors predict for metastases- 1. Tumor size 2. Depth of invasion (T-stage) gfggjuj 3. Mitotic Index 4. Lymphovascular invasion

Figure -1Endoscopic mucosal resection with circumferential incision of a rectal carcinoid tumour. (A) Conventional endoscopic view showing a carcinoid tumour in the rectum; (B) Endoscopic ultrasonography (EUS) image showing the lesion not to invade the muscularis propria layer; (C) Marking dots made around the lesion; (D)Circumferential incision around the dots; (E) Snaring after circumferential incision; (F) Region after endoscopic mucosal resection with circumferential incision; (G) Resected specimen; (H) Histologic view of a rectal carcinoid tumor obtained by endoscopic submucosal dissection (ESD) (H&E stain; 40). 1 Huang, J. et al. Endoscopic mucosal resection with circumferential incision for treatment of rectal carcinoid tumours. World Journal of Surgical Oncology 12, 1-5, doi:10.1186/1477-7819-12-23 (2014).

RECTAL CARCINOIDS (Contd ) Tumor Size Mani et al Risk of Metastases <1cm 2% 1-1.9cm 10-15% >2cm 60-80% Naunheim et al reported that the risk of metastases for tumors <2cm was 2% (if confined to the submucosa) and was 48% if the tumor invaded the muscularis propria. Some recent reports have also implicated Lymphovascular invasion and Mitotic index to be associated with a poor prognosis.

DIAGNOSTIC EVALUATION OF RECTAL CARCINOIDS RECTAL CARCINOIDS T1 T2-T4 EUS Endorectal MRI RECOMMENDED EUS and/or Endorectal MRI Abdominal/Pelvic multiphasic CT/MRI Colonoscopy AS NEEDED Somatostatin receptor scintigraphy Chest CT Biochemical evaluation Adapted from NCCN Guidelines Version 2.2016

TREATMENT OF RECTAL NETs [TREATMENT MODALITIES] o Conventional endoscopic resection 1) Standard polypectomy o Advanced endoscopic resection 1) Endoscopic mucosal resection-emr 2) Cap assisted EMR 3) Endoscopic submucosal dissection 4) Transanal endoscopic microsurgery [TEM] o Transanal surgical resection o Radical resection (low anterior resection [LAR], abdominoperitoneal resection [APR])

TREATMENT OF LOCOREGIONAL RECTAL CARCINOIDS TUMOR SIZE TUMOR SIZE < 1cm < 1cm Confined to mucosa or submucosa (T1) > 2cm Invading muscularis propria (T2) I do not prefer this I prefer TREATMENT OPTIONS Standard endoscopic resection Advanced mucosal resection (Greater likelihood of tumor negative margins) TREATMENT OPTIONS Radical surgical resection (LPR, APR) Tumors with risk factors like LVI, high mitotic index, size >1.5cm should be treated with surgical resection and those without risk factors can be treated with transanal resection or advanced endoscopic resection.

COMPLETING AN INCOMPLETE RESECTION

SURVEILLANCE OF RECTAL CARCINOIDS Rectal Carcinoids T1 T2-T4 <1cm No follow-up? 1-2cm Endoscopy with rectal MRI or EUS at 6 and 12 months 3-12 months post-resection H&P Consider multiphasic Ct or MRI Biochem evaluation as clinically needed >1 year postresection up to 10 years Every 6-12 months - H&P multiphasic CT/MRI Based on NCCN guidelines 2.2016

Acknowledgment for assistance: Guneesh S. Uberoi,MD, Research Intern at MDACC THANK YOU!