Surgical Treatment of Melanoma Across the Disease Spectrum:

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AOCD Annual Fall Meeting October 28 th, 2017 New Orleans, Louisiana Surgical Treatment of Melanoma Across the Disease Spectrum: Standards of Care and Evolving Paradigms Merrick Ross, M.D. Professor of Surgical Oncology M.D. Anderson Cancer Center

Surgical Treatment of Melanoma Across the Stage I and II - SLN biopsy Disease Spectrum Topics Stage III - completion dissection? - neo-adjuvant strategies for advanced nodal disease Stage IV - metastasectomy in the new melanoma landscape

The New Melanoma Landscape Recently approved systemic therapies for Stage IV - B-Raf mutant: Vemurafenib, dabrafenib, trametinib, dabrafenid / trametinib - Ipilimumab, anti-pd-1, (combination of anti- CTLA4 / anti-pd-1) Survival rates of resected Stage IV disease Novel intralesional agents (oncolytic immunotherapy) Integration of Sentinel Lymph s Node (SLN) biopsy - the new Stage I / II disease - the new Stage III disease

Stage I and II Primary Melanoma Components of Treatment 1. Wide excision - margins appropriate for thickness - reconstruction 2. Sentinel Node Biopsy - indications - technique

Lymph Node Involvement and Melanoma Regional nodes, most common site of first recurrence after wide excision of primary melanoma - 15%-50% chance for in-basin failure after dissection - > 50% chance for distant relapse

Sentinel Lymph Node Biopsy

Sentinel Node Biopsy Goals Minimally invasive approach to nodal staging Improve the disease outcome for the node positive patients - survival - regional control Prevent the development of clinical nodal involvement

Regional Control?

Risk Factors for Regional Recurrence After Surgery Alone Reference Regional Failure Rate Fuhrmann, 2001 28% Kretschmer, 2001 34% Lee, 2000 30% Shen, 2000 14% Hughes, 2000 25% Monsour, 1993 52% Miller, 1992 12% O Brien, 1991 24% Calabro, 1989 17% Bowsher, 1986 15% Byers, 1986 16% Weighted average: 692 failures / 3350 patients = 21%

Risk Factors for Regional Recurrence After Surgery Alone Characteristic Extracapsular extension Regional Failure Rate 31% - 63% References Lee, Calabro, Shen, Monsour 4 involved lymph nodes 22% - 63% Lee, Calabro, Miller, Kretschmer Lymph node 3 cm 42% - 80% Lee Cervical lymph node location 33% - 50% Lee, Bowsher, Monsour 30% 50% if high-risk features present

In-Basin Failure Selective Lymphadenectomy vs ELND (Node Positive Only) % Nodal Failure 9 15 6 10 3 5 0 ELND Slingluff, 1997 SLN MDACC Study, 2003

Does early treatment of lymph node disease improve survival? Microscopic Macroscopic

MSLT I: Trial Design Melanoma >1 mm or > Clark IV Randomization DSS: Primary Endpoint DFS: Secondary Endpoint Wide excision alone 40% 60% Wide excision + SLN SLN + SLN - CLND for Recurrence Occult Stage III Immediate CLND No recurrence: observation Observation

Survival (%) Morton Melanoma A 50 Year Odyssey 111509 Specific 14 Survival Node+ Final Dataset (intent to treat) 100 Group # Event / Estimate S(t) ± SE % Total N 5-year 10-year OBS, had nodal recur. 48/87 57.5 ± 5.4 41.5 ± 5.6 SNB+ 70 / 193 69.8 ± 4.4 62.1 ± 4.8 75 SNB+ 50 25 0 0 HR: 0.56 95% C.I. (0.37-0.84) Log Rank P=0.006 OBS 2 4 6 8 10 12 Time (years)

Unraveling Heterogeneity of Stage I/II Melanoma 5-Year Survival Rate by T-Classification System The new stage I / II 7th Edition T-category 6 th Edition SLN Subset* T1a Ia 95 ± 0.4 97 ± 1.1 Ib T1b 91 ± 1.0 95 ± 1.5 T2a 89 ± 0.7 95 ± 0.6 IIa T2b 77 ± 1.7 86 ± 2.0 T3a 79 ± 1.2 85 ± 1.5 IIb T3b 63 ± 1.5 76 ± 2.5 T4a 67 ± 2.4 76 ± 3.6 IIc AJCC T4b 2010 45 ± 1.9 *Stage-appropriate 67 ± 3.6 use of SLN biopsy

SLN Biopsy Multi-Disciplinary Components Pre-operative lymphoscintigraphy - accurate technique - accurate reading - surgeon to look at images Surgical approach - injection of radio-colloid and blue dye - removal of all SLN s - images in the room Pathological evaluation - serial sections and immuno-stains

Constellation of Node Positive Disease New Stage IIII

AJCC Stage III 5-Year Survival by Tumor Burden, # of Nodes, and Primary Tumor Ulceration Ulceration Patients with Nodal Metastases (Stage III) No. of Nodal Micrometastases (+/- SE) No. of Nodal Macrometastases (+/- SE) Absent 81.5±1. 1 2-3 4+ 1 2-3 4+ 73.2±3. 7 38.0±8. 5 51.6±7. 2 46.6±7. 9 45.4±9. 1 (777) (246) (46) (75) (67) (50) Present 56.6±2 9 53.9±4.2 34.0±8.3 49.4±6.2 37.7±6. 2 29.2±6.7 (531) (223) (49) (88) (93) (68) Balch, Gershenwald, Soong et al., J Clin Oncol, May 2010

7 th ed. AJCC Database - Regional LN Paradigm Shift Macroscopic 19% N=560 N=2334 Microscopic 81%

Incidence of Positive SLN: AJCC Stage Grouping Percent Positive SLN 60 50 40 30 20 10 0 55.4 35.3 22.1 11.4 3.9 Ia Ib IIa IIb IIc Consensus Threshold: 5%-8% AJCC Stage

Rationale for CLND Probability of + NSLN (Staging) Improved regional control Improved survival Less morbidity

Only patients with nonsentinel lymph node involvement can derive benefit from CLND

10%-20% have additional nodes involved by routine histology A selective approach to completion dissection is rational! Assessment of risk for non-sentinel node metastases

CLND for melanoma Completion LND - positive NSLN The strong independent prognostic significance of a positive NSLN has been confirmed by four separate studies. Author Year # + NSLN HR P Ghaferi 2009 71 1.92 <0.01 Weiner 2010 60 1.76 0.03 Brown 2010 51 2.96 <0.001 Pasquali 2014 353 1.34 <0.001 CLND is a great (though very expensive and morbid) staging tool.

CLND for melanoma Completion LND - positive NSLN All patients Two nodes positive only Ariyan C, Ann Surg Oncol 2009; 16(1):186

CLND for melanoma Clinical equipoise: Prevailing practice A review of the NCDB identified 2942 melanoma patients with a positive sentinel node treated 2004-2005. Only half of these patients went on to completion lymph node dissection. Predictors of CLND included treatment at an NCI designated cancer center, non lower extremity primary tumors, and age < 75. Bilmoria K, Ann Surg Oncol 2008; 15(6):1566

What is the fractional benefit of the CLND above what is achieved by just removing the involved SLN(s)?

Patients with MM 1mm (n=4650) SLNB SLNB positive (n=930) SLNB negative (n= 3720) Exclusion criteria Patients refusal Randomization (n=558) Follow-up Arm A: Observation* (n=279) Radical Lymphadenectomy and Follow-up* (n=279) German Trial Design (DeCOG-SLT)

Melanoma - specific survival Arm A: 84.3% (78.8%; 89.8%) Arm B: 82.7% (76.6%; 88.8%) HR (Arm B vs. Arm A) 1.01 (0.64; 1.59) p=0.98 DeCOG study secondary endpoint Leiter, ASCO 2015

Tumor load SN per patient 1 2-3 > 3 n.a. Histological criteria H&E positive Immunhisto. pos. (S100, HMB45, Melan A) not specified Size of metastases in the SLN single cells / <0,5 mm 0,5-1,00 mm 1,01-2,00 mm 2,01-5,00 mm 5,01 -...mm others Arm A (Observation) N = 233 158 67.8% 67 28.8% 7 3.% 1 0.4% 144 61.8% 73 31.3% 16 6.9% 76 32.6% 82 35.2% 43 18.5% 12 5.2% 4 1.7% 16 6.9% Arm B (Radical LAD) N = 240 174 72.5% 53 22.1% 6 2.5% 7 2.9% 140 58.3% 77 32.1% 23 9.6% 68 28.3% 85 35.4% 48 20.0% 11 4.6% 3 1.3% 25 10.4% P- value 0.124 64-68% of Pts with < 1mm of SLN tumor burden 0.486 0.276

CLND for melanoma Clinical equipoise: MSLT-II trial Positive SLN N=1755 Stratify by extent of nodal involvement Completion LND Observation (with nodal basin U/S) Nodal recurrence only No nodal recurrence only Observation Therapeutic LND Observation IRB 09-112

Nodal Basin Control According to Randomized Treatment Arm

Overall Melanoma-Specific Survival According to Treatment Arm

Surgical Morbidity of Lymphadenectomy Microscopic vs Palpable disease (MSLT-1) Compared morbidity of formal dissection in node positive patients - SLN positive vs delayed for palpable nodal disease Hospital stay - shorter for SLN positive patients Symptomatic lymphedema - less in SLN positive group, 12% vs 20%,p=.04 Farries, et al, Ann Surg Oncol, 2010

Reasons for CLND after Positive SLNBx complete staging - need 2 positive nodes for high priority adjuvant trial of Anti-PD-1 vs IFN - number of + nodes and presence of non-sln involvement prognostic Improved regional disease control and less post-dissection morbidity for patients with nonsentinel node involvement

Completion Node Dissection Conclusions No direct evidence that CLND provides a survival benefit SLN biopsy may be therapeutic for the patients with only SLN disease (80% of the SLN+ patients) Prognosis in patients with non-sln involvement is particularly unfavorable A selective approach based on predicted risk of non- SLN involvement is rational Improved regional disease control and accurate staging may be the only benefits of CLND

Working Model Predicting Risk for Additional Positive Nodes No. of pts in group No. additional pos LN Score* N % 0 25 0 0 1-2 126 5 4.0 3-4 126 28 22.0 5+ 30 14 46.7 *Score = sum of Breslow thickness (0 or 1 for 2 mm or > 2 mm, respectively), SLN focus (0, 1, 2, or 3 for 0.5, >0.5 and 2, >2 and 10, or > 10 mm, respectively) Number of SLNs harvested (0, 1, or 2 for > 3, 2, or 1 respectively) Gershenwald et al, JCO 2008

Spectrum of Advanced Disease Nodal disease (Stage IIIb/c) - with or without known primary - resectable vs unresectable Limited local/satelite/intransit metastases - stage IIIb: intransit only - stage IIIc: with nodes Resectable (oligometastatic) stage IV disease

Resectable Stage III and Selected Oligometastatic Stage IV Melanoma Standard of care Upfront Surgery Selective use of adjuvant nodal basin irradiation (stages III b/c) Systemic adjuvant therapy - resected stage III: interferon, ipilimumab, or clinical trial - resected stage IV: clinical trial or observation

Advanced Stage III Melanoma Management Goals Durable Local/Regional Control - long term survival - palliation (expectant palliation) - minimize morbidity and functional deficits Reduce the risk for distant failure

Surgery Adjuvant Therapy Stage III patients have a high risk of recurrence after upfront surgery 70% Adjuvant therapy options are not optimal: controversy with high dose interferon, peg-intron and high dose ipilimumab Nodal basin irradiation has significant risk of lymphedema Delay in the treatment of the micrometastatic disease Disadvantages

Neoadjuvant Therapy Surgery Adjuvant Therapy Potential Advantages Tumor shrinkage Decreased surgical morbidity - better regional disease control - avoid the morbidity of adjuvant XRT Destruction of micro-metastases Prevent distant disease spread Objective measure of patient s response to therapy Personalization of adjuvant therapy Potential pathway for new drug evaluation/registration

Approvals:10 for metastatic disease, 2 adjuvant Adjuvant therapy Peg IFN 1996 HD Interferon Biochemotherapy ipilimumab US approval for metastatic disease, adjuvant timeline

Poor Outcomes for Clinical Stage III Melanoma 8 th Edition AJCC Draft Clinical Stage IIIC MDACC Historical Controls (n=144) SOC: Surgery +/- Adjuvant Melanoma-Specific Survival Probability 0.0 0.2 0.4 0.6 0.8 1.0 IIIA: N = 1006, 5yr = 93%, 10yr = 88% IIIB: N = 1170, 5yr = 83%, 10yr = 77% IIIC: N = 2201, 5yr = 69%, 10yr = 60% IIID: N = 205, 5yr = 32%, 10yr = 24% 0.0 0.2 0.4 0.6 0.8 1.0 0 1 2 3 4 5 6 7 8 9 10 Years Since Diagnosis Gershenwald et al AJCC Cancer Staging Manual Eighth Edition, 2017.

Activity of Dabrafenib + Trametinib in Stage IV 617 patients, median PFS 11.1 months, median OS 25.6 months Overall response rate 67%, Disease control rate 91% Very favorable outcomes in patients that achieved a CR (16%) Best predictors of CR: Sum of diameters & < 3 metastatic sites Hypothesis: More frequent CRs and durable responses in Stage III Subgroup n OS rate (95% CI) 1 year 2 year CR 100 95% (91 99) 88% (82 95) PR 316 83% (79 88) 55% (49 61) SD 150 51% (43 60) 33% (26 42) PD 35 38% (25 59) 13% (5 40) Not evaluable 16 14% (2 86) 14% (2 86) Long et al, Lancet Oncology, In Press PFS rate (95% CI) Subgroup n 1 year 2 year CR 100 90% (84 96) 68% (59 79) PR 316 51% (46 57) 29% (24 35) SD 150 21% (15 30) 6% (2 19) PD 35 0% 0% Not evaluable 16 25% (5 100) 25% (5 100)

Case Example (1) 47 yo female with prior hx of R arm melanoma presented with bulky adenopathy in R axilla (? resectable). Biopsy - melanoma (BRAF mut) Treated with neoadjuvant BRAF/MEKi x 8 weeks with excellent radiologic response Path = fibrosis, no viable tumor cells (pcr) October 2013 (Pre-BRAF/MEKi) December 2013 (Post-BRAF/MEKi)

Pathological Response Before After Lymph node with extensive fibrosis and melanin deposition in the extracapsular tissue

Neoadjuvant BRAF and MEK Inhibition Neoadjuvant and Adjuvant Dabrafenib and Trametinib Compared to Upfront Surgery in Patients With Clinical Stage III or Oligometastatic Stage IV Melanoma (Combi-Neo) Phase 2 Randomized Trial vs Standard of Care of Surgery + Adjuvant

Combi-Neo n=28 Arm A Upfront surgery Scheduled within 0-4 weeks Surgical resection Standard of care adjuvant therapy (interferon vs. observation) Clinical and radiographic follow up n=56 Pathologic assessment of tumor + research biopsy Assess relapse-free survival, overall survival, toxicity Patients with stage IIIB/IIIC or oligometastatic stage IV (<3 lesions), + BRAF mutation Arm B Neoadjuvant BRAFi/MEKI Neoadjuvant BRAF/MEK x 8 weeks Restaging via CTs followed by surgical resection Adjuvant BRAF/MEK x 44 weeks Clinical and radiographic follow up Blood draw and tumor biopsy Pre-treatment On treatment biopsy / blood draw (arm B only) Blood draw and tumor biopsy at surgery Restaging CT scans every 3 months with blood draws Blood draw and tumor biopsy at relapse

A B E F Excellent Responder: 79% decrease by RECIST and Pathologic CR C Poor Responder: 23% decrease by RECIST and viable tumor at surgery D G H

Neoadjuvant and Adjuvant D+T Significantly Improved RFS over SOC HR 60.2 95% CI (6.7-7965) P<0.0001

Patients with pcr had Improved RFS compared to those without pcr

Neoadjuvant Strategy Checkpoint Blockade Neoadjuvant and Adjuvant Checkpoint Blockade in Patients With Clinical Stage III or Oligometastatic Stage IV Melanoma (NCT02519322) Nivolumab vs Ipi / Nivo Phase 2 randomized trial

Baseline reduction from baseline in target lesions (%) Baseline reduction from baseline in target lesions (%) Baseline reduction from baseline in target lesions (%) Tumor Burden Change From Baseline from CheckMate- 067 NIVO + IPI Median change: -51.9% IPI Median change: +5.9% NIVO Median change: -34.5% Confirmed responder 30% reduction in tumor burden by RECIST v1.1 Presented by J. Wolchok ASCO 2015

n=20 2015-0041: Neoadjuvant Checkpoint Arm A Neoadjuvant Nivolumab (4 doses) Restaging via CTs followed by surgical resection Pathologic assessment with correlative studies Adjuvant Nivolumab x 6 months Follow up with restaging q 12 weeks x 2 years n=20 Arm B Neoadjuvant Ipilimumab & Nivolumab (3 doses) Restaging via CTs followed by surgical resection Adjuvant Nivolumab x 6 months Follow up with restaging q 12 weeks x 2 years Patients with stage IIIB/IIIC or oligometastatic stage IV ( 3 lesions) Blood draw and tumor biopsy Pre-treatment On treatment biopsy / blood draw (prior to dose 2 and dose 3) Blood draw and tumor harvested at surgery Restaging CT scans q 12 weeks Research blood draws Blood draw and tumor biopsy at relapse

Intralesional Therapy (Oncolytic Immunotherapy): Goals Locally ablative therapy for local disease control High, local concentration Palliation/symptom control Induction of systemic host immune antitumor activity Augment the local injected response Response in distant and uninjected regional metastases Systemic adjuvant response (treat micrometatases) Limited systemic toxicity Durable response 58

Drug Agencies in US and Europe Approve T-VEC October 27, 2015 T-VEC: US approval for the local treatment of unresectable cutaneous, subcutaneous, and nodal lesions in patients with melanoma recurrent after initial surgery December 16, 2015 T-VEC: EU approval for Stages IIIB, IIIC, IVM1a metastatic melanoma 59

Percentage Change From Baseline Lesion-level and patient-level responses to T-VEC 200 150 100 50 0-50 -100 200 150 100 50 0-50 -100 Tumor area change: Lesion type: injected Lesion type: uninjected non-visceral Lesion type: uninjected visceral 200 150 100 50 0-50 -100 25% > 50% to < 25% 100% to 50% I Lesion n = 2116 Patient n = 277 50% decrease 64% OR 33% 100% decrease 47% CR 15% Lesion n = 981 Lesion n = 177 Patient n = 177 50% decrease 34% OR 18% 100% decrease 22% CR 6% Patient n = 79 50% decrease 15% OR 14% 100% decrease 9% CR 3% To be included in the lesion-level response analysis, lesions were required to have at least 2 measurements. For the patient-level response analysis, only patients with at least 1 lesion represented in the corresponding waterfall plot were included. Responses were per investigator Andtbacka RHI, et al. SSO 2014 abstract PCC-121. Kaufman H, et al. ASCO 2014 abstract 9008a.

T-VEC Responses in Injected And Uninjected Lesions Cycle 1 Cycle 13 61

Kaplan Meier percent Primary overall survival 100 Events/N (%) Median (95% CI), months 80 60 T-VEC 189/295 (64) 23.3 (19.5, 29.6) GM-CSF 101/141 (72) 18.9 (16.0, 23.7) HR = 0.79 (95% CI: 0.62, 1.00) Unadjusted log-rank P = 0.051 40 20 Survival T-VEC GM-CSF Difference % (95% CI) 12-mo 73.7% 69.1% 4.6 (-4.7, 13.8) 0 24-mo 49.8% 40.3% 9.5 (-0.5, 19.6) 36-mo 38.6% 30.1% 8.5 (-1.2, 18.1) 48-mo 32.6% 21.3% 11.3 (1.0, 21.5) 0 5 10 15 20 25 30 35 40 45 50 55 60 Patients at risk: T-VEC 295 269 230 187 159 145 125 95 66 36 16 2 0 GM-CSF 141 124 100 83 63 52 46 36 27 15 5 0 0 HR, hazard ratio. Kaufman H, et al. ASCO 2014 abstract 9008a.

Kaplan Meier percent Exploratory OS subgroup analysis by disease stage Stage IIIB/C, IV M1a 100 Log rank: P < 0.001 (descriptive) 80 HR: 0.57 (95% CI: 0.40, 0.80) 100 Log rank: P = 0.71 (descriptive) 80 Stage IV M1b/c HR: 1.07 (95% CI: 0.75, 1.52) 60 40 20 60 40 20 0 0 Risk set, n T-VEC GM-CSF 0 5 10 15 20 25 30 35 40 45 50 55 60 Study month 163 157 146 129 113 104 93 73 51 23 10 1 0 86 78 65 55 43 35 30 22 17 10 2 0 0 Events/n (%) median (95% CI), mo T-VEC 80/163 (49) 41.1 (30.6, NE) GM-CSF 57/86 (66) 21.5 (17.4, 29.6) 0 5 10 15 20 25 30 35 40 45 50 55 60 Study month Risk set, n T-VEC 131 112 84 58 46 41 32 22 15 13 6 1 0 GM-CSF 55 46 35 28 20 17 16 14 10 5 3 0 0 Events/n (%) median (95% CI), mo T-VEC 109/131 (83) 13.4 (11.4, 16.2) GM-CSF 44 /55 (80) 15.9 (10.2,19.7) Mo, months. Kaufman H, et al. ASCO 2014 abstract 9008a.

Neo-Adjuvant T-VEC Resectable stage IIIb/c and M1a, N=150 Randomized phase 2 trial of standard of care upfront surgery + adjuvant vs preop T-VEC 12 weeks followed by surgery Combination Trials of Oncolytic Immunotherapy and Primary Anti-CTLA-4 endpoint: or Anti-PD-1 RFS are ongoing

Neoadjuvant Therapy for Advanced Resectable Melanoma Where are we Now and Where are we Going? A growing international interest has emerged in designing and completing neoadjuvant trials Ideal model for discovering and validating biomarkers of response and resistance - easy access for serial tissue acquisition Improved regional disease control and survival outcomes will lead to new treatment paradigms Novel combinations to raise the tail of the curve in the stage IV setting will be tested in the neoadjuvant setting The first International Neoadjuvant Consortium was held in November at the SMR

Surgery for Stage IV Disease Why? Ten new approvals in last 5 years Robust response with BRAF inhibition, but not durable Low response rate with ipilimumab High response rate with combination checkpoint blockade but significant toxicity Surgery well tolerated, 100% response rate

Palliation - improve quality of life - candidates for effective systemic therapy Surgery for Stage IV melanoma: Patient selection Curative intent - can a complete resection be performed? - symptoms? - morbidity of planned surgery? - associated co-morbidity? Favorable biology? - target the right patient population

SWOG S9430: Phase II Trial Complete Resection for Stage IV Melanoma Prospective registry - surgical resection, stage IV 1996-2005, 18 centers 77 patients enrolled - 8 pts: not completely resected to NED - 3 pts: no tumor in specimen - 2 pts: locoregional disease only 64 patients included in primary analysis - median age 54y, M:F 2:1 - sites: any visceral, 31%; non-visceral only, 69% - >1 site resected, 22% - 11 received some type of systemic adjuvant (8 IFN) Median RFS, 5mos; median OS, 21mos Sosman et al., Cancer 2011

SWOG S9430 Overall Survival Patients Completely Resected Sosman et al., Cancer 2011

Canvaxin Stage IV Placebo-Controlled Randomized Trial Two sites, 5 nodules, complete resection, no brain mets within 6 months of surgery NED based on repeat staging within 45 days of randomization Trial stopped by DSMB short of planned accrual April 2005 after 2 nd interim analysis 38 months median and 40% 5-year survival!