Folate and prevention of neural tube defects: Tracking red blood cell concentrations will help guide policy decisions about fortification

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Folate and prevention of neural tube defects: Tracking red blood cell concentrations will help guide policy decisions about fortification Derrick Bennett, University of Oxford, UK 8 October, 2014 IXth International Conference on Rare Diseases and Orphan Drugs (ICORD) 2014, 7-9 October

Outline Background to folate supplementation Optimum red blood cell (RBC) folate concentrations Possible benefits of folate supplementation Possible hazards of folate supplementation

Background Observational studies of pregnant women have shown that intake and plasma concentrations of folate are inversely associated with neural tube defects (NTD). Randomised trials have confirmed a protective effect of folate. Folate is now routinely recommended as a supplement before and during pregnancy.

Folic acid fortification Population-wide folate fortification of flour for prevention of NTD has been mandatory since 1998 in North America. It is mandatory in some other countries including: Chile, Argentina, Brazil, South Africa and Australia But not in others (such as New Zealand), because of concerns about adverse effects Asian populations such as China have low plasma folate concentrations

Optimum RBC levels to prevent NTDs Aim: To determine the optimal red blood cell (RBC) folate concentration required to prevent NTD Data: Two Chinese studies (i) Prospective community intervention study of folic acid to prevent neural tube defects (ii)population-based randomized trial to evaluate the effect of folic acid on RBC folate concentrations in women of reproductive age Crider et al. BMJ, 2014; Commentary Clarke and Bennett, BMJ, 2014

Optimum RBC folate level: Methods Genetic variants in the methylene-tetrahydrofolate reductase (MTHFR) gene C677T (rs1801133) are associated with low folate and higher risks of NTD. The community trial was conducted in northern and southern regions of China, but did not measure rs1801133 polymorphism. The randomized controlled trial had serial data on RBC folate levels for subjects consuming 400µg of folic acid or placebo as well as the rs1801133 polymorphism. This enabled the joint modelling of RBC folate levels and NTD risk while taking account of rs1801133.

Statistical analyses Source: Crider et al. BMJ 2014; 349 doi: http://dx.doi.org/10.1136/bmj.g4554 (Published 29 July 2014)

NTD risk in China by RBC folate concentration (nmol/l) vs observed NTD risk in Ireland by RBC folate concentrations (Daly et al: 1995). Crider K S et al. BMJ 2014;349:bmj.g4554

Observed vs predicted NTD risk in USA using RBC folate modelling before and after folic acid fortification Crider K S et al. BMJ 2014;349:bmj.g4554

Recommendations The predicted NTD risk estimates were concordant with the observed risk estimates for NTD in the USA for both pre- and postsupplementation of foods with folic acid. Results indicated a threshold of 1000 nmol/l was the optimum RBC concentration that was associated with the lowest risk of NTD. RBC folate measurements can be used to identify potential subpopulations at increased risk of NTD.

Other claims of benefits of folate supplementation

Improvement in stroke mortality in Canada and United States, 1990 to 2002 Yang et al (Circulation 2006) The improvement in stroke mortality observed after folic acid fortification in the United States and Canada but not in England and Wales is consistent with the hypothesis that folic acid fortification helps to reduce deaths from stroke Associated Press: Adding the vitamin folate to flour... appears to have a striking effect against cardiovascular disease, preventing an estimated 48,000 [US] deaths a year from strokes and heart attacks

B-Vitamin Treatment Trialists (BVTT) Collaboration Meta-analysis of folic acid trials Data were available for 11 trials involving 52,260 participants with a prior history of vascular disease (6 in non-fortified and 5 in fortified populations) All but one trial provided individual data, but published results were only available for the FAVORIT trial (n=4110). Arch Int Med 2010;170:1622-31

Number Prior Duration of Daily dose of B-vitamins randomised disease treatment Folic acid B12 B6 CHAOS-2 1882 CHD 2.0 5.0 HOST 2056 Renal 3.2 40.0 2.0 100 SU.FOL.OM3 2501 CVD 4.7 0.6 0.0 3 WENBIT 3090 CHD 3.2 0.8 0.4 40 VISP 3680 Stroke 2.0 2.5 0.4 25 NORVIT 3749 CHD 3.4 0.8 0.4 40 FAVORIT 4110 Renal 4.0 5.0 1.0 50 WAFACS 5442 CVD 7.3 2.5 1.0 50 HOPE-2 5522 CVD 5.0 2.5 1.0 50 VITATOPS 8164 Stroke 3.4 2.0 0.5 25 SEARCH 12064 CHD 7.0 2.0 1.0 TOTAL 52260 4.9* CHD: Coronary heart disease CVD: Cardiovascular disease * - does not include FAVORIT Characteristics of included trials

Characteristics of participants with prior vascular disease (11 trials; n=52,260) Prior disease, age and sex Folic acid fortification Prior CHD 80% Prior Stroke 16% Age (years) 65 Male,% 67% Non-fortified population 6 trials Fortified population 5 trials

Median folate and homocysteine levels before and after B-vitamin therapy Non-fortified Fortified (n=22,371) (15,114) Treated Control Treated Control Folate Baseline (nmol/l) 12.2 12.1 22.4 22.3 Follow-up 53.5 9.8 69.2 22.3 Homocysteine Baseline (µmol/l) 12.2 12.2 13.2 13.2 Follow-up 8.7 11.8 11.0 13.5 27% 20%

BVTT: Primary outcomes Effects of lowering homocysteine on risk of : Major Vascular Events (MVE) (MCE, stroke, or coronary or non-coronary revascularisation) Major Coronary Events (MCE). (Non-fatal MI or coronary death) Stroke (Fatal or non-fatal stroke of any type, excl. TIA) Mortality (Vascular and non-vascular mortality) during scheduled treatment period

Effects of folic acid on MAJOR VASCULAR EVENTS, by trial Events (%) Treatment Control (n=27,795) (n=27,818) RR (CI) Trial CHAOS-2 111 (11.8) 95 (10.1) 1.21 (0.84-1.73) HOST 214 (20.7) 257 (25.1) 0.83 (0.66-1.06) SU.FOL.OM3 210 (16.9) 206 (16.4) 1.04 (0.80-1.33) WENBIT 328 (21.3) 314 (20.3) 1.07 (0.87-1.31) VISP 311 (17.0) 302 (16.3) 1.05 (0.85-1.29) NORVIT 987 (52.7) 1013 (54.0) 0.97 (0.86-1.09) FAVORIT 290 (14.1) 294 (14.3) 0.98 (0.78-1.24) WAFACS 392 (14.4) 386 (14.2) 1.00 (0.83-1.21) HOPE-2 790 (28.6) 796 (28.8) 1.01 (0.89-1.15) VITATOPS 507 (12.4) 529 (13.0) 0.95 (0.81-1.12) SEARCH 1537 (25.5) 1493 (24.8) 1.04 (0.95-1.14) 2 Heterogeneity: c 10 = 9.09; p=0.5 ALL 5677 (21.7) 5685 (21.7) 1.01 (0.97-1.04) 99% CI 95% CI Treatment Control 0.5 1.0 2.0 better better

Effects of folic acid on MAJOR CORONARY EVENTS, by trial Events (%) Treatment Control (n=25,170) (n=25,208) RR (CI) Trial HOST 150 (14.5) 175 (17.1) 0.87 (0.66-1.16) SU.FOL.OM3 49 (3.9) 42 (3.3) 1.14 (0.66-1.97) WENBIT 135 (8.8) 113 (7.3) 1.23 (0.89-1.71) VISP 85 (4.7) 85 (4.6) 1.01 (0.68-1.50) NORVIT 352 (18.8) 337 (18.0) 1.02 (0.84-1.25) FAVORIT 96 (4.7) 94 (4.6) 1.02 (0.70-1.50) WAFACS 89 (3.3) 105 (3.9) 0.84 (0.58-1.22) HOPE-2 404 (14.6) 410 (14.8) 1.00 (0.84-1.20) VITATOPS 118 (2.9) 114 (2.8) 1.04 (0.74-1.46) SEARCH 804 (13.3) 746 (12.4) 1.09 (0.95-1.24) Heterogeneity: c 9 2 = 7.62; p=0.6 ALL 2282 (9.1) 2221 (8.8) 1.03 (0.97-1.10) 99% CI 95% CI Treatment Control 0.5 1.0 2.0 better better

Effects of folic acid on STROKE, by trial Events (%) Treatment Control (n=25,170) (n=25,208) RR (CI) Trial HOST 40 (3.9) 50 (4.9) 0.80 (0.46-1.38) SU-FOL-OM3 27 (2.2) 40 (3.2) 0.67 (0.36-1.26) WENBIT 28 (1.8) 39 (2.5) 0.74 (0.39-1.39) VISP 159 (8.7) 155 (8.4) 1.04 (0.78-1.39) NORVIT 61 (3.3) 56 (3.0) 1.06 (0.66-1.71) FAVORIT 38 (1.8) 35 (1.7) 1.09 (0.59-2.00) WAFACS 79 (2.9) 69 (2.5) 1.14 (0.75-1.74) HOPE-2 111 (4.0) 147 (5.3) 0.76 (0.55-1.05) VITATOPS 360 (8.8) 387 (9.5) 0.92 (0.76-1.11) SEARCH 269 (4.5) 265 (4.4) 1.02 (0.82-1.28) Heterogeneity: c 9 2 = 10.2; p=0.3 ALL 1172 (4.7) 1243 (4.9) 0.94 (0.87-1.02) 99% CI 95% CI Treatment Control 0.5 1.0 2.0 better better

Effects of folic acid on MAJOR VASCULAR EVENTS, by vitamin status Folate (nmol/l) Events (%) Treatment Control (n=26,110) (n=26,150) RR (CI) <10 1375 (32.2) 1378 (32.4) 1.01 (0.91-1.11) 10-18 1225 (24.9) 1233 (24.5) 1.01 (0.91-1.12) 18 1109 (21.8) 1127 (22.3) 0.98 (0.88-1.09) Missing 1678 (17.1) 1653 (17.0) 1.02 (0.94-1.12) Trend: c 1 2 = 0.27; p=0.6 Homocysteine (m mol/l) <11 1285 (22.9) 1342 (23.8) 0.96 (0.86-1.06) 11-14 1625 (26.9) 1578 (26.1) 1.04 (0.95-1.14) 15 1294 (28.5) 1290 (28.3) 1.03 (0.93-1.14) Missing 1183 (15.1) 1181 (15.0) 1.01 (0.91-1.12) Trend: c 1 2 = 2.03; p=0.2 Fortification No 3881 (23.6) 3854 (23.4) 1.01 (0.96-1.08) Yes 1506 (19.8) 1537 (20.1) 0.99 (0.90-1.08) Heterogeneity: c 1 2 = 0.41; p=0.5 ALL 5677 (21.7) 5685 (21.7) 1.01 (0.97-1.04) 99% CI 95% CI Treatment Control 0.5 1.0 2.0 better better

Evidence for adverse effects of folate supplementation

Folate and risk of CANCER High folate is associated with lower risk of cancer (especially colorectal) in observational studies. A small trial of folic acid supplements versus control in patients with colorectal adenomas (n=1021) reported: 30 vs 13 recurrent adenomas; and 54 vs 32 non-colorectal cancers Cancer trends in USA in the late 1990s indicated a transient increase in colorectal cancer incidence: Folic acid supplementation might prevent cancer, but enhance the growth of established cancers

B-Vitamin Treatment Trialists Collaboration Effects of folic acid on cancer Meta-analysis of 13 trials involving ~50,000 individuals ~ 3 trials of folic acid in people with colorectal adenoma ~ 10 trials of folic acid in people with vascular disease Analysis involved comparisons of effect of folic acid on any cancer overall or by duration of treatment. Analysis involved comparisons of the effect of folic acid on cancer at specific sites including colon, lung and prostate cancer.

Effects of folic acid on CANCER INCIDENCE, by prior disease Events (%) Treatment Control (n=1,332) (n=1,320) RR (CI) Adenoma trials (n=2652) ukcap 14 (3.0) 13 (2.8) 1.20 (0.43-3.33) HARVARD 24 (6.9) 25 (7.2) 0.94 (0.45-1.97) AFPPS 58 (11.2) 34 (6.7) 1.63 (0.95-2.80) ALL 96 (7.2) 72 (5.5) 1.33 (0.98-1.80) Heterogeneity: c 2 2 = 2.48; p=0.3 Vascular trials (n=46969) VITRO 12 (3.4) 7 (2.0) 2.15 (0.62-7.44) HOST 65 (6.3) 72 (7.0) 0.94 (0.61-1.47) WENBIT 81 (5.3) 63 (4.1) 1.32 (0.86-2.04) NORVIT 82 (4.4) 67 (3.6) 1.17 (0.76-1.78) SU-FOL-OM3 93 (7.5) 78 (6.2) 1.19 (0.80-1.76) VISP 92 (5.0) 95 (5.1) 0.97 (0.67-1.42) VITATOPS 162 (4.0) 183 (4.5) 0.87 (0.66-1.15) WAFACS 201 (7.4) 213 (7.8) 0.94 (0.73-1.21) HOPE-2 342 (12.4) 320 (11.6) 1.09 (0.89-1.33) SEARCH 678 (11.2) 639 (10.6) 1.06 (0.92-1.23) ALL 1808 (7.7) 1737 (7.4) 1.04 (0.98-1.11) Heterogeneity: c 9 2 = 10.53; p=0.3 All trials (n=49621) 1904 (7.7) 1809 (7.3) 1.06 (0.99-1.13) 99% CI 95% CI Treatment Control 0.5 better 1.0 better 2.0

Effects of folic acid on CANCER INCIDENCE, by year of follow-up Events (%) Treatment Control (n=24,799) (n=24,822) RR (CI) Year of follow-up 1 355 399 0.89 (0.74-1.07) 2 411 354 1.16 (0.96-1.40) 3 329 292 1.13 (0.92-1.39) 4 260 235 1.11 (0.88-1.40) 5 229 211 1.09 (0.85-1.40) 6+ 320 318 1.01 (0.82-1.24) Trend: c 1 2 = 0.54; p=0.5 ALL 1904 (7.7) 1809 (7.3) 1.06 (0.99-1.13) 99% CI 95% CI Treatment Control 0.5 1.0 2.0 better better

Effects of folic acid on CANCER INCIDENCE, by type Events (%) Treatment Control (n=24,799) (n=24,822) RR (CI) Gastrointestinal Lip, mouth, pharynx 29 22 1.32 (0.64-2.71) Oesophagus 25 34 0.74 (0.38-1.45) Stomach 44 44 1.01 (0.58-1.75) Liver 25 27 0.93 (0.46-1.91) Pancreas 48 39 1.21 (0.69-2.12) Colorectal 221 208 1.07 (0.83-1.37) Respiratory & skin Larynx 8 10 0.80 (0.24-2.70) Lung 272 253 1.08 (0.86-1.35) Melanoma 60 52 1.16 (0.71-1.89) Reproductive & urinary Breast 140 157 0.89 (0.66-1.20) Uterus 35 26 1.31 (0.68-2.53) Ovary 16 19 0.84 (0.35-2.01) Prostate 351 305 1.15 (0.94-1.41) Kidney 58 53 1.09 (0.67-1.79) Bladder 103 105 0.98 (0.69-1.40) Other Brain 24 15 1.57 (0.69-3.61) Haematological 107 109 0.98 (0.69-1.40) Other specified site 171 152 1.14 (0.85-1.51) Unspecified / no ICD167 179 0.93 (0.71-1.23) ALL 1904 1809 99% CI Treatment Control 0.5 better 1.0 better 2.0

Effects of folic acid on cancer Folic acid had no material effect on any cancer in people with prior colorectal adenoma or prior CVD. There was no heterogeneity in the effect of folic acid on any cancer for up to 7 years or by dose from 0.5 to 40 mg. Folic acid had no significant effect on cancer at any site, including colon, prostate or lung cancer. Most trials will continue to monitor cancer incidence to exclude any longer term effects on cancer.

Summary A threshold of 1000 nmol/l was the optimum RBC concentration that was associated with the lowest risk of NTD. Randomized trials of folate show no evidence of benefit for prevention of cardiovascular disease. Randomized trials show no evidence of hazard for colorectal or prostate or other cancers for folate supplementation. But, dietary fortification involves doses of folic acid that are an order of magnitude lower than the doses used in the RCTs.

Acknowledgements B-Vitamin Treatment Trialists (BVTT) Secretariat J Halsey, S Lewington, D Bennett, S Parish, R Peto, R Collins, R Clarke Collaborators in trials assessing effects on vascular events CHAOS-2: F Mir, M Brown HOPE-2: E Lonn, S Yusuf; NORVIT: KH Bonaa, I Njolstad; SEARCH: J Armitage, R Collins; SU.FOL.OM3: P Galan, S Hercberg; HOST: R Jamison, JM Gaziano, P Guarino; VITATOPS: G Hankey, JW Eikelboom; VISP: JD Spence; J Toole, WAFACS: JE Manson, R Glynn, F Grodstein, S Zhang, F Grodstein; WENBIT: O Nygard, M Ebbing, JE Nordrehaug, DWT Nilsen, PM Ueland, SE Vollset. Collaborators in additional trials assessing effects on cancer J Baron; J Logan, E Giovannucci, M denheijer