Analysis of trace elements in nutraceuticals in compliance with USP chapter <2232> Elemental Contaminants in Dietary Supplements

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APPLICATION NOTE 43445 Analysis of trace elements in nutraceuticals in compliance with USP chapter <2232> Elemental Contaminants in Dietary Supplements Authors Sanja Asendorf, Application Specialist, Thermo Fisher Scientific, Bremen, Germany Keywords Dietary supplements, Nutraceuticals, USP 2232 Goal To demonstrate the ability of the Thermo Scientific icap 7000 Plus Series ICP-OES to determine trace elements in nutraceutical products in compliance with the new United States Pharmacopeia (USP) chapter <2232> Elemental Contaminants in Dietary Supplements Introduction Nutraceuticals can be defined as a range of isolated nutrients, dietary supplements and herbal products, as well as functional food, promoting health benefits beyond the basic nutritional function. As this definition is very diverse, effective and harmonized global regulations for the monitoring of nutraceuticals are not yet in place. In the USA nutraceuticals are monitored and regulated as dietary supplements under the Dietary Supplement Health and Education Act (DSHEA, 1994). Functional foods, however, do not have a specific definition or regulation and can be regulated as conventional foods, food additives, dietary supplements, drugs, medical foods or food for special dietary use, depending on the claimed health benefits on the product labels.

European Union (EU) law relating to food neither offers a regulatory framework for functional foods nor for nutraceuticals. However, several EU directives are in place that cover one or the other product that is within the definition range of nutraceuticals. The EU Food Supplement Directive (FSD) 2002/46/EC, for example, was set up to approximate the laws relating to food supplements and lays down specific rules for vitamins and minerals used in food supplements. Another European Regulation (1925/2006) establishes common rules concerning the addition of vitamins, minerals and other substances to food. Japan is the pioneer nation when it comes to the regulation of nutraceuticals and functional foods. Under the concept of Foods for Special Health Use (FOSHU), foods must be approved by the Ministry of Health and Welfare and can have the three functions: nutrition, sensory satisfaction and physiological improvements. Some dietary supplements may not only be recognized as a nutraceutical but also be labeled as conforming to USP (United States Pharmacopoeia) or NF (National Formulary) standards. The USP general chapters <232> Elemental Impurities Limits and <233> Elemental Impurities Procedures will replace the current USP Chapter <231> Heavy Metals and specify the technique of Inductively Coupled Plasma Optical Emission Spectroscopy (ICP-OES) as one of the methods for analysis. Along with these two chapters, USP general chapter <2232> Elemental Contaminants in Dietary Supplements has been created to limit the amounts of elemental contaminants in finished dietary supplement dosage forms and concentrates on the four major elements of toxicological concern: arsenic, cadmium, mercury and lead. The permitted daily exposure limits (PDE; Table 1) are derived from the Provisional Tolerable Weekly Intake that is recommended by the Food and Agriculture Organization on the United Nations and World Health Organization (FAO/WHO). The latest versions of the chapters become official on December 1, 2015 and are supposed to be implemented by January 1, 2018. In this application note we demonstrate how to comply with USP chapter <2232> when analyzing a nutraceutical with the Thermo Scientific icap 7000 Plus Series ICP-OES. Table 1. Permitted daily exposures (PDE) in dietary supplements according to USP chapter <2232>. Element PDE (µg day -1 ) Arsenic (inorganic) 15 Cadmium 5 Lead 5 Mercury (total) 15 Instrumentation For the sample analysis, the Thermo Scientific icap 7400 ICP-OES Duo was used together with an aqueous sample introduction kit, and an internal standard kit for online addition of the internal standard. The duo configuration was chosen for its ability to detect trace elements in axial view and major components in radial view. A Teledyne CETAC ASX-560 Autosampler was used to transfer the sample to the introduction system of the ICP-OES. The Thermo Scientific Qtegra Intelligent Scientific Data Solution (ISDS) Software simplifies method development and provides easy options for post-analysis data manipulation. Materials and methods All solutions were prepared from single element solutions (1000 mg kg -1, SPEX CertiPrep Group, Metuchen, US). The individual solutions were made up with ultrapure water (18 MΩ) and nitric and hydrochloric acids (TraceMetal Grade, Fisher Chemical, Loughborough, UK) to a final of 8.3% HNO 3 and 1.2% HCl. All spike solutions and an internal standard solution of yttrium (10 mg kg -1 ) were prepared in the same way. To validate the developed method for use in compliance with USP chapter <2232> the standard reference material (SRM) 3280 Multivitamin Tablets (NIST, Gaithersburg, MD, USA) was used as a Standard Reference Material. The s for the elements of interest at the Target Limit, diluted accordingly to the dilution of the material in sample solution (also referred to as J value) were calculated with the maximum daily dose of 1 tablet (1.5 g) and are displayed in Table 2. Table 2. J value for the Target Elements (s at the Target Limit in µg kg -1 ). Element(s) Cd, Pb 33 As, Hg 100 J

Sample preparation To ensure a homogenous sample, 15 multivitamin tablets were ground and this powder was dried (80 C for 12 hours). For the determination of accuracy, three replicates of sample were spiked at 0.5 J and 1.5 J, respectively, and to demonstrate repeatability six samples were spiked at 1 J before digestion. For the digestion, the ground multivitamin tablets powder was weighed ( ~ 0.5 g) into a PTFE high pressure vessel and 6.4 ml HNO 3 as well as 1.6 ml HCl were added. If material adhered to the walls of the vessel, it was washed down carefully with the acid. The digestion was conducted in a Milestone Ethos EZ microwave equipped with an SK-10 segmented rotor and a temperature sensor according to the protocol in Figure 1. After digestion the digest was transferred to a 50 ml volumetric flask. The digestion vessels were rinsed with ultra-pure (18 MΩ) water and after transferring this to the flask as well, it was filled up with ultra-pure water to the measured mark. Additionally, for each digestion cycle a duplicate of a digestion blank was run. This contained only acids and after digestion was treated the same way as the samples. Table 3. Instrument parameters. Parameter Pump Tubing (Standard Pump) Pump Speed Spray Chamber Nebulizer Setting Sample Tygon orange/white Drain Tygon white/white Internal standard Tygon orange/blue 50 rpm Glass cyclonic Glass concentric Nebulizer Gas Flow 0.55 L min -1 Coolant Gas Flow 12 L min -1 Auxiliary Gas Flow 0.5 L min -1 Center Tube RF Power 2 mm 1150 W Plasma View Axial Radial Exposure Time UV 15 s, Vis 5 s UV 15 s, Vis 5 s Following method development, the instrument was calibrated and the samples analyzed. A method detection limit study was carried out by analyzing a digestion blank with ten replicates and multiplying the standard deviation of this analysis by three. This was repeated three times and the average values for detection limits were calculated. Temperature ( C) 250 200 150 100 50 Microwave temperature program 0 0 5 10 15 20 25 30 35 Time (min) Figure 1. Temperature program of the digestion. Method development A method was created in Qtegra ISDS Software. The wavelengths used for the analysis are shown in Table 7, these were selected as they were free from interferences and provided the sensitivity to quantify the elements of interest in the expected range. The wavelengths of the internal standard yttrium were applied according to the plasma view and wavelength range (UV or Vis). The parameters used for the method can be found in Table 3. The plasma was ignited and the instrument allowed to warm up for a period of 15 minutes. A spectrometer optimization was performed directly before each analysis. Validation of the procedure In order to validate the used method, the tests defined in USP chapter <233> under Alternate Procedure Validation Quantitative Procedures were conducted. Accuracy For the accuracy test, the instrument was calibrated with standard solutions containing 0.5 J and 1.5 J of the Target Elements. Six samples were spiked before the microwave digestion with three times each, 0.5 J and 1.5 J of each Target Element. According to the acceptance criteria, spike recoveries of the mean of the three replicates recoveries have to be within 70-150% at each. As the recoveries were within 72-96% (Table 4) the acceptance criterion for accuracy of the method is fulfilled. Moreover, limit of quantification, range and linearity are demonstrated to be suitable by meeting the accuracy requirements.

Table 4. Average measured s of the Target Elements of three spiked sample solutions at each, 0.5 J and 1.5 J and percentage recoveries. Concentrations in µg kg -1. Element and wavelength (nm) Plasma view Average measured 0.5 J Spike 1.5 J Spike Spiked Recovery (%) Average measured Spiked Recovery (%) As 189.042 Axial 46.39 50.00 92.8 142.32 150.00 94.9 Cd 228.802 Axial 16.03 16.67 96.2 46.56 50.00 93.1 Hg 184.950 Axial 43.35 50.00 86.7 133.51 150.00 89.0 Pb 220.353 Axial 13.45 16.67 80.7 36.05 50.00 72.1 Precision Precision was tested by means of repeatability and ruggedness of the method. For the repeatability test, six independent samples of material under test were spiked at a of 1 J for each Target Element before the microwave digestion. The acceptance criterion in USP chapter <233> states a relative standard deviation (RSD) of not more than 20% between the repeats for each Target Element. The calculated RSDs are clearly in the required range, varying between 0.4-2.3% (Table 5). Ruggedness of the method was determined by performing the repeatability experiment on three different days. The total RSD of the repeated analysis (n=18) was 0.8-3.2% (Table 6) and is therefore clearly below the acceptance criterion of not more than 25% RSD for each Target Element. Table 5. RSD of the Target Elements in percent for six sample solutions, spiked at 1 J. Concentrations in µg kg -1. As 189.042 Cd 228.802 Hg 184.950 Pb 220.353 1 106.6 35.16 103.4 28.78 2 103.9 35.17 102.9 30.09 3 108.9 35.76 102.2 28.62 4 107.9 35.02 103.0 28.28 5 109.7 35.54 103.0 28.76 6 107.0 35.22 103.1 28.28 RSD (%) 1.9 0.8 0.4 2.3 Table 6. RSD of the Target Elements in percent for six sample solutions, spiked at 1 J and measured on three different days (n=18). Concentrations in µg kg -1. Specificity According to USP chapter <233> specificity is the ability to assess unequivocally the analyte in the presence of components that may be expected to be present, including other Target Elements and matrix components. To ensure the identity of the analyte, several wavelengths for each element were analyzed and the subarrays examined carefully for any interferences. As the accuracy and repeatability tests show appropriate results the specificity of the method is verified. Results As all the requirements for method validation were met, the SRM 3280 sample was analyzed for its major and minor components as referenced in the NIST Certificate of Analysis, including the Target Elements of USP chapter <2232>. Minor components (< 1% in undigested material; As, B, Cd, Cr, Cu, Hg, Mn, Mo, Ni, Pb, Se) were analyzed directly after digestion, major components (> 1% in undigested material; Ca, Fe, K, Mg, P, Zn) were diluted with a factor of 100 to get the sample into the linear range of the instrument. The instrument was calibrated with standard solutions at a of 0.5 J and 2 J and a drift sample at the of 2 J was analyzed before and after sample analysis. The system suitability criterion in USP chapter <233> requires a drift of not more than 20% which is met by the exhibited drift sample recoveries of 98.2-102.1% for all sample analyses. As 189.042 Cd 228.802 Hg 184.950 Pb 220.353 RSD (%) 1.2 0.9 0.8 3.2

Table 7. Measured s in the SRM 3280 Multivitamin Tablets, compared to the certified, and limits of detection and quantification for the elements of interest. Element and wavelength (nm) Plasma view Certified (mg kg -1 ) Measured (mg kg -1 ) Limit of detection (µg kg -1 ) Limit of quantification (µg kg -1 ) As 189.042 Axial 0.132 ± 0.044 < LOD 2.0 6.5 B 249.678 Axial 141 ± 7 141 ± 8.2 2.5 8.2 Ca 317.933 Radial 110700 ± 5300 113348 ± 20 5.9 20 Cd 228.802 Axial 0.08015 ± 0.00086 < LOQ 0.3 0.8 Cr 283.563 Axial 93.7 ± 2.7 93.6 ± 1.8 0.5 1.8 Cu 324.754 Axial 1400 ± 170 1313 ± 2.9 0.9 2.9 Fe 238.204 Axial 12350 ± 910 12750 ± 2.6 0.8 2.6 Hg 184.950 Axial Not determined < LOD 1.1 3.7 K 766.490 Radial 53100 ± 7000 56566 ± 1.1 84 281 Mg 280.270 Radial 67800 ± 4000 70073 ± 1.1 0.3 1.1 Mn 260.569 Axial 1440 ± 110 1423 ± 6.5 0.3 1.1 Mo 281.615 Axial 70.7 ± 4.5 67.0 ± 2.7 1.9 6.5 Ni 216.556 Axial 8.34 ± 0.3 8.23 ± 12 0.8 2.7 P 178.284 Axial 75700 ± 3200 75410 ± 6.6 3.7 12 Pb 220.353 Axial 0.2727 ± 0.0024 < LOQ 2.0 6.6 Se 203.985 Axial 17.42 ± 0.45 16.24 ± 0.9 0.9 3.1 Zn 206.200 Axial 10150 ± 810 10288 ± 6.5 0.3 0.9 LOD = Limit of detection, LOQ = Limit of quantification Except for selenium, which is 3% below the certified range, all elements are inside the range of the certified s for the reference material which demonstrates perfect accuracy of the analytical and the microwave digestion method. As selenium has many volatile components, some of these may have been lost with the vapors that escaped during opening the microwave digestion vessels. These vapors would still escape even after the finished digest had cooled to room temperature overnight. The detection limits are in the single digit to sub-ppb range for all elements except K which displays a value of 84 ppb and results from a strong argon background emission in the high visible region of the spectrum. The limits of quantification of the Target Elements are between one and two orders of magnitude lower than the J value. This indicates the suitability of the method to determine the Target Elements quantitatively at the Target Limit. The s of the Target Elements in the sample solution are below the quantification limits and can therefore not be quantified correctly. For the quantitative analysis of the Target Elements in this reference material an alternative technique like Inductively Coupled Plasma Mass Spectrometry (ICP-MS) should be applied, such as delivered by the Thermo Scientific icap RQ ICP-MS. However, according to USP <2232> requirements, this nutraceutical shows s below the permitted daily exposure limit and can be considered as safe for human intake.

Conclusion The analysis shows that the Thermo Scientific icap 7000 Plus Series ICP-OES delivers excellent accuracy and sensitivity for analyses of trace elements and major components in nutraceuticals in conformity with the present USP chapter <2232> about Elemental Contaminants in Dietary Supplements. The detection limits obtained prove the excellent ability of the instrument of handling complex acidic matrices. Moreover, the good spike recoveries indicate that no Target Elements are lost during the sample preparation demonstrating this microwave digestion technique is an excellent choice for sample preparation. Find out more at thermofisher.com/icp-oes 2017 Thermo Fisher Scientific Inc. All rights reserved. SPEX CertiPrep is a trademark of the SPEX CertiPrep Group LLC. Tygon is a trademark of Saint-Gobain Corporation. CETAC is a trademark of Teledyne CETAC Technologies INC. All other trademarks are the property of Thermo Fisher Scientific. This information is presented as an example of the capabilities of Thermo Fisher Scientific products. It is not intended to encourage use of these products in any manner that might infringe the intellectual property rights of others. Specifications, terms and pricing are subject to change. Not all products are available in all countries. Please consult your local sales representative for details. AN43445-EN 0517