Trans-Carotid Artery Revascularization

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Trans-Carotid Artery Revascularization How I do it John Rollo Clinical Assistant Professor University of Washington Vascular Surgery 6/15/2018

DISCLOSURE John Rollo, MD, RPVI Consultant / Advisory Board: Silk Road Medical Speakers Bureau: Silk Road Medical

A Victim of the Endovascular Revolution Lead shield Sweaty brow Leaded goggles Lead gown

What about cerebrovascular disease?

What about cerebrovascular disease? Over 135,000 carotid artery revascularizations per year 90% are performed on asymptomatic disease 11% are catheter-based interventional procedures

Choice of revascularization Carotid Endarterectomy (CEA) is safe and effective Carotid artery stenting (CAS) has some advantages

Choice of revascularization Some lesions are challenging to treat with CEA High ICA lesions Above C2 Higher risk anatomical Prior neck dissection (redo CEA) Radiation Contralateral ICA disease or occlusion Contralateral laryngeal nerve injury Tracheostomy

Trans-Femoral carotid stenting Lesion must be crossed before embolic protection is in place

Trans-Femoral carotid stenting Elderly (age >75) - Arch anatomy Strong correlation between age and aortic arch ROC (R 2 =0.60, p<0.0001) DeRubertis et al. SVS Annual Meeting 2013

Trans-Carotid artery revascularization (TCAR) for high-risk carotid stenosis

VASCULAR AND ENDOVASCULAR SURGERY 4 weeks 2 weeks

Who is a TCAR candidate? Standard CMS coverage for CAS: Symptomatic high surgical risk with cervical carotid stenosis > 70%

Who is a TCAR candidate Requires registry data entry Symptomatic with cervical carotid stenosis > 50% ; Asymptomatic > 80% and one of the following: Physiologic high risk Age 75 CHF, EF 35% 2 diseased coronaries Unstable angina MI within 6 weeks Abnormal stress test Need for open heart surgery Need for major surgery (including vascular) Uncontrolled DM Severe Pulmonary disease Anatomic high risk Prior head or neck surgery Prior neck radiation Restenosis s/p CEA Surgically inaccessible lesion Laryngeal palsy Contralateral CN injury Contralateral ICA occlusion Tandem lesions Bilateral stenosis needing treatment.

Who is a TCAR candidate? Relative contraindications: Anatomy Clavicle to carotid bifurcation distance < 5cm Heavy calcium and plaque burden in the CCA Stenosis or occlusion of CCA Surgically inaccessible CCA

How I Do it: Patient selection 1. Everyone gets a CTA head + neck a. CCA origin evaluation b. Intracranial collateralization c. Tortuosity and accessibility of CCA d. Accurate clavicle CCA distance 2. Avoid heavy CCA disease 3. Assess anesthesia risk a. If low risk for GA and open contralateral ICA, do it 4. Be wary of severe COPD a. Pneumothorax is a risk! 5. Recent stroke, tolerance of flow reversal

How I Do it: Pre-operative management 1. Everyone gets dual anti-platelet + statin (minimum 5d pre-op) - Including ASA+Plavix morning of procedure 2. If on anticoagulation, hold prior to operation +/- bridge. 3. Standard pre-surgical preparation and labs 4. Medical pre-op evaluation for high risk medical patients. 5. Thorough neurovascular exam

How I Do it: Intra-operative management 1. Hybrid OR team 2. Standard CEA neck prep + bilateral groin prep 3. Propofol sedation for cut-down portion with local anesthesia +/- Cervical block 4. Keep a chest tube set up ready 5. TCAR time-out prior to CCA access - Adequately heparinized ACT > 250 - BP elevated - Glycopyrrolate 0.2mg IV - Neuro checks

Video!

Video!

How I Do it: Intra-operative management 6. Limited initial cervical angiogram - confirm lesion, ICA patency - mark the screen for sheath delivery 7. Insert sheath under fluoro - Stabilize the stiff wire and distal CCA - negative traction on the CCA with umbi tape 8. Initiate passive flow reversal and perform definitive cervical and intracranial angiograms 9. Clamp proximal CCA - repeat neuro checks - check flow reversal

How I Do it: Intra-operative management 10.Pre-dilate with a 3-4mm rapid exchange balloon 11.Stent sized to the CCA. - Enroute self-expanding open cell nontapered - Err on the side of too long - cover the external if needed 12. Post dilate if needed (typically 5mm) 13. One minute of flow reversal

How I Do it: Intra-operative management 14. Repeat cervical angiogram 15. Unclamp. Repeat intracranial angiograms 16. Neuro checks 17. Reverse heparin 18. Close platysma, skin. No drain

How I Do it: Post-operative management 1. ICU overnight 2. Arterial line with BP control 3. ASA + Plavix + Statin 4. Discharge POD 1

Roadster 2: Clinical Trial 1. Single arm, prospective observational study 2. 600 patients to be enrolled. - 70% of enrollees at new sites from R1 3. Inclusion: Asymptomatic > 80% stenosis, Symptomatic > 50% stenosis with at least one high risk criteria. Life expectancy > 3 years 4. Exclusion: stroke in evolution, proximal carotid stenosis or prior stent, alternative source of cerebral embolus (Afib).

Roadster 2: High Risk Criteria Parameter n=486 Age 75 41.4% Female 33.7% Symptomatic 24.9% Both Physiologic & Anatomic Risk Factors 26.8% Top 3 Physiologic Risk Factors Age 75 Years (17.9% as sole criterion) Hx of CAD ( 2 vessel disease) COPD Top 3 Anatomic Risk Factors High Cervical Stenosis Restenosis after CEA Hostile Neck 42.0% 14.7% 5.6% 25.4% 20.0% 17.0%

Roadster 2: Procedure Details Parameter ROADSTER 1 n=219 ROADSTER 2 n=486 ROADSTER 1 Operators 100% 17.9% New TCAR Operators 76.2% 82.1% Enrollment by New Operators 65.3% 70.0% Skin-to-Skin Time (median) 70 mins 69 mins Reverse Flow/Clamp Time (median) 9 mins 9 mins Tolerance to High Flow 98.6% 98.6% Tolerance to Low Flow 100% 100%

Roadster 2: Results in Surgical High Risk Patients Stroke/Death/MI ROADSTER 1 ROADSTER 2 n=203 n=486 6 3.0% 6 1.4% Stroke 1 0.5% 3 0.7% 2 1.0% 1* 0.2% Death MI 3 1.5% 2 0.5% Stroke/Death 3 1.5% 4 0.9% Neurological Death CNI (permanent) 0 0.0% 0 0.0% 0 0.0% 0 0.0%

Conclusions TCAR provides a safe and effective method to treat symptomatic and asymptomatic patients with high grade stenosis who are at high risk for CEA Direct carotid access with high rate flow reversal allows for treatment of patients traditionally at increased risk for CAS (symptomatic, age 75)

Appendix A: Roadster 2 inclusion/exclusion Study Population Patients with atherosclerotic extracranial internal carotid stenosis (ICA) with or without involvement of the contiguous common artery (CCA) dete Symptomatic: greater than or equal to 50% stenosis or Asymptomatic: greater than or equal to 80% stenosis Criteria INCLUSION CRITERIA: Patient must meet one of the following criteria regarding neurological symptom status and degree of stenosis: Symptomatic: Stenosis must be >50% as determined by an angiogram and the patient has a history of stroke (minor or non-disabling; NIHSS 4 o OR Asymptomatic: Stenosis must be >80% as determined by angiogram without any neurological symptoms within the prior 180 days. Target vessel must meet all requirements for ENROUTE Transcarotid Neuroprotection System and ENROUTE Stent System (refer to IFU for requ Patient has a discrete lesion located in the internal carotid artery (ICA) with or without involvement of the contiguous common carotid artery (CCA Patient is 18 years of age. Patient understands the nature of the procedure and has provided a signed informed consent using a form that has been reviewed and approved b Patient is willing to comply with the protocol requirements and return to the treatment center for all required clinical evaluations. Patient must have a life expectancy 3 years at the time of the index procedure without contingencies related to other medical, surgical or endova Patient meets at least one of the surgical high-risk criteria listed below. Anatomic High Risk Inclusion Criteria: A. Contralateral carotid artery occlusion B. Tandem stenoses >70% C. High cervical carotid artery stenosis D. Restenosis after carotid endarterecto F. Hostile Necks which the Investigator deems safe for transcarotid access including but not limited to: I. Prior neck irradiation II. Radical neck dissection III. Cervical spine immobility Clinical High Risk Inclusion Criteria: G. Patient is > 75 years of age H. Patient has > 2-vessel coronary artery disease and history of angina of any severity I. Patient has a history of angi Canadian Cardiovascular Society (CCS) angina class 3 or 4 or unstable angina J. Patient has congestive heart failure (CHF) - New York Heart Association (NYHA) Functional Class III or IV K. Patient has known severe left ventricular dysfunction LVEF <30%. L. Patient has had a myocardial infarction > 72 hours and < 6 weeks prior to procedure. M. Patient has severe pulmonary disease (COPD) with either: FEV1 <50% predicted or chronic oxygen therapy or resting PO2 of <60 mmhg (room air) N. Patient has permanent contralateral cranial nerve injury O. Patient has chronic renal insufficiency (serum creatinine > 2.5 mg/dl). REMINDER: The following is a list of anatomical considerations that are not suitable for transfemoral CAS with distal protection that are NOT con I. TypeII, III, or Bovine arch II. Arch atheroma or calcification III. Atheroma of the great vessel origins IV. Tortuous distal ICA V. Tortuous or occl

Appendix B: Roadster 1 Exclusion Criteria for TCAR ROADSTER 1 trial Afib; recent valve or MI; bleeding Evolving stroke; neuro disorders Occlusion; ostial CCA or intracranial stenosis; string sign; previous stent CCA disease at entry site <5cm clavicle to bifurcation

References 1. Ricotta, J.J., Aburahma, A., Ascher, E., Eskandari, M., Faries, P., Lal, B.K., and Society for Vascular Surgery. Updated Society for Vascular Surgery guidelines for management of extracranial carotid disease. ([Erratum in: J Vasc Surg 2012;55:894])J Vasc Surg. 2011; 54: e1 e31 2. North American Symptomatic Carotid Endarterectomy Trial Collab- orators (NASCET). Beneficial effect of carotid endarterectomy in symptomatic patients with high-grade carotid stenosis. North Ameri- can Symptomatic Carotid Endarterectomy Trial Collaborators N Engl J Med 1991;325:445. 3. Barnett HJ, Taylor DW, Eliasziw M, Fox AJ, Ferguson GG, Haynes RB, et al. Benefit of carotid endarterectomy in patients with symptom- atic moderate or severe stenosis. North American Symptomatic Ca- rotid Endarterectomy Trial Collaborators. N Engl J Med 1998;339: 1415-25. 4. Randomised trial of endarterectomy for recently symptomatic carotid stenosis: final results of the MRC European Carotid Surgery Trial (ECST). Lancet 1998;351:1379-87. 5. J Vasc Surg. 2011 Nov;54(5):1317-23. doi: 10.1016/j.jvs.2011.04.040. Epub 2011 Jun 12. 6. Kwolek CJ, Jaff MR, Leal JI, Hopkins LN, Shah RM, Hanover TM, Macdonald S, Cambria RP. Results of the ROADSTER multicenter trial of transcarotid stenting with dynamic flow reversal. J Vasc Surg. 2015 Nov;62(5):1227-34. doi: 10.1016/j.jvs.2015.04.460. PubMed PMID: 26506270.