Fred Hutchinson Cancer Research Center, 2 University of Washington, 3. University of Nairobi, 4 University of Alabama at Birmingham

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Impact of periodic presumptive treatment for bacterial vaginosis on the vaginal microbiome among women participating in the Preventing Vaginal Infections trial Jennifer E. Balkus, PhD 1,2,, Sujatha Srinivasan, PhD 1, Omu Anzala, PhD 3, Joshua Kimani, MBChB 3, Chloe Andac 1, Jane Schwebke, MD 4, David N. Fredricks, MD 1,2, R. Scott McClelland, MD 2,3 1 Fred Hutchinson Cancer Research Center, 2 University of Washington, 3 University of Nairobi, 4 University of Alabama at Birmingham 2014 Fred Hutchinson Cancer Research Center 0

Background Bacterial vaginosis (BV) is the most common vaginal infection globally, affecting hundreds of millions of women each year BV frequently recurs following successful treatment and is associated with HIV-1 and STI acquisition, and adverse reproductive health outcomes 1 Emerging evidence suggests specific vaginal bacteria that are associated with BV may increase risk of adverse health outcomes in women 2 Innovative treatment and prevention approaches are needed to reduce the burden of disease caused by BV and its associated complications Critical to assess the effect of such interventions on detection and quantity of key vaginal bacterial species 1 Brotman et al. JID (2010); Allsworth et al. AJOG (2011); Martin et al. JID (1999); Wiesenfeld et al. CID (2003) ; Balkus et al. STD (2014); Atashili et al. AIDS (2008) 2 McClelland et al. International AIDS Meeting (2016); Nelson et al. Matern Child Health J (2015); Gorgos et al. STD (2015)

Preventing Vaginal Infections (PVI) trial Objective To determine the impact of the PVI intervention on detection of bacteria associated with the presence or absence of vaginal health using using highly sensitive species-specific quantitative PCR assays

PVI trial design & analysis population 111 women in PPT arm 234 women enrolled in PVI trial 221 consented for future specimen testing 110 women in placebo arm HIV-negative, non-pregnant women enrolled at 4 sites between 2011-2012: Nairobi, Kenya (two sites) Mombasa, Kenya Birmingham, USA Eligible participants had a vaginal infection detected at screening: Bacterial vaginosis Vulvovaginal candidiasis Trichomonas vaginalis

PVI study schedule Screening visit Screening visit two/enrollment (7 to 14 days after 1 st screening) Intravaginal metronidazole 750 mg plus miconazole 200 mg suppositories vs. matching placebo M1 M2 M3 M4 - - - - M10 M11 End of study evaluation Exam Exam Exam Exam Study product dispensed at monthly treatment visits Women with self-reported vaginal discharge or odor received open label treatment with oral metronidazole and fluconazole plus study product

Assessment of vaginal bacteria using qpcr Enr. M1 M2 M3 M4 - - - - M10 M11 End of study evaluation Exam Exam Exam Exam Exam Vaginal fluid collected using Dacron swabs and stored at -80C A MoBio BiOstic Bacteremia DNA Isolation kit was used to extract and purify DNA Species-specific quantitative PCR assays targeting the 16S rrna gene were performed for: Lactobacillus crispatus Lactobacillus jensenii Lactobacillus iners BVAB1 BVAB2 Mageeibacillus indolicus (BVAB3) Atopoblium vaginae Leptotrichia/Sneathia Megasphaera species Gardnerella vaginalis

Analytic methods Primary analysis: For each bacterium, the proportion of follow-up visits with detectable quantities (i.e. greater than the lower limit of detection [LLD]) was calculated by arm 94 copies per swab (log 10 1.97) Relative risks [RR] were generated using generalized estimating equations with a log link and exchangeable correlation structure to separately assess the effect of the intervention on species detection Analyses were repeated using a species-specific bacterial concentration that was predictive of BV by Nugent score (ROC cut-off) Cut-off range = log 10 2.15 to 8.84 Secondary analysis: Evidence suggests that the vaginal microbiota may differ by geographic region Repeated primary analyses for each country separately in order to assess potential differences in intervention effect

Enrollment characteristics by study arm and country Placebo N=110 Intervention N=111 p- value 1 US N=53 Kenya N=168 p- value 1 Age (years) 29 (23-34) 29 (24-34) 0.47 30 (23-36) 29 (24-34) 0.99 Education (years) 11 (8-12) 10 (8-13) 0.61 13 (12-15) 9 (8-12) <0.001 Black race 2 106 (96) 111 (100) 0.06 49 (92) 168 (100) 0.003 Number of live births 2 (1-3) 2 (1-3) 0.97 1 (0-2) 2 (1-3) <0.001 Vaginal washing in the 55 (50) 56 (50) 0.95 20 (38) 91 (54) 0.04 past month Ever had sex in exchange 60 (55) 59 (53) 0.84 1 (2) 118 (70) <0.001 for goods/money/services 3 Sexual behaviors in the past week # of partners 1 (1-2) 1 (1-2) 0.25 1 (1-1) 1 (1-3) <0.001 New partner 23 (21) 22 (20) 0.84 1 (2) 44 (26) <0.001 History of anal sex 13 (12) 12 (11) 0.84 21 (40) 4 (2) <0.001 Nugent score BV (7-10) 40 (36) 41 (37) 0.76 25 (47) 56 (33) 0.02 Intermediate (4-6) 20 (18) 24 (22) 4 (8) 40 (24) Normal (0-3) 50 (45) 46 (41) 24 (45) 74 (43) 1 Data presented as N(%) or median(interquartile range. Mantel-Haenzel test stratified by site Chi-squared test or Fisher s exact test used for categorical factors and Wilcoxon rank sum test used for continuous factors. 2 All participants enrolled in Kenya reported Black race. Of those enrolled at the US site 49 of 53 women reported identifying as Black or African-American race. 3 Two of the sites in Kenya recruited participants from longitudinal cohort studies following women who reported a history of engaging in transactional sex.

Prevalence of species at enrollment by arm 100 90 80 70 Prevalence above LLD at enrollment 100 90 80 70 Prevalence of bacteria ROC cut-off Percent 60 50 40 30 20 10 0 60 50 40 30 20 10 0 Intervention Placebo Similar frequency of bacteria detection at both cut-offs by study arm at enrollment

Prevalence of species at enrollment by country 100 90 80 Prevalence above LLD at enrollment * 100 90 80 Prevalence of bacteria ROC cut-off * 70 70 Percent 60 50 40 30 * * * 60 50 40 30 * * * 20 20 10 10 0 0 US Kenya *At both cut-offs, L. jensenii, L. iners, BVAB1, and M. indoliucus detected more often in US women than Kenyan women

Effect of the PVI intervention on detection of select bacterial species all participants LLD = bacterial quantity above the lower limit of detection ROC = bacterial quantity the ROC cut-point Effect estimate = Relative risks [RR] generated using generalized estimating equations with a log link and exchangeable correlation structure and adjusted for site

Effect of the PVI intervention on detection of select bacterial species by country Kenyan participants Self- reported use of all 5 doses of study product at each visit where product was dispensed: US participants 99% of Kenyan participants 88% of US participants (p<0.001)

Key findings (1) Women in the PPT arm were less likely to have BVAB1, BVAB2, A. vaginae, Leptotrichia/Sneathia, and Megasphaera species detected over the course of the trial (> LLD) Similarly, women in the PPT arm were less likely to have BVAB1, BVAB2, A. vaginae, Leptotrichia/Sneathia, and Megasphaera species detected at high concentrations Reductions observed species associated with: Recurrent BV - BVAB2, A. vaginae, Leptotrichia/Sneathia, and Megasphaera species HIV acquisition - Leptotrichia/Sneathia, Megasphaera species

Key findings (2) Broad-range vaginal microbiome results are pending Will allow for further assessment of the intervention impact on detection of other bacteria potentially associated with HIV acquisition Prevotella bivia, Gemella asaccharolytica Differences in bacteria prevalence by country were noted at enrollment, highlighting the importance of geographic location in assessments of the vaginal microbiome

PVI study team University of Washington R. Scott McClelland Fred Hutch David Fredricks Sujatha Srinivasan Chloe Andac FHI360 Linda McNeil Vivian Bragg Lisa Saylor Jill Stanton University of Nairobi Lucy Adala Omu Anzala Ruth Deya Walter Jaoko Emmanuel Kabare Joshua Kimani Jessie Kwatampora Griffin Manguro Vernon Mochache Gaudensia Mutua Geoffrey Ombati Juma Shafi University of Alabama at Birmingham Molly Flynn Charles Rivers Jane Schwebke University of Arkansas for Medical Sciences Jeannette Lee Shelly Lensing

Funding & acknowledgements Funding for the PVI trial was provided through the Sexually Transmitted Infections Clinical Trials Group (STI CTG 09-0070) of the United States National Institutes of Health. Study product was donated by Embil Pharmaceutical Company. Microbiome testing was supported by US NIH/NIAID (R01 AI099106). Inter-CFAR Collaborative Symposium on HIV Research in Women (R13 AI127307-01). We sincerely thank the women who participated in this study. We gratefully acknowledge the PVI study team and study sites for their tireless work on data and sample collection and FHI 360 for their work on data management and study operations.

Clinical characteristics at enrollment Other infections Placebo N=110 Intervention N=111 p- value 1 US N=53 Kenya N=168 p- value 1 Gonorrhea 0 (0) 3 (3) 0.35 0 (0) 3 (3) 1.00 Chlamydia 8 (7) 8 (7) 0.99 2 (4) 14 (8) 0.37 HSV-2 1 68 (62) 71 (64) 0.74 29 (55) 110 (65) 0.16 Trichomonas vaginalis 2 Vulvovaginal candidiasis 6 (5) 10 (9) 0.33 3 (6) 13 (8) 0.77 24 (22) 28 (25) 0.55 15 (28) 37 (22) 0.35 1 Kenyan participants with an optical density (OD) value >2.1 were considered HSV-2 positive. 2 One participant from Mombasa site missing baseline TV result. TV by NAAT.

Effect of PVI intervention on species detection (>LLD) Bacteria Placebo 1 N=630 Intervention 1 N=616 RR 2 (95% CI) p-value arr 3 (95% CI) p-value BVAB1 149 (23.7) 89 (14.5) 0.63 (0.41, 0.96) 0.03 0.65 (0.47, 0.90) 0.009 Megasphaera 276 (43.8) 167 (27.1) 0.62 (0.46, 0.82) 0.001 0.67 (0.51, 0.87) 0.003 A. vaginae 458 (72.7) 366 (59.4) 0.81 (0.71, 0.93) 0.004 0.84 (0.73, 0.96) 0.009 BVAB2 267 (42.4) 194 (31.5) 0.74 (0.56, 0.97) 0.03 0.78 (0.60, 1.00) 0.05 Leptotrichia/Sn. 384 (61.0) 304 (49.4) 0.81 (0.67, 0.96) 0.02 0.82 (0.69, 0.97) 0.02 M. indolicus 198 (31.4) 142 (23.1) 0.74 (0.54, 1.02) 0.07 0.77 (0.57, 1.04) 0.09 G. vaginalis 572 (90.8) 541 (87.8) 0.96 (0.91, 1.03) 0.25 0.95 (0.90, 1.01) 0.08 L. iners 558 (88.6) 571 (92.7) 1.05 (0.98, 1.12) 0.15 -- -- -- L. crispatus 173 (27.5) 199 (32.3) 1.20 (0.91, 1.56) 0.19 1.19 (0.91, 1.54) 0.20 L. jensenii 161 (25.6) 197 (32.0) 1.30 (0.96, 1.76) 0.09 1.29 (0.96, 1.73) 0.09 Effect of PVI intervention on high concentrations of species ( ROC cut-off) Bacteria Placebo 1 N=630 Intervention 1 N=616 ROC 4 cut-off RR 2 (95% CI) p-value arr 3 (95% CI) p-value BVAB1 92 (14.6) 47 (7.6) 7.11 0.50 (0.28, 0.91) 0.02 0.54 (0.33, 0.90) 0.02 Megasphaera 205 (32.5) 115 (18.7) 6.44 0.57 (0.40, 0.81) 0.001 0.60 (0.43, 0.84) 0.003 A. vaginae 283 (44.9) 174 (28.3) 7.14 0.62 (0.48, 0.80) <0.001 0.63 (0.50, 0.81) <0.001 BVAB2 203 (32.2) 133 (21.6) 5.61 0.66 (0.48, 0.92) 0.02 0.70 (0.52, 0.96) 0.03 Leptotrichia/Sn. 174 (27.6) 123 (20.0) 7.21 0.70 (0.51, 0.97) 0.03 0.72 (0.53, 1.00) 0.05 M. indolicus 127 (20.2) 92 (14.9) 5.88 0.73 (0.49, 1.08) 0.12 0.75 (0.51, 1.09) 0.13 G. vaginalis 209 (33.2) 162 (26.3) 8.84 0.78 (0.61, 1.01) 0.06 0.80 (0.63, 1.03) 0.08 L. iners 438 (69.5) 489 (79.4) 7.17 1.14 (1.04, 1.26) 0.008 1.13 (1.03, 1.24) 0.01 L. crispatus 173 (27.5) 199 (32.3) 2.15 1.20 (0.91, 1.56) 0.19 1.19 (0.91, 1.54) 0.20 L. jensenii 157 (24.9) 194 (31.5) 2.30 1.32 (0.97, 1.79) 0.08 1.31 (0.97, 1.77) 0.08 1 Data presented are N (%). 2 RR from generalized estimating equations with a log link and exchangeable correlation structure and clustered by participant. 3 RR from generalized estimating equations with a log link and exchangeable correlation structure and clustered by participant, with adjustment for study site. 4 Log-10 value at highest correctly classified concentration using ROC curves Convergence not achieved for L. iners model with adjustment for site.

Bacteria >LLD by study visit

Bacterial quantity and BV by Nugent score at enrollment Bacteria Area under the ROC curve (95% CI) Cut point at highest % correctly classified (log 10 ) % correctly classified Sensitivity Specificity L. crispatus 2 0.59 (0.53, 0.65) 2.15 51.3% 30.7% 86.4% L. jensenii 2 0.61 (0.55, 0.67) 2.30 52.9% 29.3% 93.8% L. iners 2 0.65 (0.57, 0.72) 7.17 64.7% 77.1% 43.2% BVAB1 0.69 (0.62, 0.76) 7.11 76.0% 38.3% 97.9% BVAB2 0.85 (0.79, 0.91) 5.61 84.2% 84.0% 84.3% BVAB3 0.75 (0.67, 0.82) 5.88 79.6% 53.1% 95.0% Atopobium vaginae 0.88 (0.83, 0.93) 7.14 85.5% 93.8% 80.7% Leptotrichia/sneathia 0.87 (0.82, 0.92) 7.21 81.5% 84.0% 80.0% Megasphaera 0.85 (0.79, 0.91) 6.44 85.5% 82.7% 87.1% G. vaginalis 0.85 (0.80, 0.90) 8.84 78.7% 76.5% 80.0%