The E138A substitution in HIV-1 reverse transcriptase decreases in vitro. susceptibility to emtricitabine as indicated by competitive fitness assays

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AAC Accepts, published online ahead of print on 13 January 2014 Antimicrob. Agents Chemother. doi:10.1128/aac.02114-13 Copyright 2014, American Society for Microbiology. All Rights Reserved. 1 2 The E138A substitution in HIV-1 reverse transcriptase decreases in vitro susceptibility to emtricitabine as indicated by competitive fitness assays 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 Nicolas Sluis-Cremer 1,#, Kelly D. Huber 1, Chanson J. Brumme 2,3 and P. Richard Harrigan 2,3 1 University of Pittsburgh, Department of Medicine, Division of Infectious Diseases, Pittsburgh, Pennsylvania, USA 2 BC Centre for Excellence in HIV/AIDS, Vancouver, British Columbia, Canada 3 University of British Columbia, Vancouver, British Columbia, Canada # Corresponding author: Nicolas Sluis-Cremer: S817 Scaife Hall, 3550 Terrace Street, Pittsburgh, PA, 15261; Tel: 412-648-8457; Fax: 412-648-8521; e-mail: nps2@pitt.edu Running Title: Fitness advantage of E138A RT in the presence of FTC 1

24 Abstract 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 We characterized the relative fitness of multiple nonnucleoside reverse transcriptase (RT) inhibitor (NNRTI) resistant HIV-1 variants in the presence of etravirine (ETV), rilpivirine (RPV) and/or the nucleoside RT inhibitor emtricitabine (FTC) by simultaneous competitive culture and 454 deep-sequencing. The E138A substitution, typically associated with decreased virologic responses to ETV and RPV containing regimens, confers a clear fitness advantage to the virus in the presence of FTC and decreases FTC susceptibility 4.7-fold. 2

46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 Complera is a fixed dose antiviral drug combination used as a first-line antiretroviral therapy regimen for the treatment of HIV-1 infection. Complera is composed of the nucleoside reverse transcriptase (RT) inhibitors (NRTIs) emtricitabine (FTC) and tenofovir disoproxil fumarate, and the nonnucleoside RT inhibitor (NNRTI) rilpivirine (RPV). In the phase III ECHO and THRIVE clinical trials, the most frequent substitution combination that emerged in the RT gene of Complera virologic failures was E138K + M184I (1,2). In this regard, Hu et al and Xu et al reported that the E138K substitution compensated for the poor replicative capacity of M184I (3,4). However, Kulkarni et al found that HIV-1 containing E138K+M184I was less fit than viruses containing either E138K or M184I (5). In addition to E138K, the L100I, K101E/P, E138A/G/Q, Y181C/I/V, Y188L, G190A/S/E and M230L substitutions are associated with RPV resistance. Recently, we developed an efficient method to characterize the relative fitness of multiple HIV-1 mutants simultaneously (6). Briefly, we generated 15 infectious viruses (HIV-1 LAI ) containing the single NNRTI resistance substitutions V90I, K101P, K103N, V108I, E138A, E138K, V179D, Y181C, Y181I, Y181V, Y188C, G190A, G190S, M230L and P236L. A wild-type (WT) virus and the 15 mutant viruses were then normalized for relative infectivity (infectious units/ng p24), pooled, and used to infect 1.6 10 6 HUT-78 cells at a multiplicity of infection of 0.004. Culture supernatants were collected at 3 day intervals, viral RNA was extracted and deep sequencing (454 GS Junior) of an amplicon spanning RT codons 96-194 was used to quantify the distribution of mutants at each time point. Using this method, we previously showed that the Y181V substitution in the HIV-1 RT confers a selective advantage to the virus over the 14 other NNRTI resistance 3

69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 substitutions in the presence of the NNRTI etravirine (ETV, Figure 1B) (6). We next asked whether the fitness landscape was altered if FTC was combined with ETV. In the presence of 200 nm ETV + 10 μm FTC, longitudinal deep sequencing revealed that the Y181V virus again emerged as the most common variant by day 12 (Figure 1C). Unexpectedly, we found that experiments carried out in the presence of 10 μm FTC, the E138A HIV-1 exhibited a clear fitness advantage (Figure 1D). The frequency of the E138A variant increased from 9.6 % at day 0 to 28 % by day 6. The frequencies of HIV- 1 containing the V179D or E138K substitutions were also increased, whereas all of the other NNRTI-resistant variants declined over time (Figure 1D).The K101P, Y181I and Y181V substitutions in HIV-1 RT are seen relatively infrequently in clinical isolates (they all require 2 nucleotide changes) and confer high-level ETV and RPV resistance (6,7). As such, we generated a new pool of virus that included the K101E, E138G and E138Q substitutions associated with ETV and RPV resistance (and only require 1 nucleotide change) in lieu of K101P, Y181I and Y181V. Importantly, the effective concentration of RPV required to inhibit 50% of the pooled virus (i.e. EC 50 ) in TZM-bl cells was found to be 2.6 ± 0.7 nm, which was identical to the concentration required to inhibit the WT virus (EC 50 = 2.5 ± 0.9 nm). Interestingly, the pooled virus was ~ 4-fold hyper-susceptible to FTC (EC 50 values for FTC for the WT and pooled virus were 1.3 ± 0.3 μm and 0.3 ± 0. μm, respectively). This new pool of virus was then used to infect HUT-78 cells in the presence of RPV, FTC or a combination of both drugs (Figure 2). In cultures grown in the presence of 20 nm RPV, the Y181C virus emerged as the most common variant by days 3, 6, and 9 (Figure 2B). In the presence of 20 μm FTC, the E138A variant again increased in frequency from 2.2 % at day 0 to 32.9 % at day 9 (Figure 2C). The 4

92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 frequency of the V179D also marginally increased over time (12.4 % at day 0 to 17.3 % at day 9). Initially, we tried to culture the pooled virus in the presence of 20 nm RPV + 20 μm FTC. However we observed no virus outbreak after 24 days (data not shown). Therefore, we reduced the RPV and FTC concentrations to 10 nm and 10 μm, respectively. In cultures grown in the presence of 10 nm RPV, the Y181C virus again emerged as the most common variant (data not shown). In cultures grown in the presence of 10 μm FTC, the E138A variant increased in frequency from 2.2 % at day 0 to 15.8 % at day 12 (Figure 2D). However, its frequency began to decline by day 18 and was replaced with virus containing V108I and/or M184I. The M184I substitution in HIV-1 was selected by FTC during the fitness experiment and pair-wise analysis of the sequencing data revealed that it was selected on both WT and V108I backbones (Figure 2E). In cultures grown in the presence of 10 nm RPV + 10 μm FTC, the E138A variant again increased in frequency from 2.2% at day 0 to 18% by day 18, before it was replaced with a virus population that contained Y181C and M184I (Figure 2F). Pair-wise analysis of the sequencing data showed that the M184I substitution was selected on the Y181C backbone (Figure 2G). In light of the finding that HIV-1 containing E138A exhibited a clear fitness advantage in the presence of FTC, we performed drug susceptibility assays (Table 1). We found that E138A decreased FTC and lamivudine (3TC) susceptibility 4.7- and 6.0-fold, respectively (p < 0.01), but had no effect on tenofovir susceptibility. Pre-steady-state kinetic experiments revealed that the E138A substitution allows RT to effectively discriminate between the natural nucleotide (dctp) 3TC-triphosphate (Supplementary Table 1). 3TC-triphosphate discrimination was primarily driven by a decrease in binding affinity (K d ) and not by a decreased rate of 5

115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 incorporation (k pol ). Interestingly, we found that the E138G, E138K, E138Q and E138R substitutions did not impact FTC susceptibility (Table 1). In conclusion, we report that the E138A substitution in HIV-1 RT confers an initial clear selective fitness advantage to HIV-1 in the presence of FTC, before being outcompeted by HIV-1 containing M184I. Of note, we previously reported that an I132M substitution in the β7-β8 loop (that contains residue E138) of the p51 subunit of HIV-1 RT conferred nevirapine resistance but 3TC hyper-susceptibility (8). Taken together, these studies suggest that residues in the β7-β8 loop of HIV-1 RT can influence nucleotide selectivity. At present, the clinical significance of this finding is unknown. However, the biological cut-offs for FTC and 3TC in the vircotype HIV-1 phenotype are 3.1- and 2.1-fold changes in the calculated IC 50, respectively (http://www.janssendiagnostics.com), which suggests that E138A might impact clinical response to these nucleoside analogs. Of note, E138A is a relatively rare substitution in HIV-1 subtype B (~ 2% prevalence in both therapy-naïve and NNRTI-experienced HIV-infected individuals), but is quite common in both therapy-naïve and NNRTI-experienced individuals, with a prevalence of 5-8 %. Finally, the limitations of this work include the fact that our studies were carried-out in a T cell line using a laboratory adapted strain of HIV-1 with a defined genetic backbone. Acknowledgements This study was supported by the National Institutes of Health grants GM068406 and AI081571 (to N.S.-C). P.R.H. is supported by a CIHR/GSK Chair in Clinical Virology and C.J.B by a CIHR Vanier Canada Graduate Scholarship. 6

138 References 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 1. Rimsky L, Vingerhoets J, Van Eygen V, Eron J, Clotet B, Hoogstoel A, Boven K, Picchio G. 2012. Genotypic and phenotypic characterization of HIV-1 isolates obtained from patients on rilpivirine therapy experiencing virologic failure in the phase 3 ECHO and THRIVE studies: 48-week analysis. J Acquir Immune Defic Syndr. 59:39-46. 2. Rimsky L, Van Eygen V, Hoogstoel A, Stevens M, Boven K, Picchio G, Vingerhoets J. 2013. 96-week resistance analyses of rilpivirine in treatment-naive, HIV-1-infected adults from the ECHO and THRIVE Phase III trials. Antivir Ther. In press. 3. Hu Z, Kuritzkes DR. 2011. Interaction of reverse transcriptase (RT) mutations conferring resistance to lamivudine and etravirine: effects on fitness and RT activity of human immunodeficiency virus type 1. J Virol. 85:11309-11314 4. Xu HT, Asahchop EL, Oliveira M, Quashie PK, Quan Y, Brenner BG, Wainberg MA. 2011. Compensation by the E138K mutation in HIV-1 reverse transcriptase for deficits in viral replication capacity and enzyme processivity associated with the M184I/V mutations. J Virol. 85:11300-11308. 5. Kulkarni R, Babaoglu K, Lansdon EB, Rimsky L, Van Eygen V, Picchio G, Svarovskaia E, Miller MD, White KL. 2012. The HIV-1 reverse transcriptase M184I mutation enhances the E138K-associated resistance to rilpivirine and decreases viral fitness. J Acquir Immune Defic Syndr. 59:47-54. 7

160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 6. Brumme CJ, Huber KD, Dong W, Poon AF, Harrigan PR, Sluis-Cremer N. 2013. Replication fitness of multiple NNRTI-resistant HIV-1 variants in the presence of etravirine measured by 454 deep sequencing. J. Virol. 87:8805-8807 7. Azijn H, Tirry I, Vingerhoets J, de Béthune MP, Kraus G, Boven K, Jochmans D, Van Craenenbroeck E, Picchio G, Rimsky LT. 2010. TMC278, a nextgeneration nonnucleoside reverse transcriptase inhibitor (NNRTI), active against wild-type and NNRTI-resistant HIV-1. Antimicrob Agents Chemother. 54:718-727. 8. Ambrose Z, Herman BD, Sheen CW, Zelina S, Moore KL, Tachedjian G, Nissley DV, Sluis-Cremer N. 2009. The human immunodeficiency virus type 1 nonnucleoside reverse transcriptase inhibitor resistance mutation I132M confers hypersensitivity to nucleoside analogs. J Virol. 83:3826-3833. 9. Jordan M, Rhee SY, Shafer R, Bertagnolio S, Parkin N. 2012. Elevated prevalence of the E138A mutation in reverse transcriptase of HIV-1 subtypes A and C from recently infected, untreated subjects. Antivir Ther.17 (Suppl 1):A165 10. Sluis-Cremer N, Huber K, Brumme C, Wallis C, Mellors J, Harrigan R. 2013. Abstr. The E138A mutation in HIV-1 reverse transcriptase is more common in subtype C than B and decreases susceptibility to NNRTIs. 20 th Conference of Retroviruses and Opportunistic Infections, abstr 102. 179 180 8

181 182 183 184 185 186 187 TABLE 1: Susceptibility to FTC, 3TC, tenofovir, RPV and ETV of HIV-1 viruses containing substitutions at codon E138. Virus FTC 3TC Tenofovir RPV ETV EC 50 Fold-R 2 (μm) 1 (p-value) EC 50 (μm) Fold-R (p-value) EC 50 (μm) 9 Fold-R (p-value) EC 50 (nm) Fold-R (p-value) EC 50 (nm) WT 1.2 ± 0.4-5.8 ± 2.5-16.1 ± 6.3-0.3±0.1-1.3±0.2 - E138A 6.0 ± 2.3 E138G 0.5 ± 0.1 E138K 2.5 ± 1.7 E138Q 0.4 ± 0.1 E138R 1.3 ± 0.3 4.7 (0.006) 0.4 (>0.05) 1.9 (>0.05) 0.3 (>0.05) 1.0 (>0.05) 35.1 ± 10.0 10.7 ± 6.7 6.0 (0.01) 1.8 (>0.05) 8.7 ± 2.4 6.6 ± 3.8 5.5 ± 2.4 0.5 (>0.05) 0.4 0.3 1.5±0.2 0.7±0.4 0.8±0.2 1.3±0.1 1.6±0.4 5.6 (0.03) 2.5 3.0 (0.04) 4.8 (0.04) 6.0 2.9±0.5 3.2±0.2 2.8±0.3 4.0±0.1 5.3±1.6 Fold-R (p-value) 2.2 2.5 2.2 3.1 (0.01) 4.1 (0.04) 1 The concentrations of drug required to inhibit viral replication by 50% (EC 50) from 3 independent experiments were log 10 transformed and compared for statistically significant differences (p-value < 0.05) using the two-sample Student s paired t test. Data reported as a mean ± standard deviation from 3 independent experiments. 2 Mean fold change in EC 50 of mutant vs WT virus

188 Figure Legends 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 FIGURE 1. Replication fitness of multiple NNRTI-resistant HIV-1 variants in the presence of ETV and/or FTC. The relative prevalence of 12 viruses, each containing a single resistance substitution, as determined by longitudinal deep sequencing of viral RNA from culture supernatant from cells infected with pooled virus and exposed to no drug (A) 200 nm ETV (B), 200 nm ETV + 10 μm FTC (C) or 10 μm FTC (D). Data are from a single determination. FIGURE 2. Replication fitness of multiple NNRTI-resistant HIV-1 variants in the presence of RPV and/or FTC. The relative prevalence of 12 viruses, each containing a single resistance substitution, as determined by longitudinal deep sequencing of viral RNA from culture supernatant from cells infected with pooled virus and exposed to no drug (A) 20 nm RPV (B), 20 μm FTC (C), 10 μm FTC (D) and 10 nm RPV + 10 μm FTC (F). Pair-wise analyses of the sequencing data show that the M184I substitution was selected on a WT and V108I backbone in experiments carried out in the presence of 10 μm FTC (E), and on a Y181C backbone in experiments carried-out in the presence of 10 nm RPV + 10 μm FTC (G). Data are from a single determination. 10

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