PVDOMICS. Sleep Core. Cleveland Clinic Cleveland, Ohio

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PVDOMICS Sleep Core Rawan Nawabit, Research Coordinator and Polysomnologist Joan Aylor, Research Coordinator Dr. Reena Mehra, Co-Investigator, Sleep Core Lead Cleveland Clinic Cleveland, Ohio 1

Obstructive Sleep Apnea A Highly Prevalent, Under-recognized Physiologic Stressor 17% of the general adult population, increasing with obesity epidemic Nearly 1 in 15 affected by at least moderate sleep apnea Young et al NEJM 1993, Peppard et al. Am J Epi 2013 85% of cases estimated to be undiagnosed! Kapur VK et al Sleep and Breath 2002 30-40% of patients with CAD Mooe T et al Chest 1996; Schaker et al H Cardiol 1999; Leung RS et al AJRCCM 2001 > 50% of patients with diabetes or hypertension or heart failure

Recording of Obstructive Apnea During Sleep Arousal Arousal Flow Apnea V T P ES Principles and Practices of Sleep Medicine 2 nd Ed.

Sleep Apnea Severity Grading

CO2 Central Sleep Apnea/Periodic Breathing Pre-boetzinger complex: Inspiration Parafacial respiratory group: Expiration O2 Breathing Instability Central apnea is a temporary failure of the generation of breathing rhythm Occurs when level of paco2 falls below the apneic threshold, a paco2 level below which breathing ceases Leads to lack of drive to breathe during sleep Eckert, D.J., et al., Central sleep apnea: Pathophysiology and treatment. Chest, 2007. 131(2): p. 595-607.

POTENTIALLY MODIFIABLE RISK FACTORS: Obesity Craniofacial Abnormalities AdenotonsillarHypertrophy Endocrine Disorders Neurologic Disorders Sleep Apnea NON-MODIFIABLE RISK FACTORS: Male Sex Race/Ethnicity Genetics Age Congential Syndromes (i.e. Down s syndrome) PHYSIOLOGIC PERTURBATIONS Chronic Intermittent Hypoxia Ventilatory Overshoot Hyperoxia Increased Sympathetic Nervous System Activity Intrathoracic Pressure Swings Hypercapnia Sleep Fragmentation/ Increased Arousals Reduced Sleep Duration REM Sleep Fragmentation INTERMEDIATE MARKERS Increased Inflammation Increased Oxidative Stress Metabolic Dysfunction/ Insulin Resistance Hyper-coaguability Endothelial Dysfunction Autonomic Dysfunction Systemic Hypertension Ischemic Heart Disease/Atherosclerosis Diastolic Dysfunction Congestive Heart Failure Cardiac Arrhythmias Stroke CLINICAL OUTCOMES Increased Mortality and Sudden Death Mehra R Curr Resp Med Rev 2007

Hemodynamic changes in Obstructive Sleep Apnea Increases in systemic arterial blood pressure (SABP) Increases in PAP Increases in right atrial pressure (PRA) Further increase after arousal Sajkov D et al Prog Cardiovasc Dis 2009;51

Hemodynamic changes in Obstructive Sleep Apnea PAP systolic 75 mm Hg Diastolic 25 mm Hg Guilleminault C et al West J Med 1975; 123

Pathophysiological Interactions of Obstructive Sleep Apnea and Pulmonary Hypertension Minic M et al Curr Opin Pulm Med 2015;21

Pathophysiological Interactions of Obstructive Sleep Apnea and Pulmonary Hypertension Ismail K, et al CHEST 2015; 147

Consequences of Untreated Sleep Apnea Autonomic Nervous System Disturbances Intrathoracic Pressure Alterations Hypercapnia Intermittent Hypoxia Systemic Inflammation and Oxidative Stress

Survival Probability 1.0 Obstructive Sleep Apnea and All-Cause Mortality 0.9 0.8 Apnea-hypopnea index (events/hr) < 5.0 5.0 14.9 15.0 29.9 > 30.0 0.7 0 1 2 3 4 5 6 7 8 9 10 Years Numbers at risk: 6294 6205 6110 6001 5868 5732 5566 5411 4756 2357 300 Total Deaths: 0 59 143 241 359 478 616 757 875 989 1046 Punjabi NM et al, PLOS One 2010

Prevalence of Sleep Apnea in patients with Pulmonary Hypertension: 11-89% Study/year/type N Diagnosis of PH Type of SDB Prevalence of Sleep Apnea (%) BMI, kg/m 2 Jilwan et al/2013 (prospective) Prisco et al/2011 (prospective) Ulrich et al/2008 (prospective) 46 mpap >25 mm Hg PCWP <15 mm Hg IPAH or CTEPH 28 mpap >25 mm Hg PCWP <18 mm Hg Groups I, IV, V 38 mpap >25 mm Hg PCWP <15 mm Hh AHI >5/h Nocturnal hypoxemia (time SaO 2 <90%) >60 min AHI >5/h Nocturnal hypoxemia (%TST SaO 2 <90%) AHI >10/h Nocturnal hypoxemia (>10% TST-SaO 2 <90%) Schulz et al/2002 20 NR (mpap 56+2.7 mm Hg) CSR AHI >5/h OSA: 41 (89) CSA: 4 (8) Nocturnal hypoxemia: 38 (82) OSA (AHI >5) 14 (50) CSA: 0 %TST <90%: SaO 2 30.6+36 CSR/CSA: 15 (39) OSA: 4 (11) Nocturnal hypoxemia (68) CSR 6 (30) OSA: 0 24.6+4.2 31.3+9.3 25 (range, 22-29) 23.5+1.1 Rafanan et al/2001 (retrospective) 13 mpap >25 mm Hg (rest) mpap >30 mm Hg (exercise) AI >5 Nocturnal Hypoxemia >10% TST-SpO 2 <90% 0 with AI>5 10 (77) nocturnal hypoxemia 30.1+7.3 Modified from Ismail K, et al CHEST 2015; 147

Limitations of Existing Data Different patient populations studied Small sample sizes Retrospective nature of the studies Outdated definition of pulmonary hypertension Lack of consideration of concurrent heart and lung disease Pulmonary hypertension is usually mild < 40 mm Hg

Effects of CPAP on Pulmonary Arterial Pressures Randomized, cross-over trial Individual values for the PASP after both sham and CPAP in patients with OSA Black bar represents mean PASP, changing from baseline 28.9+8.6 mm Hg to 24.0+5.8 mm Hg after 12 wk of CPAP (P=.0001) n=21 Higher reduction in PASP after effective CPAP therapy was observed in OSA patients with either LV diastolic dysfunction (7.3+3.3 vs. 1.6+1.8 mmhg, P 0.001) or PH at baseline (8.5+2.8 vs. 2.6+2.8 mmhg, P 0.001) Arias MA et al Eur Heart J. 2006 ; 27

Sleep Apnea Diagnostic Options Device Types Type 1: classic in-lab, attended overnight multichannel device Type 2: similar device as type1 but unattended at home Type 3: truncated home device providing 4-7 variables. No EEG so cannot detect arousals or quantify the denominator Type 4: 1-2 variables, typically oximetry and/or airflow Wake Up to Sleep Disorders April 11, 2016

Type 2 HSAT Type 3 HSAT Wake Up to Sleep Disorders April 11, 2016

Home Sleep Apnea Testing (HSAT) Advantages Convenience Cost Comfort Availability Potential representativeness of testing in usual environment (little first night effect) Disadvantages Less data (particularly arousals with type 3) Inability to detect central events Limited access to raw data Failure rate (3-33%) Under-estimate AHI by 12% Use in heart failure and complex health conditions not proven May be more challenging in certain home environments Quality Control key! Under-estimation of AHI by HSAT compared to PSG Wake Up to Sleep Disorders April 11, 2016

Summary Prevalence of pulmonary hypertension with OSA is difficult to estimate (17-52%) High body mass index, higher levels of hypoxia/hypercarbia may be associated with higher prevalence of PH in the OSA population CPAP improves hemodynamics in patients with obstructive sleep apnea and concurrent pulmonary hypertension PVDOMICS multicenter study poses a unique and unprecedented opportunity to examine the interrelationships of sleep apnea and pulmonary hypertension subtypes as well as genomics and proteomics