The CDH Study Group A possible model for multi disciplinary collaboration?

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The CDH Study Group A possible model for multi disciplinary collaboration? Krisa P. Van Meurs, MD Stanford University Palo Alto, California Kevin P. Lally, MD University of Texas Houston Houston, Texas H1088 Joint Program Section on Neonatal Perinatal Medicine & Section on Surgery October 24, 2015

Faculty disclosure information In the past 12 months, Krisa Van Meurs had the following financial relationship with the manufacturer of a commercial product discussed in this CME activity: Ikaria/Mallinckrodt Pharmaceuticals Advisory Panel It is my obligation to disclose to you that I have served on an Advisory Panel for Ikaria. However, I acknowledge that today s activity is certified for CME credit and thus cannot be promotional. I will give a balanced presentation using the best available evidence to support my conclusions and recommendations. I do not intend to discuss an unapproved/investigative use of a commercial product/device in my presentation.

Presentation outline Why the CDH Registry was formed How the Registry is organized Pros and cons of the Registry What we have learned Evidence based best practices Using the CDH Registry for QI Moving forward

CDH Pathophysiology Pulmonary hypoplasia Intracardiac and extracardiac right to left shunts Remodeled pulmonary arteries Created by Satyan Lakshimrusimha, MD Pulmonary arterial hypertension Pulmonary venous hypertension Right ventricular systolic and diastolic dysfunction (pulmonary arterial hypertension) Left ventricular hypoplasia and dysfunction

Challenges to improving survival and outcomes With 1 4 cases per 10,000 births, CDH is officially a rare disease The degree of lung hypoplasia and pulmonary hypertension are variable making comparison of results problematic Few randomized clinical trials have been performed in the CDH population Management varies significantly across centers

CDH Management 1989 Emergency Operation (Standard of Care) Hyperventilation (Standard of Care) HFOV (Unavailable) ECMO (Rescue Therapy available at 20 US centers) Role of the Heart (Unknown) Surfactant (Untested) Fetal Surgery (Unavailable) Pulmonary Hypertension (Tolazoline) Long Term Follow Up (Not Needed) Overall Survival 50%

Charter ELSO Meeting 1989

CDH Study Group 1991

CDH Study Group 1991

CDH Study Group Dr. Kevin Lally at University of Texas Houston directs the Registry and Dr. Pam Lally is the data manager Data collection began in 1995, now over 9,000 patients Voluntary, IRB approved, no consent, limited data set with DOB and DOS Data available to CDH SG centers for analysis with minimum of 5 years participation

CDH Study Group Active Centers Currently, 69 active centers from 14 countries 36 centers have actively contributed since 1995 Center volumes vary widely from 1 2 cases/year to >10 cases/year

The CDH Study Registry Pros Ability to study infrequent problems Data on very large number of patients Individual centers can compare themselves with others Demonstrate changes over time with both management and outcome

The CDH Study Registry Cons Observational data Inability to evaluate long term sequelae Difficult to collect complicated information Wide spectrum of patients and treatment philosophies

Versions of the CDH Database 1995 2000 medications ventilation strategies ECMO 2001 2005 method of delivery O2/CO2 values discharge information (NG feeds, oxygen, meds) associated cardiac anomalies 2006 2014 defect size and related outcomes reasons for non repair PH severity and management 2015 present prenatal US and MRI echocardiograms

What have we learned? Demographics of CDH population over time Longitudinal changes in treatments used Do specific treatments or management improve outcome Center differences Staging

Changes in demographics and outcomes Variable Period 1 1995 1999 N=1743 Period 2 2000 2004 N=1811 Period 3 2005 2011 N=2279 Period 4 2012 present N=2195 Prenatal diagnosis (%) 47 56 65 69 Inborn (%) 34 39 44 49 Left Side (%) 80 82 84 84 Isolated (%) 86 89 89 87 ECMO (%) 36 30 28 30 Survival (%) CDH All Isolated 68 72 53 69 73 51 ECMO Conclusions: Prenatal diagnosis continues to increase; however, many are still transferred for surgery or ECMO Survival rates are slowly increasing ECMO use has declined over time 70 74 49 71 76 52

Longitudinal changes in treatment strategies

Operative Approach 1995 1996 Subcostal 90% 4% 6% Other Thoracic

Operative Approach 2014 Subcostal 71% 4% 2% 15% Other Thoracic Thoracoscopic 6% Laparoscopic

Timing of CDH Repair 1995 1996 % Hours of Age

Timing of CDH Repair 2011 2012 % Hours of Age

1997 1999 2001 2003 2005 2007 2009 2011 2013 25 20 15 10 5 0 % Patients with ECMO After Repair 1995 Year %

Specific treatment strategies and outcome

Prediction of survival using best pre ductal saturation, PaO 2 and PaCO 2 Design: Analysis of highest pre ductal sat, highest PaO 2, lowest PaCO 2 in first 24 hours. Major anomalies were excluded. Results: N=3816 Yoder BA, et al. J Perinatol (2012)

Prediction of survival using best pre ductal saturation, PaO2 and PaCO2 Results: No identifiable cut off value using pre ductal saturation, PaO2, or PaCO2 could be found that achieved a high positive or negative predictive value for survival. Survival was 44% for infants with pre ductal O2 sat <85% who were repaired. 83% of the survivors required ECMO. Conclusion: Pre ductal saturation <85% is not uniformly fatal Limiting interventions in CDH may result in unnecessary deaths. Yoder BA, et al. J Perinatol (2012)

Does ECMO improve survival in newborns with CDH? Design: ECMO benefit assessed by comparing survival in newborns with similar mortality risk using validated predictors, birth weight and 5 minute Apgar. Results: Overall survival in non ECMO group 77% vs 52% ECMO group After categorization into risk quintiles, ECMO improves survival only for those with mortality risk >80% Survival (%) N=632 100 80 60 40 20 0 * * No ECMO ECMO * P <0.05 0 19 20 39 40 59 60 79 80 Predictive mortality risk (%) CDH Study Group, J Pediatr Surg (1999) *

Outcomes in surfactant and non surfactant treated CDH infants 100% 80% 60% 40% 20% Surfactant No surfactant P =.0008 P =.0004 P <.0001 73% 58% 62% 59% 47% 42% N=522 0% ECMO Survival CLD Conclusion: Analysis of observational data fails to identify a benefit associated with surfactant therapy in the term infant with CDH Van Meurs K, et al. J Pediatr (2004)

Does timing of repair on ECMO impact outcome? Design: Retrospective analysis of CDH SG Registry from 1995 2005 including 636 infants who received ECMO and repair Results: N=663 Conclusions: CDH repair after ECMO is associated with improved survival compared to repair on ECMO. CDH SG et al. J Ped Surg (2009)

Does minimally invasive repair impact re herniation rates? Design: Using CDH SG Registry data from 1995 2010, hernia recurrence rates were compared in open versus minimally invasive cases. Results: Open repair had re herniation rate 2.7% compared to 7.9% in MI group, OR 3.59 (CI 1.92 6.71) with adjustment for 4 factors (GA, BW, patch repair, ECMO) Re herniation higher with both primary repair and patch repair in MI group (6.1% and 8.8%) while low in primary and patch repair in Open group (3.8% and 1.6%) Conclusions: MI repair is associated with higher risk of re herniation CDH SG et al. J Pediatr Surg (2011)

Center differences

Center differences Participating centers who are current At least 10 cases/year (14 centers) Evaluated survival, defect size and ECMO use

Results Center Characteristics 100% 80% 60% 40% 20% 0% % Repaired 92% 81% 83% 84% 84% 90% 81% 86% 81% 72% 71% 75% 81% 80% 69% Centers (range 69% 92%, *p<0.05)

Results Center Characteristics % Prenatally Diagnosed 100% 88% 79% 80% 60% 40% 61% 46% 58% 58% 70% 41% 64% 62% 62% 62% 55% 57% 54% 20% 0% Centers (range 41% 88%, * p< 0.05)

Results Center Characteristics % Patch Repair 80% 60% 53% 62% 66% 46% 45% 61% 67% 67% 57% 54% 56% 65% 46% 40% 25% 27% 20% 0% Center (range 25% 67%, *p<0.05)

Results Center Characteristics % Agenesis 30% 25% 20% 15% 10% 5% 13% 19% 7% 9% 13% 4% 22% 8% 20% 16% 8% 18% 8% 29% 3% 0% Centers (range 3% 29%, *p<0.05)

Results Center Characteristics Baseline Characteristics Associated Anomalies Defect Characteristics Treatment Characteristics Center Survival Birth Weight EGA 1-minute 5-minute Left-sided Patch Prenatally Cardiac Chromosomal Agenesis (kg) (weeks) Apgar Apgar CDH Repair Diagnosed Inborn ECMO Repaired 2 77% 3.1 38.2 5.3 7.0 6% 3% 86% 7% 66% 58% 1% 8% 84% 4 77% 3.0 37.7 4.7 6.7 10% 6% 78% 13% 46% 70% 36% 39% 92% p < 0.05

Results Center Characteristics Baseline Characteristics Associated Anomalies Defect Characteristics Treatment Characteristics Center Survival Birth Weight EGA 1-minute 5-minute Left-sided Patch Prenatally Cardiac Chromosomal Agenesis (kg) (weeks) Apgar Apgar CDH Repair Diagnosed Inborn ECMO Repaired 3 61% 3.0 38.2 5.2 6.7 4% 5% 80% 9% 25% 58% 60% 46% 72% 12 60% 2.9 37.5 5.0 7.3 8% 2% 83% 8% 65% 88% 1% 0% 69% p < 0.05

Center differences Very wide disparities in risk distribution Very wide disparities in management Very wide disparities in surgical treatment Reporting needs to be standardized

Risk stratified outcomes Wide variation in patient characteristics amongst high volume centers Wide variation in therapies among centers Centers with similar outcomes may have heterogeneous patient and treatment profiles Risk adjustment critical Standardized reporting will be important to evaluate therapies

From research to QI What is the role of ECMO in CDH? Who has the Best Outcomes for CDH? What are the Best Treatments? Can/should we standardize care? Can/should we regionalize care?

Is ECMO Beneficial in Infants with CDH?

ECMO in CDH: Current selection criteria Oxygenation Index NPI II AaDO2 >? X? Hours pao2 <? X? Hours Nucleated RBC Clinical judgment Failure to Stay in the Box

% Patients with ECMO After Repair 25 20 15 10 5 0 1995 1997 1999 2001 2003 2005 2007 2009 2011 2013 Year %

ECMO use Top 25 centers by volume 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25

Centers with >60% Stage III V and NR survival ECMO use Survival ECMO Use

Centers with >60% Stage III V and NR survival ECMO use Survival ECMO Use

Is ECMO Beneficial in Infants with CDH? Maybe?

What is the Best Practice for CDH?

What is the Best Practice for CDH? We should use the best possible evidence

CDH Best Practice Medline Congenital Diaphragmatic Hernia Randomized Clinical Trials 29 Citations ino 10(40%) ECMO 5(4 UK Trial) Tracheal Occlusion 4 (3 UCSF, 1 Ruano) 2 Delayed OR

CDH Best Practice Medline Congenital Diaphragmatic Hernia Randomized Clinical Trials 4 since 2006

CDH Best Practice Medline Congenital Diaphragmatic Hernia Randomized Clinical Trials There have been ZERO appropriately designed and powered studies published in CDH

CDH Best Practice VICI Trial 31 Individual Points to Protocol Level of Evidence All Grade D

CDH Best Practice MANAGEMENT OF INFANTS WITH CONGENITAL DIAPHRAGMATIC HERNIA FROM BIRTH TO SURGERY Amir M. Khan and Kevin P Lally (Copyright 2011-2013: The University of Texas Health Science Center at Houston, Department of Pediatrics, Division of Neonatal-Perinatal Medicine) [M] Meta analysis/systematic review of RCTs [O] Other evidence [A] Large randomized trial(s) [E] Expert opinion or consensus [B] Small randomized trial [F] Basic laboratory research [C] Prospective cohort study [L] Legal requirement [D] Retrospective cohort or case control study [Q] Decision Analysis [S] Review article [X] No evidence 36 Different Points in the analysis 1 Level D 35 Level E

Can We Standardize Care for CDH? ual Outcome in Infants with Congenital Diaphragmatic Hernia: The Role Standardized Postnatal Treatment Protocol an den Hout L, Schaible T, Cohen Overbeek TE, Hop W, Siemer J, van de Ven K, essel L, Tibboel D, Reiss I.

Using the CDHR for Quality Improvement

DESPAIR.COM

Comparing outcomes Step 1

Comparing outcomes Step 1 Talk the Same Language

Comparing outcomes

Methods: Factors Evaluated Defect class Cardiac anomalies Chromosomal anomalies Birthweight /Gestational age Apgar Scores

Grading defect size A B C D

Results Defect Total Survived % Survival A 164 163 99 A+ 8 7 88 B 572 551 96 B+ 18 12 67 C 372 291 78 C+ 27 15 56 D 144 84 58 D+ 18 7 39 NR 326 1 <1

Results Defect Total Survived % Survival A 164 163 99 A+ 8 7 88 B 572 551 96 B+ 18 12 67 C 372 291 78 C+ 27 15 56 D 144 84 58 D+ 18 7 39 STAGE I II III IV V NR 326 1 <1

Survival by stage 100 80 60 40 20 0

CDH classification Patients with CDH can be placed into easily characterized groups. Future reporting should include the stage as well as the number of Non Repair patients Focus on Stages III V and Non Repair

Comparing outcomes Step 2

Comparing outcomes Step 2 Where Am I?

Comparing outcomes Step 3: Implementation of change

The Future of CDH Moving Forward bservational studies RCTs very, very unlikely (NEST) cost, sample size,

The Future of CDH Moving Forward bservational studies RCTs very, very unlikely (NEST) cost, sample size, ovel statistical designs Expanded involvement in registries can lead to quicker analyses of changes

The Future of CDH Moving Forward bservational studies RCTs very, very unlikely (NEST) cost, sample size, ovel statistical designs Expanded involvement in registries can lead to quicker analyses of changes ink to quality/risk adjusted outcomes Need structure in place to achieve this

Moving Forward Networks Should we Regionalize Care? Coordinated Follow up Cost

Regionalizing CDH care pact of hospital volume on in hospital mortality of infants dergoing repair of congenital diaphragmatichernia ucher BT, Guth RM, Saito JM, Najaf T, Warner BW. nn Surg. 2010 Oct;252(4):635 42. doi: 10.1097/SLA.0b013e3181f5b538.

Regionalizing CDH care JPS 2004

Regionalizing CDH care JPS 2009

Regionalizing CDH care

Regionalizing CDH care All published studies show volume benefit Currently no stimulus ($) to change Many factors at play

Conclusions What about cost? What are the best outcomes to measure? Survival, 18 month NDI, School age, Workforce,??? Who is going to do this? How are we going to do this?

Conclusions What about cost? What are the best outcomes to measure? Survival, 18 month NDI, School age, Workforce,??? Who is going to do this? How are we going to do this? I HAVE NO IDEA

Final Advice The secret of enjoying a good wine: 1. Open the bottle to allow it to breathe. 2. If it does not look like it s breathing, give it mouth to mouth.

References more information on this subject, see the following publications: Harting MT, Lally KP. The CDH Study Group Registry update. Semin Fetal Neo Med (2014) 19: 370 75. Lally KP, Lasky RE, Lally PA, Bagolan P, Davis CF, Frenckner BP, et al. Standardized reporting for CDH an international consensus. J Pediatr Surg (2013) 48: 2408 15. Reiss I, Schaible T, van den hout L, Capolupo I, Allegaert K, van Heijst A, et al. Standardized postnatal management of infants with CDH in Europe: The CDH EURO Consortium Consensus. Neonatology (2010) 98:354 64.