Carcinoid Tumors: The Beginning and End. Surgical Oncology Update 2011 Chris Baliski MD, FRCS BC Cancer Agency, CSI October 21, 2011

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Carcinoid Tumors: The Beginning and End Surgical Oncology Update 2011 Chris Baliski MD, FRCS BC Cancer Agency, CSI October 21, 2011

1 st described by Oberndofer(1907) Karzinoide = cancer like Arise from neuroendocrine cells Most organs of the body Clinical and pathologic characteristics both similar to the organ of origin, but also attributes shared by all NET s Klimstra, Pancreas, 2010

Distributed in the lung, thymus, GIT Lung/Bronchi - 25% 65% from GIT Rectum - 18% Small Bowel - 17% Colon - 10% Pancreas - 7% Stomach - 6% Appendix - 4% Lawrence, Endo Met Cl NA,2011

GEP-Carcinoids Increasing incidence 1-3.6 /100,000 APC 7% / year for gastric and rectum 68% overall 5 YS (38-89%) 1% increase survival / year

Carcinoid Various nomenclature and classifications Variability in grading and staging Certain common themes Carcinoid is controversial Klimstra, NANETS, Pancreas, 2010

Several Classification Systems WHO(2010) Well differentiated NET G1 and G2 Poorly differentiated NE Carcinomas Small and large cell(g3)

Staging TNM staging classification Subdivided by organ of origin Influenced by : Differentiation Grading Mitotic index Ki-67

Presentation Foregut incidental, functioning tumor, obstruction Midgut carcinoid syndrome, obstruction Hindgut obstruction, bleeding, screening

Imaging Work-up CT+/- MRI Endoscopy +/- EUS Octreotide scan Endocrine Subtype specific for pancreas Chromogranin A 5-HIAA for midgut

Gastric NET First reported in 1923(Askanazy) Incidence increasing 8.7% of NET s (1997 SEER) 2% in 1969 1.77% of gastric malignancies Modlin, Am J Gastroenterol, 2004

Gastric NET Stomach has at least 5 endocrine cells 2% of mucosal cells Enterochromaffin-like (ECL) derived 80% of oxyntic endocrine cells 4 subtypes Lawrence, Curr Gastroent Rep, 2011

14

Scherubl, Endoscopy,2010 Type 1 Gastric NET 80% Atrophic gastritis and pernicious anemia Hypergastrinemia Hypochlorhydria Excellent prognosis

- Fundus/body - 2/3 multiple 16

Type 2 Gastric NET 5% Hypergastrinemia Hyperchlorhydria ZES with MEN-1 Modest chance of metastasis 19

Pathogenesis Gastrin the most important growth factor in Type 1 and 2 Other growth factors? Antrectomy may reverse changes in Type 1 ZES without MEN-1 rarely a cause of Type 2

Type 3 15-20% Sporadic No other mucosal abnormalities Type 4 Poorly differentiated neuroendocrine carcinomas

Scherubl, WJGE, 2011

Gastric NET 63% 5YS 1990 s 51% in 1970 s 71% in recent SEER Metastasis: Type 1 2-5% Type 2 30% Type 3 70%

Gastric NET Incidental finding in most Symptomatic occasionally Carcinoid or atypical carcinoid rare

Work-up Endoscopy (EUS?) CT Consider Octreotide scan Fasting serum Gastrin Chromogranin A 5-HIAA?

Options Surveillance Limited resection Antrectomy 70-85% success (Zhang, WJS, 2011) Major Resection Somatostatin

Population Based Study N=984 gastric carcinoids Age, size, depth significant survival 2% LN mets if <1cm (6.4%) 32% if > 2cm 26 Saund, ASO, 2011

3.4% LN mets if < 1cm/SM No LN mets in tumors < 2cm/IE Other subgroups 8-86% Selected patients appropriate for EMR Subtypes may be important(landry,2009) Multiple lesions > Solitary lesions 84 vs 68% 5YS Saund, ASO, 2011

Institutional Experience N=65 51 type 1 Symptoms primarily not related to tumors 19 with atrophic gastritis Tumor type correlated with size/depth 42/51 Type 1 into submucosa 48/51 had treatment per protocol 30 ES 10 antrectomy and 8 radical resections Borch, Ann Surg, 2005

4/51 Type 1 had LN(3) or distant mets(1) 1 known NET death in Type 1 96% 5YS and 74% 10YS Same as general population 33% 5YS in type 4 No difference in survival between ES and Sx Trend to improved survival in those tumor free

Type 1 Gastric NET 37% tumors > 1cm (vs 4%) Median 1.3 cm (vs 0.5 cm) 3/19 surgically treated patients had LN mets 100% survival overall 10/99 LN mets in surgical literature No type 1 deaths in those with LN mets Gladdy, ASO, 2009

Non-interventional Rx? N=11 patients with small carcinoids Follow-up 54 months (median) Progression in number/size in 4 (36%) None progressed to 1 cm Ravizza, Dig Liv Dis, 2007

Scherubl, WorldJGastrointestEndosc, 2011 ESR Low risk Low risk High Risk* Size < 1.0 cm 1 2 cm Any size Type 1 ESR or ESR Surgery Observe Type 2 Observe / ESR or Surgery ESR / SS Observe Type 3 ESR Surgery Surgery Type 4 Surgery

Scherubl, Endoscopy, 2009 Rectal NET s Age adjusted incidence 1 / 100,000 Increase 10x last 35 years 50% incidental Prevalence in screening pop n 0.05%

Rectal NET 89% 5 YS 82% localized at Dx (median 6 mm) Incidence of LN metastasis similar to adenocarcinoma Small, low grade 99% 5YS LN mets 54-73% 5YS Metastatic 15-30% 5YS

Rectal NET Population based 65-80% < 1cm 10-20% 1-2 cm 10-15% > 2cm Screening studies 95% < 1cm 4% 1-2 cm 1% > 2 cm Scherubl, Endoscopy, 2009

Rectal NET s < 1cm LN mets in 3-10% amenable to local excision Pre-op EUS Improve Resectability(ESR) R0 in 95% vs 20-80%

Rectal NET > 2cm Metastasis in 60-80% Formal resection preferred Rectal NET 1-2 cm LN mets in 17-81%

Low risk Low risk High risk Grade/Size < 1.0 cm 1 2 cm Any size G1 ESR Surgery or ESR* G2 G3 ESR or surgery Surgery Surgery Surgery Surgery Scherubl, WJGE, 2011

Conclusions Rising incidence of NET s Greatest in gastric and rectal sites Survival quite variable Outcome in early (<2cm) excellent Amenable to endoscopic measures Subclassification of type in gastric

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