Prevention Science and Methodology Group Meeting Johns Hopkins Bloomberg School of Public Health March 19-21, 2008

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Prevention Science and Methodology Group Meeting March 19-21, 2008 This meeting of the Prevention Science and Methodology Group (PSMG) brings together leading prevention and early intervention scientists and methodologists to advance the field of prevention science. PSMG works in partnership with research centers to address the design and analytical challenges faced in conducting prevention field trials. Sponsored by National Institute of Mental Health National Institute on Drug Abuse Prevention Science and Methodology Group, University of South Florida, Department of Mental Health American Institutes for Research Arizona State University Prevention Research Center Center for Research to Practice University of Miami Center for Family Research

The Prevention Science and Methodology Group is supported by R01-MH40859 Director Co-Directors Project Officers C Hendricks Brown, PhD, University of South Florida Bengt Muthén, PhD, Muthén and Muthén and UCLA Getachew Dagne, PhD, University of South Florida Amy Goldstein, National Institute of Mental Health Belinda Sims, National Institute on Drug Abuse Organizing Committees Joseph Brinales, MA, University of South Florida Getachew Dagne, PhD, University of South Florida Amy Goldstein, PhD, National Institute of Mental Health George Howe, PhD, George Washington University Nicholas Ialongo, PhD, Sheppard Kellam, MD, American Institutes for Research Hyungtae Kim, MA, University of South Florida Dave MacKinnon, PhD, Arizona State University Katherine Masyn, PhD, UC Davis Hanno Petras, PhD, University of Maryland College Park Jeanne Poduska, PhD, American Institutes for Research Donna Rodandello, University of South Florida Deborah Skillman, Liz Stuart, PhD, PhD. Peter Wyman, PhD, University of Rochester 2

PSMG Meeting Sessions for Wednesday, March 19 8:30 AM 5:30 PM W2030 Lecture Hall, 2 nd Floor 615 N. Wolfe Street Baltimore, MD 21205 INTRODUCTION 8:30 8:45 C Hendricks Brown, PhD University of South Florida 8:45 10:30 Nicholas Ialongo, PhD Session Title: When and Whom to Follow Up: Efficient Long-Term Designs for Randomized Preventive Field Trials Session Chair Amy Goldstein, PhD. Chief, Child and Adolescent Preventive Intervention Program National Institute of Mental Health Background: A number of preventive interventions are now showing long-term impact across multiple stages of life based on extensive longitudinal follow-up studies that continue to be funded well beyond the time that the original trial period has ended. It is just as important to examining the long-term impact for more recent, promising prevention programs, yet the high cost of follow-up forces prevention scientists, biostatisticians, and institute program staff to find alternative, efficient strategies for follow-up and analysis. The main question is: When and Whom to Follow? Does the entire original cohort need to be followed for the entire duration of the longitudinal follow-up period; can comparison groups from other studies be used? How is statistical power affected by follow-up that is limited to, say, major times of transition? Can matching methods be used efficiently to follow-up a select sample for follow-up? How does this affect future analyses, identification of sleeper effects, mediational modeling, and causal inference? 3

Objective: Use both developmental and methodologic perspectives to inform our choices of when and whom to follow throughout a trial to increase efficiency in follow-up and minimize the chance of failing to find impact when present; use empirical data from recent trials to examine the impact of modifying the times of follow-up, the subjects who are followed, and the use of external controls in evaluations. This discussion will be used to plan for publishing a collaborative paper with guidance for the field. PRESENTATIONS A. Review of Designs to Increase Efficiency of Follow-Up Liz Stuart PhD, Department of Mental Health B. Empirical Findings on Alternative Designs for Follow-Up Using the First Baltimore Prevention Program. Hanno Petras PhD, Department of Criminology and Criminal Justice University of Maryland College Park C Hendricks Brown PhD, Getachew Dagne PhD Department of Epidemiology and Biostatistics University of South Florida C. Implications of Mediation Modeling for Proximal and Distal Outcomes for the Follow-Up Design. Dave MacKinnon, PhD. Department of Psychology Arizona State University D. A Developmental Perspective on Selecting Subjects and Times for Follow- Up Sheppard Kellam, MD American Institutes for Research 10:30 10:45 Break 4

10:45 12:15 Moving Research to Practice: Research Designs for the Real World Part I Session Title: Conceptual models and evaluation designs in linking from studies of efficacy to effectiveness: Examples from research with high stress families Session Chair Amy Goldstein, Ph.D. Chief, Child and Adolescent Preventive Intervention Program National Institute of Mental Health TITLE: Conceptual models, evaluation designs and analysis issues in linking from studies of efficacy to implementation in community settings: Examples from research with the family court. Background: In this session, we examine conceptual issues in linking from research on the transition between efficacy and effectiveness and present an innovative research design in the evaluation of a prevention program embedded in the family courts. The first presentation presents an overview of a hybrid model in which programs that are tested in efficacy trials are adapted to fit the ecology of community settings, and randomized trials are used to test their effects in those settings. The presentation first presents data on long term efficacy of interventions for children of divorce and bereaved children. Then presents specific studies to adapt programs to the ecology of the settings in which they will eventually be delivered as an ongoing service. In the second presentation, we detail the development of a two part intervention we developed in collaboration with the court to meet needs that are high priority for the courts. A key purpose of the first part, which is mandatory, is to elicit voluntary participation in the second, more extensive, part of the program. The evaluation design thus needs to assess BOTH participation rates and program effects, either of the first step alone or the combined two-step program In the third presentation, we will discuss analytic issues arising in study designs to improve participation in these hybrid intervention trials and to improve statistical power to detect intervention effects. Possible complications and strategies in identifying causally interpretable intervention effects will also be discussed. 5

PRESENTATIONS A. A Planned Adaptation Model for Transition from Efficacy to Effectiveness to Services. Irwin Sandler, PhD Director, ASU Prevention Research Center Department of Psychology Arizona State University B. A two-step, mandatory-then-voluntary, intervention program: Evaluation design issues Sanford Braver, PhD Department of Psychology Arizona State University C. Randomized Trials to Test Strategies for Increasing Participation in a Preventive Intervention Embedded in Divorce Courts: Statistical Power, Analysis, and Design Issues Booil Jo, Ph.D. Department of Psychiatry & Behavioral Science Stanford University Discussant: Nick Ialongo, Ph.D. 12:15 1:30 Lunch Break 1:30 4:00 Session Title: Advances in Analyses of Growth Modeling, Part I Session Chair: Katherine Masyn, Ph.D. Department of Human and Community Development University of California, Davis 6

Background: We often find that broad-based prevention programs have differential impact across individuals, across time, and across context. Evaluating impact in the presence of such complex changes with unsophisticated growth models will lead to incorrect inferences and inadequate testing of theory. There has been a greatly expanded set of models developed recently that allow one to take into account both continuous variation and discrete variation in longitudinal patterns of change across individuals and contexts. Objective: Identify the boundaries that now exist in examining intervention impact with longitudinal models, taking in to account changes in context and individuals, as well a variation in these multilevel patterns. Determine what new models need to be developed to address research questions in the field. Identify new opportunities for prevention science applications of extant and emerging methodologies. Topics for Break-out Sessions 1. Longitudinal mixture models Facilitated by Shaunna Clark & Mildred M. Maldonado-Molina 2. Multivariate multilevel models Facilitated by Getachew Dagne and George Howe 3. Event history and transition models Facilitated by Katherine Masyn and Hanno Petras 4. Longitudinal mediation models Facilitated by Dave MacKinnon and Pat Malone Format: 1:30 2:30: Overview presentations by topic facilitators and break-out group charge 2:30 3:15: Break-out group discussions 3:15 4:00: Break-out group presentations and whole-group discussion 4:00-4:15 Break 4:15 5:30 Moving Research to Practice: Research Designs for the Real World Part II Session Chair Aria Crump, Sc.D. Health Science Administrator Prevention Research Branch Division of Epidemiology, Services, and Prevention Research 7

Session Title: Familias Unidas: Findings and Challenges from a Program of Research Background: The objective of this presentation will be to discuss findings and challenges associated with a program of research involving Familias Unidas, an intervention aimed at preventing substance use and unsafe sexual behavior among Hispanic youth. We will present findings from the Familias Unidas efficacy studies and discuss the challenges in planning the future trajectory of this research in the move from efficacy to effectiveness. The trajectory of this research involves embedding Familias Unidas in numerous sites and contexts. Systematically studying the effects of these contexts will require different research approaches than those used in the past, and may require analyses that will only be possible if data from different but related studies are combined. PRESENTATIONS A. Familias Unidas - A Program of Research aimed at Preventing Drug Use and Unsafe Sexual Behavior among Hispanic Youth: From basic science, to efficacy, to effectiveness Guillermo Prado, PhD Center for Family Studies University of Miami B. Design Issues in Systematically Modeling Context in Effectiveness Trials Discussant Dan Feaster, PhD Center for Family Studies University of Miami Irwin Sandler, PhD Department of Psychology Arizona State University 8

PSMG Meeting Sessions for Thursday, March 20 8:30AM 6:30PM Sommer Hall 615 N. Wolfe Street Baltimore, MD 21205 Session I 8:30 Noon Genes, Social Context, and Life Course Development Session II 1:30 5:00 PM Going from Research to Practice with High Fidelity Reception 5:00 6:30 PM NOTE: This is the Festschrift for Dr. Sheppard Kellam. This Festschrift Agenda is listed on http://www.jhsph.edu/prevention/conferences/kellamfestschrift2008 And attendance requires pre-registration at the following site: http://commprojects.jhsph.edu/communications/event_signup.cfm?event_id=221 9

PSMG Meeting Sessions for Friday, March 21 8:30 12:00 W2030 Lecture Hall, 2 nd Floor 615 N. Wolfe Street Baltimore, MD 21205 8:30 10:45 Moving Research to Practice: Research Designs for the Real World Part III Session Chair Belinda Sims, PhD Health Scientist Administrator Prevention Research Branch National Institute on Drug Abuse Session Title: Integrating Education and Prevention in Schools: The Whole Day First Grade Program Background: This NIDA funded classroom-based trial tests a full program aimed at reducing aggressive and disruptive behavior, improving reading, and connecting parents to schools to support the child. To address questions of program effectiveness, sustainability, and moving to scale, both children and first grade classroom teachers are followed in three cohorts. Since this trial involves a sequence of tests of effectiveness, sustainability, and moving to scale, lessons from the successes and challenges of this project should inform the field about the scientific, practical, and methodologic challenges of implementing prevention programs in school and community settings. Objectives: Present the rationale and design of the trial, discuss impact results on child classroom behavior, and examine the multilevel mediation model involving teacher and child behavior over time. PRESENTATIONS A. The Whole Day Intervention and Trial: Conceptual Foundation, Design, and Measurement Jeanne Poduska, Sc.D. American Institutes for Research 10

B. A Multilevel Framework of Impact on Behavior in the Whole Day Trial: An Initial Examination Wei Wang, Ph.D. Department of Epidemiology and Biostatistics University of South Florida C. The Whole Day Program as The Third Generation of a Three-Stage Strategy, What Have We Learned and Where Do We Go From Here? Sheppard Kellam, M.D. American Institutes for Research 10:45 11:00 Break 11:00 12:00 Advances in Growth Modeling II Session Title: The Use of Hybrid Models in Prevention and Genetics Session Chair: Joel Sherill, Ph.D. Program Chief Child and Adolescent Psychosocial Intervention Program National Institute of Mental Health Background: New modeling is now available that combines both discrete and continuous latent variables to account for unobserved heterogeneity among subjects. This allows for both latent categories (groups of individuals) and dimensions (severity variation among individuals) to be uncovered, e.g. corresponding to mental health problems. In addition, multilevel aspects of the data, such as influence of classroom environment, can be incorporated in the new modeling framework. Implications for prevention studies as well as geneenvironment studies are discussed. PRESENTATION Bengt Muthén, Ph.D. Muthén & Muthén and Emeritus Professor, UCLA CONCLUSION OF PSMG Meeting 11

1:30 5:30 PSMG-2 Meeting NOTE: The PSMG-2 meeting held from 1:30-5:30 on Friday is a closed meeting only for PSMG-2 members. 12