Multigene Testing in NCCN Breast Cancer Treatment Guidelines, v1.2011

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Multigene Testing in NCCN Breast Cancer Treatment Guidelines, v1.2011 Robert W. Carlson, M.D. Professor of Medicine Stanford University Chair, NCCN Breast Cancer Treatment Guidelines Panel

Selection of Adjuvant Systemic Therapy in NCCN Breast Cancer Guidelines Biological stratification Identifies biologically important subtypes or categories of breast cancer Histological/Anatomical stratification Dominant factor for determining prognosis Multi-gene array stratification Used in predicting benefit to chemotherapy

Prognostic/Predictive Uses in NCCN Breast Treatment Guideline Prognostic Predictive Biological features Yes Yes Anatomic features Yes No Multi-gene assays No Yes Version 1.2011

Gene Profiling Technology: FPET RNA extraction RNA Multigene RNA analysis Recurrence Score

Oncotype DX TM Technology: Algorithm and Recurrence Score (RS) RS = +0.47 x HER2 Group Score -0.34 x ER Group Score +1.04 x Proliferation Score +0.10 x Invasion Group Score +0.05 x CD68-0.08 x GSTM1-0.07 x BAG1 Recurrence Category RS (0-100) Low risk <18 Intermediate risk 18-30 High risk >31

RS as a predictive factor for benefit from tamoxifen: NSABP B-14 Breast cancer Node negative ER and/or PgR positive (N=645) Placebo (N=355) Tam (N=290)

21 Gene RT-PCR Assay Validation Study B-14 Paik et al. NEJM 2004;351:2817

RS as a predictive factor for benefit from adjuvant chemotherapy: NSABP B-20 Tam + MF Breast cancer Node negative ER and/or PgR positive Tam + CMF Tam

RS and Breast Cancer Death in NSABP B-14 and B-20 NO SYSTEMIC RX Low Risk (RS < 18) Intermediate Risk (RS 18-30) HIgh Risk (RS > 31) B14 No Tam HORMONAL RX B14 Tam B20 Tam HORM + CHEMO B20 Tam + CT 0 5 10 15 20 25 30 35 40 Paik, et al: ASCO 2005, abst #510 10 Yr Absolute Risk BC Death (%) (95% CI)

Largest Tamoxifen Benefit Observed in Low and Intermediate Recurrence Score Groups NO SYSTEMIC RX Low Risk (RS < 18) Intermediate Risk (RS 18-30) HIgh Risk (RS > 31) B14 No Tam HORMONAL RX B14 Tam B20 Tam HORM + CHEMO B20 Tam + CT 0 5 10 15 20 25 30 35 40 Paik, et al: ASCO 2005, abst #510 10 Yr Absolute Risk BC Death (%) (95% CI)

Largest Chemotherapy Benefit Observed in High Risk Recurrence Score Group NO SYSTEMIC RX Low Risk (RS < 18) Intermediate Risk (RS 18-30) HIgh Risk (RS > 31) B14 No Tam HORMONAL RX B14 Tam B20 Tam HORM + CHEMO B20 Tam + CT 0 5 10 15 20 25 30 35 40 10 Yr Absolute Risk BC Death (%) (95% CI) Paik, et al: ASCO 2005, abst #510

NSABP B-20 Outcome by Recurrence Score Overall Low risk < 18 Int risk 18-30 High risk > 30 Paik, S. et al. J Clin Oncol; 24:3726-3734 2006

SWOG 8814: ER+ LN+, TAM ± CAF chemotherapy Albain KS, et al. Lancet Oncology 2010:11:55

Pattern of Expression of Genes Used to Determine the Prognosis and Clinical Characteristics of 295 Patients with Breast Cancer van de Vijver, M. et al. N Engl J Med 2002;347:1999-2009

Overall Survival among All Patients (Panels A, and B, Respectively), Patients with Lymph-Node-Negative Disease (Panels C and D, Respectively), and Patients with Lymph-Node-Positive Disease (Panels E and F, Respectively) van de Vijver, M. et al. N Engl J Med 2002;347:1999-2009

70-Gene (MammaPrint) Predictive Data Knauer et al. Breast Cancer Res Treatment 2010;120:655

MammoPrint Predictive Value for Adjuvant Chemotherapy Pooled data from 1637 subjects 7 trials Non-phase III trials Subjects retrospectively identified Only 541 subjects with T1-3 disease, 0-3 + ALNs included Multiple chemotherapies, non-random assignment Median follow-up included subjects 7.1 yrs Outcome censored at 5-years

Sotiriou C, Pusztai L. N Engl J Med 2009;360:790-800

Summary This review discusses the results of DNA microarray signatures in breast cancer. These signatures have been useful in the classification of breast cancers, and they have an association with clinical outcomes. Surprisingly, there is little overlap in the types of genes among several useful microarray signatures. The true value of these signatures will become apparent only when prospective trials, now in progress, have been completed. Sotiriou and Pusztai. NEJM 360:790, 2009.

ASCO Tumor Marker Guideline 2007 Multiparameter Gene Expression Analysis for Breast Cancer Oncotype DX can be used to determine prognosis in newly diagnosed patients with node-negative, estrogenreceptor positive breast cancer who will receive tamoxifen. To predict risk of recurrence in patients considering tamoxifen To predicted therapeutic benefit from adjuvant tamoxifen and may not require adjuvant chemotherapy To predict therapeutic benefit from adjuvant chemotherapy (specifically CMF) The precise clinical utility and appropriate application for other multigene assays were insufficiently defined to recommend their use.

St Gallen 2009 In an important change from the previous St Gallen conference and after a long debate, the Panel supported the use of a validated multigene-profiling assay, if readily available, as an adjunct to highquality phenotyping of breast cancer in cases in which the indication for adjuvant chemotherapy remained uncertain. Goldhirsch et al. Annals of Oncology 18:1133, 2007.