Recent Update in Surgery for the Management of Breast Cancer

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Recent Update in Surgery for the Management of Breast Cancer Wonshik Han, MD, PhD Professor, Department of Surgery, Seoul National University College of Medicine Chief of Breast Care Center, Seoul National University Hospital

De-escalation in breast cancer surgery Because of the improvement in multimodality treatment and improved clinical outcome, now focus has moved to enhancing QOL of the patients We now know that adjuvant systemic therapy has positively impact on the outcome of local treatment. We have also learned that bigger surgery cannot cure bad biology

Contents of my talk Active surveillance for low risk DCIS Axilla lymph node surgery Omitting surgery for primary breast lesion after neoadjuvant chemotherapy

Background: Low rates of death from breast cancer and concerns for overdiagnosis during screening programs ACTIVE SURVEILLANCE FOR LOW RISK DCIS

Active Surveillance for Low-Risk Cancers Appropriate imaging and other monitoring method. Appropriate duration of monitoring What is the benefit of the patient? Which patients are appropriate candidates? Effect on patients emotional health Haymart, et al. N Engl J Med. 2017

Survival Benefit of Breast Surgery for Low-Grade Ductal Carcinoma In Situ A Population-Based Cohort Study 57 222 cases of DCIS, 1169 cases (2.0%) without surgery 56 053 cases (98.0%) with surgery Sagara et al. JAMA Surg 2015

LORIS A Phase III Trial of Surgery versus Active Monitoring for Low Risk Ductal Carcinoma in Situ (DCIS) To assess whether Active Monitoring is non-inferior to Surgery, in terms of ipsilateral invasive breast cancer free survival time 932 women with confirmed low risk DCIS University of Birmingham, United Kingdom

Phase III, non-inferiority trial to assess the safety of active surveillance for low risk DCIS The LORD study 1240 women aged > 45 years with asymptomatic screen-detected pure low-grade DCIS diagnosed with VAB of microcalcifications The primary outcome is the proportion of patients free of ipsilateral invasive breast cancer at 10 yrs; secondary objectives include patient-reported outcome measures and cost-effectiveness analyses.

COMET study: Comparison of Operative to Monitoring and Endocrine Therapy for low-risk DCIS Gr I/II DCIS, ER+, absence of comedo necrosis 1200 patients Guideline Concordant Care: Surgery +/- radiation choice for endocrine therapy (MMG q 12 months x 5 years usual care for recurrent disease) Active Surveillance: Choice for endocrine therapy (MMG q 6 months x 5 years) Primary outcome: Proportion of new diagnoses of ipsilateral invasive cancer at 2 years of follow up

AXILLARY LYMPH NODE SURGERY

Summary of locoregional recurrence rates from key surgical trials Bundred, N. J. et al. (2014) Is axillary lymph node clearance required in node-positive breast cancer? Nat. Rev. Clin. Oncol. doi:10.1038/nrclinonc.2014.188

ACOSOG Z0011 Clinically Negative Patients 1-2 Positive SNs by H & E Completion ALND (n=445) Lumpectomy + Breast XRT Randomization No Further Surgery (n=446) Endpoint 3 or More Positive Nodes Additional Positive Nodes on ALND 5-Year Local Recurrence 5-Year Axillary Nodal Recurrence 5-Year Overall Survival SLNB Alone SLNB + ALND P value 3.6% 21% <0.001 N/A?? 27.3% 97 pts 1.6% 3.1% 0.11 0.9% 0.5% NS 92.5% 91.8% HR: 0.87 0.25 5-Year DFS 83.9% 82.2% HR: 0.88 0.14 Early closure of the study Earlier stage and ER+ disease than usual practice Radiation field Need long term follow up Giuliano AE et al: JAMA 2011, Ann Surg 2010

At a median follow-up of 9.25 years ALND arm SLND arm P value 10 yr LN recurrence 10 yr locoregional recurrence 0.5% 1.5% 0.28 6.2% 5.3% 0.36 Giuliano AE et al: Ann Surg 2016

ALND and Nodal Irradiation Can Be Avoided for Most Node-positive Z0011-eligible Breast Cancers: A Prospective Validation Study 793 patients (84% no ALND) 5-year event-free survival after SLN alone was 93% with no isolated axillary recurrences Cumulative 5-year rates of breast+nodal and nodal+distant recurrence were each 0.7% Nodal recurrence was very low and did not differ significantly by RT fields (prone, supine tangent, breast+nodes) Even without preoperative axillary imaging or routine use of nodal RT, ALND can be avoided in a large majority of Z0011- eligible patients with excellent regional control. Morrow M et al: Ann Surg 2017

Z0011-eligible cohort, n=1,750 in 5 centers of Korea SLNB alone (N=707) vs ALND (N=990) Propensity score matching DFS analysis Jung JW, et al. unpublished data

AMAROS Trial: Axillary Dissection vs. Axillary XRT After (+) SLN 5-year Axillary Recurrence Rate ALND 0.43% AxRT 1.19% Design Assumption: 2% for ALND Planned Comparison is Underpowered Disease-Free Survival Overall Survival HR:1.17; P = 0.18 HR:1.17; P = 0.34 40 35 30 25 20 15 10 5 0 40.0% 29.8% 21.7% 16.7% 1 3 5 Years after Randomization 28.0% 13.6% Lymphedema Donker M. Et al: Lancet Oncol, 2014

Trends on Axillary Surgery in Breast Cancer Patients Treated Between 2011 and 2015 A Dutch Population-based Study in the Z0011 and AMAROS Era Trend in % of calnd in ct1-4n0m0 sentinel node-positive BCS vs mastectomy patients However, only 10.3% Korean surgeons follow Z0011 trial result in the survey done early 2016 Poodt, et al: Ann Surg 2017

Omission of sentinel node biopsy: Rising doubts on the role of SLNB itself Now we make adjuvant treatment decision based more and more on molecular subtype and genomic tests not based on nodal status. Is there any therapeutic effect of SLNB at all? Consideration points Any subtype? BCS patients only? Radiation field? Gentilini, et al: Breast 2012

Restricted Axillary Staging in Clinically and Sonographically Node-Negative Early Breast Cancer in the Context of Breast Conserving Therapy : Intergroup-Sentinel-Mamma (INSEMA) Trial Reimer T, et al. Geburtshilfe Frauenheilkd. 2017

SLNB AFTER NEOADJUVANT CHEMOTHERAPY IN PATIENTS WITH DOCUMENTED (+) AXILLARY NODES

SLNB After NC in Patients with Documented (+) Axillary Nodes Three prospective trials were recently published (ACOSOC Z1071, SENTINA, SN FNAC) IRs were lower with SLNB after NC (80-93%) compared to upfront SLNB (>95%) FNRs ranged between 9.6%-14% and were mainly affected by number of removed SNs

22 Optimizing SLNB After NCT in Patients with Documented (+) Axillary Nodes Before NCT Appropriate candidate selection for SLNB (T 1-3,N 1 ) Dual agent lymphatic mapping (isotope + dye) Identification and removal of >2 SNs Clip placement in the positive node with radiologic clip localization and retrieval Consideration of performing IHC staining in the SLN and consider completion ALND even with N0i+ disease

Radioactive Iodine Seeds Prior to NST, proven tumor-positive axillary lymph nodes were marked with a 125 I seed (MARI-node.) Additional LN+ Additional LN- MARI node+ 46 19 65 MARI node- 5 25 30 Total Overall accuracy: 95% FNR: 7% Donker, et al. Annals of Surgery 2015

Survival outcome of sentinel lymph node biopsy-guided decision in breast cancer patients with negative axillary conversion after neoadjuvant chemotherapy Clinically axilla node-positive : Fine needle aspiration biopsy/core needle biopsy (+) or Imaging study (+) N=1530 Neoadjuvant Chemotherapy Clinically lymph node positive Clinically lymph node negative : Non-palpable and all images shows no suspicious node Group A SLNB-guided decision ALND without SLNB Group B Pathologic node negative and no ALND Pathologic node positive with ALND Kang and Han, et al. BCRT 2017

Survival outcome of sentinel lymph node biopsy-guided decision in breast cancer patients with negative axillary conversion after neoadjuvant chemotherapy Axilla recurrence 4-year axilla recurrence free survival 97.8% vs 99.0%; p=0.148 Distant recurrence Hazard ratio P value (95% CI) ct T3/4 vs T1/2 1.35 (1.02-1.78) 0.036 cn N2/3 vs N1 1.39 (1.05-1.86) 0.024 pcr Yes, No 0.24 (0.12-0.48) <0.001 ER (+), (-) 0.47 (0.35-0.61) <0.001 Group A vs B 1.10 (0.81-1.50) 0.529 Kang and Han, et al. BCRT 2017

My strategy for LN management SLN 0-2+ No ALND, no AxRT Clinically LN- BCS TM SLN 3 or more+ SLN 0 ALND or AxRT No ALND, no AxRT Axilla LN SLN+ ALND or AxRT Converted to SLNB and Clinically LN+ NAC LN- ALND if + Still LN+ ALND

Currently Accruing US Clinical Trials of Loco- Regional Therapy After NC

NO SURGERY FOR PRIMARY LESION IN PREDICTED PCR PATIENTS AFTER NEOADJ TX

Questions What is the role of surgery in patients with ccr? Any alternatives? Can we avoid surgery in selected patients? Pathologic confirmation Fine needle aspiration Core needle biopsy Vacuum-assisted biopsy Supporting predictors: Imaging studies Tumor biology (subtypes) Who are the selected pts? Is the alternative sufficient for pathologic evaluation? The purpose of this study was to evaluate how accurately pcr can be predicted using MRI and image-guided biopsy.

Previous studies 164 patients, CNB or VABB NPV 71.3%, FNR 49.3% Existence of a clip marker tended to improve the NPV None of the mammo-guided VABs was false-negative Heil et al., Br J Cancer 2015. PMID: 26554654 40 patients with T1-3N0-3 TNBC or HER2+ Combined FNA/VACB demonstrated an accuracy of 98% FNR 5% NPV 95% Kuerer, et al., Ann Surg 2017

Prediction of pcr by multiple-cnb or VABB before surgery in breast cancer with clinical CR after neoadjuvant chemotherapy: a Pilot Study (NCT03273426) in SNUH Clip insertion for responsive tumor 20 cases Core needle biopsy (14G x 5) Neoadjuvant Chemotherapy Clinical and Radiologic CR Wide Local Excision ccr on MRI 20 cases VABB (Mammotome ELITE) Pathological evaluation Pathological evaluation Correlation of pcr (yptis(-)) Negative predictive value (NPV) False-negative rate (FNA)

NPV & pcr rates according to Subtype Subtype N No tumor Biopsy Residual tumor ypt0 yptis-2 Surgical Excision yptis ypt1-2 NPV pcr (ypt0) pcr (ypt0/tis) HR(-)/HER2(-) 19 16 3 14 5 0 5 87.5% 73.7% 73.7% HR(-)/HER2(+) 8 8 0 6 0 2 0 75.0% 75.0% 100% HR(+)/HER2(+/-) 13 7 6 7 6 0 6 100.0% 50.0% 50.0% Totals 40 31 9 27 13 2 11 87.1% 67.5% 72.50% For MRI 0.5cm, Accuracy 97.1% For 5 or more Bx core, Accuracy 93.9%

OPTIMIST trial (Omission of surgery for PredicTed pcr patients with MRI and core biopsy in breast cancer after neoadjuvant chemotherapy Clip insertion after NCT#2 Obtain consent Intervention Neoadjuvant Chemotherapy Radiologic CR on MRI Vacuumassisted breast biopsy 8~12 G 5 cores 80% Negative (pcr) No tumor nor atypia No Breast Surgery & Sentinel Lymph Node Biopsy Radiotherapy TNBC & HER2(+) ct1-2 N0-1 Residual Lesion Positive (non-pcr) * 10% drop-out Korean Breast Cancer Study Group (KBCSG) 20% Event-free survival IBTR distant metastasis Overall survival QoL, Cost

Conclusions Changes in the surgery of the axillary and breast over the past 10 years highlight the potential to deescalate in the era of multimodality therapy No surgery for low grade DCIS Less use of ALND and even skipping SLNB No surgery for primary breast lesion after NCT On-going and future clinical trials will answer the oncological safety and benefit in patients QOL of the de-escalation strategy in breast surgery

Thank You very much