plasma MATCH Andrew Wardley,

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in partnership with plasma MATCH A multiple parallel cohort, open-label, multi-centre phase IIa clinical trial of circulating tumour DNA screening to direct targeted therapies in patients with advanced breast cancer (CRUK/15/010) Nicholas Turner, Hannah Bye, Sarah Kernaghan, Paula Proszek, Charlotte Fribbens, Laura Moretti, James Morden, Claire Snowdon, Iain Macpherson, Andrew Wardley, Rebecca Roylance, Richard Baird, Judith Bliss, Alistair Ring UK Interdisciplinary Breast Cancer Symposium, Manchester, 15 16 January 2018

Introduction 2 Circulating tumour DNA (ctdna) is found in the plasma of over 90% of patients with advanced breast cancer (BC) Screening for the presence of mutations in ctdna provides a current assessment of the genetic profile of the patient s recurrent BC The plasmamatch trial is designed to assess the potential of ctdna screening to direct targeted therapies in patients with advanced breast cancer plasmamatch aims to determine the efficiency of the dynamic umbrella trial platform design in providing proof of principle efficacy for designated targeted therapies

plasmamatch umbrella trial platform design 3 Umbrella trial platform consisting of a ctdna screening component and a therapeutic component TREATMENT COHORTS Biologically different sub groups of patients with advanced BC identified and triaged into distinct treatment groups (cohorts) to receive targeted therapy hypothesised to be of benefit to specific sub group PATIENT POPULATION Screening Cohort A Cohort B Cohort C Cohort D Standalone cohorts with specific eligibility criteria and safety monitoring tailored to each treatment Individual treatment cohorts will not be compared with other treatment cohorts Sub-groups with currently no relevant treatment cohort within trial treated as per standard care outside trial Dynamic trial design potential future cohorts added as new targeted treatments become available for further sub-groups

plasmamatch trial design 4 Patients with metastatic or recurrent locally advanced breast cancer eligible for ctdna screening within plasmamatch are registered for screening component Blood sample sent to central laboratory for analysis by digital PCR using ctdna assays for hotspot mutations in ESR1, HER2, AKT1 and PIK3CA, with HER2 copy number assessment Actionable mutation identified in ctdna screening Eligible patients enter therapeutic component for treatment with targeted agent until disease progression PIK3CA mutation status also reported to facilitate entry into trials outside of the context of plasmamatch Cohort A ESR1 mutation Treat with extended-dose fulvestrant Cohort B HER2 mutation Treat with neratinib (plus fulvestrant in ER+ BC) Cohort C AKT1 mutation in ER+ BC Treat with AZD5363 + fulvestrant Cohort D AKT activation basket mutation identified in ctdna or in tumour tissue sequencing outside of plasmamatch Treat with AZD5363 Future Cohorts May be added by substantial amendment in the case of new diagnostic/ therapeutic targets as the trial progresses Number of centres ~50 UK Screening Sites, of which ~25 sites will also be Treatment Sites Recruitment target ctdna screening component: ~1000 patients with metastatic or recurrent locally advanced BC who have received prior systemic treatment in the advanced setting Therapeutic component: Cohort A 40 patients; Cohorts B D 16 patients in each

Objectives and outputs 5 Primary objective: to assess the safety and activity profile of targeted therapies in patients with targetable mutations identified by ctdna screening Secondary objectives: Determination of frequency of targetable genetic mutations in a large advanced breast cancer patient population Proportion of patients with targetable mutations who enter a therapeutic cohort plasmamatch will assess whether ctdna is a feasible multi-centre screening tool for detecting aberrations in advanced breast cancer Planned translational analyses will: Assess level of agreement between ctdna mutation status & tissue mutation status for patients entering a treatment cohort Aim to determine whether serial ctdna assessment on treatment can be used to monitor response & development of resistance to targeted therapies

Cumulative number of patients Current status 6 Opened to recruitment on 15 December 2016 14 Screening and Treatment Sites open to recruitment to date 450 400 350 300 250 200 150 100 50 0 Cumulative accrual for the plasmamatch trial up to 31 December 2017 423 392 333 279 280 236 240 192 200 170 152 140 109 110 90 74 54 70 34 22 50 3 3 3 6 13 15 20 24 28 33 39 20 30 2 2 2 3 4 4 4 4 5 7 9 9 1 1 1 1 2 2 3 4 5 5 5 0 0 2 3 3 4 6 6 6 8 8 10 Dec-16 Jan-17 Feb-17 Mar-17 Apr-17 May-17 Jun-17 Jul-17 Aug-17 Sep-17 Oct-17 Nov-17 Dec-17 ACTUAL TARGET

Site status 7 Accrual by Screening and Treatment Site up to 31 December 2017 Centre Name Date open to recruitment Registration for ctdna screening Cohort A Cohort B Cohort C Cohort D Royal Marsden Hospital, London 15/12/2016 104 9 4 1 6 The Christie Hospital, Manchester 11/05/2017 91 2 2 2 0 Royal Marsden Hospital, Sutton 15/12/2016 53 5 0 1 2 West of Scotland Beatson Cancer Centre 03/05/2017 39 3 0 0 0 Royal Devon and Exeter 05/05/2017 36 5 0 0 0 Addenbrooke's Hospital 11/04/2017 31 8 2 1 0 University College London Hospital 01/03/2017 23 2 0 0 0 Oxford University Hospitals NHS Trust 21/08/2017 19 4 1 0 0 Western General Hospital, Edinburgh 22/06/2017 12 0 0 0 0 University Hospitals Bristol NHS Foundation Trust 24/11/2017 4 0 0 0 0 Barts Health NHS Trust 30/06/2017 3 1 0 0 0 Velindre Cancer Centre 24/10/2017 3 0 0 0 0 Weston Park Hospital, Sheffield 23/11/2017 3 0 0 0 0 Royal Bournemouth Hospital 23/02/2017 1 0 0 0 0 Royal Cornwall Hospital 14/11/2017 1 0 0 0 0 Additional Screening and Treatment Sites in set up Belfast Health and Social Care Trust Clatterbridge Cancer Centre, Liverpool Derriford Hospital, Plymouth Guy's and St Thomas's Hospital, London Set up of Screening Only Sites to begin Q1 2018 Kent Oncology Centre, Maidstone Nottingham University Hospitals NHS Trust Queen Elizabeth Hospital, Birmingham Southampton Oncology Centre

Mutation prevalence in first 342 patients 8 As of 23 November 2017, 342 patients had ctdna screening results available We report the results of prospective ctdna mutation testing in these patients Mutation prevalence is presented with corresponding exact 95% confidence intervals (CIs) both overall and excluding 16 patients who were known to have mutations from a prior screening program Patients with more than one mutation are included once in each relevant row Mutation Prevalence (95% CI) Prevalence excluding 16 patients with known mutations (95% CI) ESR1 94/336: 28% (23% 33%) 85/320: 27% (22% 32%) HER2 13/333: 4% (2% 7%) 9/317: 3% (1% 5%) AKT1 14/335: 4% (2% 7%) 11/319: 3% (2% 6%) PIK3CA* 85/336: 25% (21% 30%) 81/320: 25% (21% 30%) *No corresponding plasmamatch treatment cohort

Mutation prevalence in first 342 patients (cont.) 9 Of the 165 patients with at least one mutation detected 125 patients had a single mutation detected and 40 of whom had more than one mutation detected (27 ESR1+PIK3CA, 5 ESR1+AKT1, 3 ESR1+HER2, 3 HER2+PIK3CA, 1 AKT1+PIK3CA and 1 ESR1+HER2+AKT1) ctdna results were reported in a median of 8 (IQR: 7, 10) working days 111 patients had at least one actionable mutation detected that would facilitate entry into plasmamatch 47 of whom have entered a cohort & 38 of whom will not enter a cohort An additional 4 patients have entered Cohort D on the basis of a mutation detected in an alternative tumour sequencing initiative

Mutation prevalence in first 342 patients by phenotype 10 Phenotype 1 ER/PgR +ve, HER2 -ve ER/PgR +ve, HER2 +ve ER/PgR -ve, HER2 +ve ER/PgR -ve, HER2 -ve Unobtainable /Missing Total N=182 N=28 N=17 N=39 N=70 N=336 N % N % N % N % N % N % ESR1 mutation 64 35 10 36 0 0 0 0 20 29 94 28 HER2 mutation 5 3 3 2 7 1 6 4 2 5 3 4 13 4 5 AKT1 mutation 8 4 6 0 0 0 0 3 8 3 4 14 4 7 PIK3CA mutation 51 28 9 32 2 12 3 8 20 29 85 25 No mutation 2 79 44 3 12 43 13 81 4 32 82 34 49 170 51 5 1 ER/PgR/HER2 status taken from most recent progression if available, otherwise from initial diagnosis 2 Patients were included if ESR1, HER2, AKT1 and PIK3CA mutation results were all negative 3,4,5 Denominators are 180, 16 and 333 respectively due to failed/inconclusive/pending results 6,7 Denominators are 181 and 335 respectively due to a failed result

AZD5363 + fulvestrant Neratinib + fulvestrant Treatment guided by ctdna analysis 11 AKT1 mutation Baseline HER2 mutation Baseline 8 months (ongoing) 6 months (ongoing)

Conclusions 12 plasmamatch ctdna screening demonstrates the feasibility of recruiting patients with advanced BC into a screening platform for ctdna assessment of mutation status, with a high rate of subsequent recruitment into matching therapeutic cohorts ctdna screening within plasmamatch confirms the high rate of ESR1 mutations in advanced ER positive BC, with also a higher than anticipated rate of AKT1 and HER2 mutations HER2 mutations were also detected at a low frequency in patients with HER2 amplified cancer, all of whom had received HER2 directed therapy Using ctdna as a screening tool for rare variants in patients with advanced BC in routine clinical practice may lead to a reduction in the number of patients undergoing invasive biopsies and potentially result in substantial cost savings for the NHS

Plans for 2018 13 Protocol amendment approved (in process of being implemented at sites) To enable blood samples to be sent to an external laboratory based outside of the EU (Guardant Health) for ctdna next-generation sequencing Protocol amendment in development Addition of Cohort E, which will recruit patients with triple negative breast cancer (TNBC) who do not have an actionable mutation identified at ctdna screening for entry into Cohorts A-D Set up of Screening Only Sites to begin early 2018

in partnership with Acknowledgements Grateful thanks to all participants and staff at participating centres, and to the Independent Cancer Patient s Voice patient advocate group and the Surrey, West Sussex and Hampshire Cancer Partnership Research Group for reviewing the trial concept and patient pathway and providing input into the patient information sheets plasmamatch is co-sponsored by The Institute of Cancer Research and The Royal Marsden NHS Foundation Trust plasmamatch is funded by Cancer Research UK (CRUK/15/010) with additional support from AstraZeneca and Puma Biotechnology It is also supported by NIHR funding to the Biomedical Research Centre at Royal Marsden NHS Foundation Trust and, at participating sites, by the NIHR Clinical Research Network The Institute of Cancer Research Clinical Trials & Statistics Unit (ICR-CTSU) is supported by a core programme grant (grant number C1491/A15955) from Cancer Research UK For further information contact: plasmamatch-icrctsu@icr.ac.uk http://www.icr.ac.uk/our-research/our-research-centres/clinical-trials-and-statistics-unit