ACC.2015 FEATURED CLINICAL RESEARCH

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Effects of selective serotonin re-uptake inhibition on MOrtality, morbidity and mood in Depressed Heart Failure patients (MOOD-HF) A double-blind, randomized, placebo-controlled, parallel group study to determine the effects of serotonin re-uptake inhibition with the SSRI escitalopram on morbidity, mortality and mood in depressed patients with chronic systolic heart failure Christiane E. Angermann MD on behalf of the MOOD-HF Investigators ACC.2015 FEATURED CLINICAL RESEARCH Trial Registration ISRCTN33128015; Eudra-CT-number 2007-006609-25

Disclosures CE Angermann declares financial / logistic support for MOOD-HF German Ministry of Education and Research (BMBF, grant 01KG0702, funding of study) Lundbeck A/S Denmark (study drug, co-funding of patient identification and recruitment) Competence Network Heart Failure (logistic support) Comprehensive Heart Failure Center & University of Würzburg (project management, personnel)

Background Dose-response relationship between depression severity and the risk of death/re-hospitalization in patients with systolic heart failure and co-morbid depression (N=852) All-cause death All-cause re-hospitalization N=199 N=368 N=199 N=86 Piepenburg S, Angermann CE Circ Heart Fail 2015 (in revision)

Objectives Primary Investigate effects of escitalopram (E) vs. placebo (P) on mortality and morbidity in patients with chronic systolic heart failure (CHF) and a current episode of major depression (MDD) Major secondary Estimate improvement of depression by E vs. P (12 weeks) Secondary (selection) Effects of E on components of primary endpoint (total population & subgroups) and clinical / laboratory / imaging parameters of CHF severity Safety and tolerability

Patient Population Inclusion criteria Age >18 years, stable symptomatic systolic CHF (NYHA II IV, LV ejection fraction <45%) Current major depression diagnosed by Structured Clinical Interview (SCID) performed by psychiatrist Written informed consent Important exclusion criteria Current treatment with a SSRI or other antidepressant Previous treatment failure / contraindications to escitalopram Acute MI (<3 months), AHF, recent / planned (<3 /12 m) heart surgery, advanced renal failure (MDRD<30) Imminent risk / history of suicide, dementia (> moderate) or severe depressive episode with psychotic features

Study Flow Cardiologist-Psychatrist-Nurse care Multicenter multidisciplinary double-blind phase IV RCT, 16 academic German centers, randomization 1:1 to either E or P 20 (10) mg once daily. Strata: age, sex, NYHA III/IV, last hospitalization < vs. > 4 weeks

Endpoints Primary endpoint Time to all-cause death or hospitalization* Major secondary endpoint Montgomery-Åsberg Depession Rating Scale (MADRS) score after 12 weeks** Prespecified secondary endpoints (selection) Components of primary endpoint, CV death, HF-related hospitalization Changes in HF severity (e.g. NYHA class, NT-proBNP, LVEF) Safety (SAE, ECG time intervals, renal function) * Adjudicated by independent blinded endpoint committee ** Applied by trained and certified MOOD-HF cardiologist

Data Analysis Intention to treat population (ITT) Patients who took at least one dose of study drug (evaluated as randomized) primary mode of analysis Population on study medication (OSM) Patients censored at the time they stopped taking the study medication (no restart) prespecified exploratory analysis

Patient Disposition N % (of previous) Screened 11 086 PHQ-9 sum score 12 1 979 18 Underwent SCID 773 39 SCID indicative of MDD 508 66 Randomized 376 74 Took 1 dose of study drug 372 99 (ITT population)

Statistics / Study Termination Assumed a 36% annual primary outcome rate on placebo Hypothesized a 25% relative reduction in primary events (allcause death or hospitalization) on escitalopram HR=0.705, α=0.05, power=0.8 257 adjudicated endpoint events needed DSMB recommendation & consequences (January, 2014) To prematurely stop recruitment as of February 28, 2014 To terminate study participation of individual patients at the next scheduled visit if subjects were then >6 months in the study End of study by August, 2014 376 patients randomized 235 patients with adjudicated endpoint events

Patient Participation over Time Median participation time: 18.4 (E) and 18.8 (P)months Total patient-years in study /on study medication: 503 / 428 Mean daily dose of study drug at 12 weeks: 13.7(E) / 13.4 mg (P) Comparable participation over time in E and P arms Escitalopram (100%: N=185) Placebo (100%: N=187) 3 weeks 94 97 6 weeks 89 95 12 weeks 85 93 6 months 82 86 12 months 65 72 18 months 51 56 24 months 42 45

Baseline Characteristics I Escitalopram Placebo Demographics Age [y] mean 62 62 Female sex % 24 25 HF etiology/severity/measurements Ischemic HF % 63 66 NYHA class III-IV % 48 58 LVEF [%] mean 35 35 LVD ED [mm] mean 60 60 RR sys/diast [mmhg] mean 124/76 124/76 Heart rate [bpm] mean 69 70 NTproBNP [ng/l] median 837 781 (IQR) (289-2512) (313-1935)

Baseline Characteristics II Escitalopram Placebo Co-morbidities (%) Atrial fibrillation 21 18 Diabetes mellitus 32 32 COPD 14 15 Renal dysfunction* 35 28 Anemia** 20 20 HF therapy (%) ACE inhibitor and/or ARB 95 94 Beta-blocker 91 93 MR-antagonist 58 58 Diuretic 81 81 * egfr <60 ml/min/1.73 m 2 ** Hb <12g/dL (women), <13g/dL (men)

Baseline Characteristics III Escitalopram Placebo Depression characteristics History of depression % 12 12 PHQ-9 score mean ± SD at the time of screening 15 ± 4 15 ± 4 at randomization 12 ± 5 13 ± 5 MADRS score mean ± SD 20 ± 9 22 ± 9 GAD-7 score mean ± SD 13 ± 7 14 ± 7

1 Outcome Time to all-cause death or hospitalization

1 Outcome OSM Time to all-cause death or hospitalization

Components of 1 Outcome and other time-to-event outcomes

Components of 1 Outcome and other time-to-event outcomes

1 Outcome Subgroups

1 Outcome Posthoc analysis of selected subgroups Risk score (1 score point each) Age > 62.6 years; NYHA III-IV; NTproBNP > 807 ng/l; HR > 68 bpm; LVD ED > 59 mm Interaction P=0.002

Major 2 Outcome 10- item Montgomery Åsberg Depression Rating Scale

Major 2 Outcome OSM 10- item Montgomery Åsberg Depression Rating Scale

Adherence to Study Medication Escitalopram Plasma Levels

Heart Failure Medication Baseline 12 week follow-up ACE-I / ARB* On medication 93 % 95 % On target dose 27 % 35 % Dose as % of target dose 56±38 64±39 Beta-blocker* On medication 91 % 95 % On target dose 27 % 33 % Dose as % of target dose 58±40 63±39 *Uptitration did not differ significantly between study arms

Changes in NYHA Class and NT-proBNP * P<0.05 ** P<0.01 *** P<0.001 vs. Baseline

Changes in LV Function and Morphology * P<0.05 ** P<0.01 *** P<0.001 vs. Baseline

Changes in Heart Rate and QTc Time * P<0.05 ** P<0.01 *** P<0.001 vs. Baseline

Serious Adverse Events Total number of hospitalizations per patient: E 1.6±2.3, P 1.8±2.3, P=0.47 (adjusted for time alive in study) SAE reports not including hospitalization and death Escitalopram Placebo P-value Patients with SAE 46 % 48 % 0.68 # of SAE per patient 0.77 0.93 0.56 severe (% of SAE) 86 % 80 % 0.37

Safety Renal Function

MOOD-HF Summary First larger-scale RCT on long-term efficacy / safety of a SSRI in systolic CHF patients with co-morbid depression Escitalopram neither improved the composite primary outcome, nor depression in this population Co-morbid depression as well as HF signs and symptoms improved significantly in both study arms Although escitalopram proved generally safe, posthoc analyses suggest differential effects in younger subjects with milder HF versus older subjects with more severe HF

MOOD-HF Conclusions Results are in accordance with the concept of heterogenous pathomechanisms and possibly treatment requirements in comorbid depression in CHF MOOD-HF does not provide a rationale for escitalopram therapy in such patients Confirms the need for optimal CHF management suggesting that this might also be a means to improve co-morbid depression. These findings could be considered for future guidelines

Thank You! Patients: All consenting to be screened and considering to participate Steering Committee: CE Angermann, M Böhm, J Deckert, G Ertl, H Faller, G Gelbrich, B Pieske, B Maisch, H Schunkert Biometry: G Gelbrich Clinical Trial Centre Leipzig: A Beyer, B Binder, C Prettin DSMB: G Breithardt, M Gottwik, HW Hense, K Laederach, B Löwe Endpoint Adjudicating Committee: E Erdmann, V Hombach, T Meinertz Principal Investigators & Teams: CE Angermann (PI), J Baulmann, U Bavendiek, R Braun-Dullaeus, F Edelmann, R Erbel, H Gunold, M Haass, I Kindermann, V Mitrovic, K Müllerleile, M Pauschinger, M Rauchhaus, B Schieffer, S Störk, L Weil, N Werner, R Westenfeld BMBF/DLR: I Hahn, M Schnitzler / Lundbeck A/S: M Friede Competence Network Heart Failure: G Ertl, S Störk, R Dietz