HARVARD PILGRIM HEALTH CARE RECOMMENDED MEDICATION REQUEST GUIDELINES PROCRIT METHOXY PEG-EPOETIN BETA MIRCERA 35005

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Generic Brand HICL GCN Exception/Other DARBEPOETIN ALFA IN ARANESP 22890 POLYSORBATE EPOETIN ALFA EPOGEN, 04553 PROCRIT METHOXY PEG-EPOETIN BETA MIRCERA 35005 GUIDELINES FOR USE NOTE: Requirements regarding pretreatment hemoglobin level exclude values due to a recent transfusion. ARANESP 1. Is the request for initial treatment? If yes, continue to #2. If no, continue to #4. 2. Is the request for the treatment of anemia due to ONE of the following conditions? Chronic kidney disease (CKD) Myelosuppressive chemotherapy AND meets each of the following: o The patient has nonmyeloid malignancy o The intent of chemotherapy is non-curative Myelodysplastic Syndrome (MDS) Patient's whose religious beliefs forbid blood transfusions Primary Myelofibrosis (MF), Post-polycythemia Vera MF, or Post-Essential Thrombocythemia MF AND meets each of the following: o The patient has symptomatic anemia o Pre-treatment serum erythropoietin level < 500mU/mL If yes, continue to #3. DENIAL TEXT: Per your health plan's Hematinic Agents guideline, Aranesp is only covered when prescribed for the treatment of anemia due to one of the following conditions: Chronic kidney disease (CKD) Myelosuppressive chemotherapy AND you met the following: o You have nonmyeloid malignancy o The intent of chemotherapy is non-curative Myelodysplastic Syndrome (MDS) Your religious beliefs forbid blood transfusions Primary Myelofibrosis (MF), Post-polycythemia Vera MF, or Post-Essential Thrombocythemia MF AND you met the following: o You have symptomatic anemia o Pre-treatment serum erythropoietin level < 500mU/mL Your physician did not indicate that [you are being treated for one of these conditions or select criteria not met] and therefore your request was not approved. Page 1

GUIDELINES FOR USE - ARANESP (CONTINUED) 3. Does the patient have a documented pre-treatment hemoglobin level less than 10g/dL? APPROVAL TEXT: Aranesp (darbepoetin) has been approved for your condition for a 12-week period. DENIAL TEXT: Per your health plan's Hematinic Agents guideline, confirmation of a hemoglobin level less than 10g/dL is required prior to approving coverage of Aranesp for your condition and therefore your request was not approved. 4. Is the request for a patient who has not yet completed 12-weeks of treatment? APPROVAL TEXT: Aranesp (darbepoetin) has been approved for your condition for a 12-week period. If no, continue to #5. 5. Is the request for a patient who meets ALL of the following? Anemia due to ONE of the following conditions: o Chronic kidney disease (CKD) o Myelodysplastic Syndrome (MDS) o Patient's whose religious beliefs forbid blood transfusions o Primary Myelofibrosis (MF), Post-polycythemia Vera MF, or Post-Essential Thrombocythemia MF Current hemoglobin is less than or equal to 12g/dL Response to therapy is noted with a hemoglobin increase of at least 1g/dL APPROVAL TEXT: Aranesp (darbepoetin) has been approved for your condition for a 12-week period. If no, continue to #6. Page 2

GUIDELINES FOR USE - ARANESP (CONTINUED) 6. Is the request for a patient who is being treated for anemia due to Myelosuppressive chemotherapy AND meets ALL of the following? The patient has nonmyeloid malignancy The intent of chemotherapy is non-curative Current hemoglobin is less than 11g/dL Response to therapy is noted with a hemoglobin increase of at least 1g/dL APPROVAL TEXT: Aranesp (darbepoetin) has been approved for your condition for a 12-week period. DENIAL TEXT: Per your health plan's Hematinic Agents guideline, authorization for renewal requires documentation of each of the following: Current hemoglobin level less than or equal to 12gm/dL OR less than equal to 11gm/dL if your anemia is due to Myelosuppressive chemotherapy Response to therapy with a rise in your hemoglobin level of at least 1gm/dL after receiving 12 weeks of therapy Prescribed for the treatment of anemia due to one of the following conditions: o Chronic kidney disease (CKD) o Myelodysplastic Syndrome (MDS) o Your religious beliefs forbid blood transfusions o Primary Myelofibrosis (MF), Post-polycythemia Vera MF, or Post-Essential Thrombocythemia MF o Myelosuppressive chemotherapy with nonmyeloid malignancy AND the intent of chemotherapy is non-curative Your physician did not provide any documentation that [meet these conditions or select specific criteria not met] and therefore your request was not approved. EPOGEN or PROCRIT 1. Is the request for initial treatment? If yes, continue to #2. If no, continue to #6. Page 3

Page 4 HARVARD PILGRIM HEALTH CARE GUIDELINES FOR USE - EPOGEN or PROCRIT (CONTINUED) 2. Is the request for the treatment of anemia due to ONE of the following conditions? Chronic kidney disease (CKD) Myelosuppressive chemotherapy with nonmyeloid malignancy and the intent of chemotherapy is non-curative Myelodysplastic Syndrome (MDS) Rheumatoid arthritis (RA) Hepatitis C treatment and the patient is receiving ribavirin in combination with either interferon alfa or peginterferon alfa Zidovudine in HIV-infected patients Patient's whose religious beliefs forbid blood transfusions Primary Myelofibrosis (MF), Post-polycythemia Vera MF, or Post-Essential Thrombocythemia MF with symptomatic anemia and a pre-treatment serum erythropoietin level < 500mU/mL If yes, continue to #5. If no, continue to #3. 3. Is the request for the treatment of anemia due to Congestive Heart Failure (CHF) with a pretreatment hemoglobin level less than 9g/dL? If no, continue to #4. 4. Is the request for the treatment of reduction of allogeneic red blood cell transfusion in a patient undergoing elective, non-cardiac, nonvascular surgery with a pre-treatment hemoglobin level greater than 10g/dL and less than 13g/dL? DENIAL TEXT: Per your health plan's Hematinic Agents guideline, [requested medication] is only covered when prescribed for the treatment of anemia due to one of the following conditions: Chronic kidney disease (CKD) Myelosuppressive chemotherapy with nonmyeloid malignancy and the intent of chemotherapy is non-curative Myelodysplastic Syndrome (MDS) (Denial text continued on next page)

GUIDELINES FOR USE - EPOGEN or PROCRIT (CONTINUED) Rheumatoid arthritis (RA) Hepatitis C treatment and the patient is receiving ribavirin in combination with either interferon alfa or peginterferon alfa Zidovudine in HIV-infected patients Patients whose religious beliefs forbid blood transfusions Primary Myelofibrosis (MF), Post-polycythemia Vera MF, or Post-Essential Thrombocythemia MF with symptomatic anemia and a pre-treatment serum erythropoietin level < 500mU/mL Congestive Heart Failure (CHF) with a pre-treatment hemoglobin level less than 9g/dL Reduction of allogeneic red blood cell transfusion in a patient undergoing elective, noncardiac, nonvascular surgery with a pre-treatment hemoglobin level greater than 10g/dL and less than 13g/dL Your physician did not indicate that [you are being treated for one of these conditions or select criteria not met] and therefore your request was not approved. 5. Does the patient have a pre-treatment hemoglobin less than 10gm/dL? DENIAL TEXT: Per your health plan's Hematinic Agents guideline, confirmation of a pretreatment hemoglobin less than 10gm/dL is required, prior to approving coverage of [requested drug] and is only covered when prescribed for the treatment of anemia for specific conditions, such as: Chronic kidney disease (CKD) Myelosuppressive chemotherapy with nonmyeloid malignancy and the intent of chemotherapy is non-curative Myelodysplastic Syndrome (MDS) Rheumatoid arthritis (RA) Hepatitis C treatment and you are receiving ribavirin in combination with either interferon alfa or peginterferon alfa You are a HIV-infected patient receiving Zidovudine Your religious beliefs forbid blood transfusions Primary Myelofibrosis (MF), Post-polycythemia Vera MF, or Post-Essential Thrombocythemia MF with symptomatic anemia and a pre-treatment serum erythropoietin level < 500mU/mL Page 5

GUIDELINES FOR USE - EPOGEN or PROCRIT (CONTINUED) 6. Is the request for a patient who has not yet completed 12 weeks of treatment? If no, continue to #7. 7. Is the request for a patient who meets all of the following? Anemia due to ONE of the following: o Chronic kidney disease (CKD) o Myelodysplastic Syndrome (MDS) o Congestive Heart Failure (CHF) o Rheumatoid arthritis (RA) o Hepatitis C patient receiving ribavirin in combination with either interferon alfa or peginterferon alfa o HIV-infected patient receiving Zidovudine o Religious beliefs forbid blood transfusions o Primary Myelofibrosis (MF), Post-polycythemia Vera MF, or Post-Essential Thrombocythemia MF Current hemoglobin is less than or equal to 12g/dL Response to therapy is noted with a hemoglobin increase of at least 1g/dL If no, continue to #8. Page 6

GUIDELINES FOR USE - EPOGEN or PROCRIT (CONTINUED) 8. Is the request for a patient who is being treated for anemia due to Myelosuppressive chemotherapy AND meets all of the following? The patient has a nonmyeloid malignancy The intent of chemotherapy is non-curative The current hemoglobin is < 11g/dL Response to therapy is noted with a hemoglobin increase of at least 1g/dL MIRCERA DENIAL TEXT: Per your health plan's Hematinic Agents guideline, [requested medication] authorization for renewal requires documentation of each of the following: Current hemoglobin level less than or equal to 12gm/dL OR less than or equal to 11gm/dL if your anemia is due to Myelosuppressive chemotherapy Response to therapy with a rise in your hemoglobin level of at least 1gm/dL after receiving 12 weeks of therapy When prescribed for the treatment of anemia due to one of the following conditions: o Chronic kidney disease (CKD) o Myelodysplastic Syndrome (MDS) o Congestive Heart Failure (CHF) o Rheumatoid arthritis (RA) o Hepatitis C patient receiving ribavirin in combination with either interferon alfa or peginterferon alfa o HIV-infected and receiving Zidovudine o Your religious beliefs forbid blood transfusions o Primary Myelofibrosis (MF), Post-polycythemia Vera MF, or Post-Essential Thrombocythemia MF o Myelosuppressive chemotherapy with nonmyeloid malignancy AND the intent of chemotherapy is non-curative Your physician did not indicate that you are being treated for a covered condition and therefore your request was not approved. 1. Is the request for initial treatment? If yes, continue to #2. If no, continue to #3. Page 7

GUIDELINE FOR USE - MIRCERA (CONTINUED) 2. Is the request for the treatment of anemia due to chronic kidney disease in a patient with a pretreatment hemoglobin level < 10g/dL? APPROVAL TEXT: Mircera has been approved for your condition for a 12- DENIAL TEXT: Per your health plan's Hematinic Agents guideline, Mircera is only covered when prescribed for the treatment of anemia due to chronic kidney disease in a patient with a pre-treatment hemoglobin level less than 10gm/dL. Your physician did not provide documentation that you [meet these conditions or select the specific criteria not met] and therefore your request was not approved. 3. Is the request for a patient who has not yet completed 12 weeks of treatment? APPROVAL TEXT: Mircera has been approved for your condition for a 12- If no, continue to #4. 4. Is the request for a patient who meets ALL of the following? Response to therapy is noted with a rise in hemoglobin of at least 1gm/dL (excludes values due to recent transfusion) Treatment of anemia due to chronic kidney disease Current hemoglobin is less than or equal to 12gm/dL APPROVAL TEXT: Mircera has been approved for your condition for a 12- DENIAL TEXT: Per your health plan's Hematinic Agents guideline, authorization for renewal requires documentation of each of the following: Your current hemoglobin level is less than or equal to 12gm/dL Your hemoglobin level increased by at least 1gm/dL You are being treated for anemia due to chronic kidney disease Your physician did not provide information that you [meet these conditions or select the specific criteria not met] and therefore your request was not approved. Page 8

RATIONALE To ensure the appropriate use of these agents as indicated and demonstrated by low hemoglobin levels. Safety of these products has been questioned when the hemoglobin is above 11g/dL. FDA APPROVED INDICATIONS Epoetin alfa (Epogen, Procrit) is indicated for the treatment of Anemia due to chronic kidney disease (CKD), including patients on dialysis and not on dialysis to decrease the need for red blood cell (RBC) transfusion. Epoetin alfa is indicated for the treatment of anemia due to zidovudine administered at 4200 mg/week in HIV-infected patients with endogenous serum erythropoietin levels of 500 munits/ml. Epoetin alfa is indicated for the treatment of anemia in patients with non-myeloid malignancies where anemia is due to the effect of concomitant myelosuppressive chemotherapy, and upon initiation, there is a minimum of two additional months of planned chemotherapy. Epoetin alfa is indicated to reduce the need for allogeneic RBC transfusions among patients with perioperative hemoglobin > 10 to 13 g/dl who are at high risk for perioperative blood loss from elective, noncardiac, nonvascular surgery. Epoetin alfa is not indicated for patients who are willing to willing to donate autologous blood preoperatively. Limitations of Use: Epoetin alfa is not indicated for use: In patients with cancer receiving hormonal agents, biologic products, or radiotherapy, unless also receiving concomitant myelosuppressive chemotherapy. In patients with cancer receiving myelosuppressive chemotherapy when the anticipated outcome is cure. In patients scheduled for surgery who are willing to donate autologous blood. In patients undergoing cardiac or vascular surgery. As a substitute for RBC transfusions in patients who require immediate correction of anemia. Aranesp (darbepoetin) is indicated for: Treatment of anemia due to chronic kidney disease (CKD), including patients on dialysis and patients not on dialysis. Treatment of anemia in patients with non-myeloid malignancies where anemia is due to the effect of concomitant myelosuppressive chemotherapy, and upon initiation, there is a minimum of two additional months of planned chemotherapy. Limitations of Use: Aranesp has not been shown to improve quality of life, fatigue, or patient well-being. Aranesp is not indicated for use: o In patients with cancer receiving hormonal agents, biologic products, or radiotherapy, unless also receiving concomitant myelosuppressive chemotherapy. o In patients with cancer receiving myelosuppressive chemotherapy when the anticipated outcome is cure. o As a substitute for RBC transfusions in patients who require immediate correction of anemia Page 9

FDA APPROVED INDICATIONS (CONTINUED) Mircera (methoxy polyethylene glycol-epoetin beta) is indicated for the treatment of anemia associated with chronic kidney disease (CKD) in adult patients on dialysis and patients not on dialysis. Limitations of Use: Mircera is not indicated and is not recommended for use: In the treatment of anemia due to cancer chemotherapy As a substitute for RBC transfusions in patients who require immediate correction of anemia REFERENCES Aranesp [package insert]. Thousand Oaks, CA: Amgen Inc.; April 2016. Epogen [package insert]. Thousand Oaks, CA: Amgen Inc.; March 2016. Procrit [package insert]. Horsham, PA: Janssen Products.; March 2016. National Comprehensive Cancer Network. The NCCN Drugs & Biologics Compendium. http://www.nccn.org. Accessed October 16, 2016. Micromedex Solutions [database online]. Ann Arbor, MI: Truven Health Analytics Inc. Updated periodically. www.micromedexsolutions.com [available with subscription]. Accessed October 18, 2016. Kidney Disease: Improving Global Outcomes (KDIGO) Anemia Work Group. KDIGO Clinical Practice Guideline for Anemia in Chronic Kidney Disease. Kidney Int. 2012;Suppl 2:279-335. National Kidney Foundation. KDOQI Clinical Practice Guideline and Clinical Practice Recommendations for Anemia in Chronic Kidney Disease: 2007 Update of Hemoglobin Target. http://www2.kidney.org/professionals/kdoqi/guidelines_anemiaup/. Accessed October 16, 2016. National Comprehensive Cancer Network. NCCN Clinical Practice Guidelines in Oncology: Cancerand Chemotherapy-Induced Anemia. Version 1.2017. http://www.nccn.org/professionals/physician_gls/pdf/anemia.pdf. Accessed October 12, 2016. National Comprehensive Cancer Network. NCCN Clinical Practice Guidelines in Oncology: Myelodysplastic Syndromes. Version 1.2017. http://www.nccn.org/professionals/physician_gls/pdf/mds.pdf. Accessed October 12, 2016. National Comprehensive Cancer Network. NCCN Clinical Practice Guidelines in Oncology: Myeloproliferative Neoplasms. Version 2.2017. https://www.nccn.org/professionals/physician_gls/pdf/mpn.pdf. Accessed October 20, 2016. Created: 01/01/10 Effective: 07/14/17 Client Approval: 06/30/17 P&T Approval: 09/11/17 Page 10