Sylvia Adams, MD. Assistant Professor of Medicine Breast Cancer and Cancer Immunotherapy Programs NYU Cancer Institute

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Topical TLR7 agonist Imiquimod can induce immune-mediated mediated rejection of breast cancer skin metastases Sylvia Adams, MD Assistant Professor of Medicine Breast Cancer and Cancer Immunotherapy Programs NYU Cancer Institute SITC 26 th Annual Meeting November 5, 2011

Presenter Disclosure Information Sylvia Adams No Relationships to Disclose Will discuss off label use for imiquimod (indication in presentation is not currently approved by the FDA)

Background Skin metastases of solid tumors remain a debilitating experience for patients and a therapeutic challenge for the treating physician. Breast cancer is the most common tumor, excluding melanoma, to metastasize to the skin in women and often manifests as chest wall recurrence after mastectomy.

Purpose Novel treatment approaches needed for skin metastases. Imiquimod has profound immunomodulatory effects on the tumor environment, and can induce immune-mediated rejection of primary skin malignancies when topically applied. Anecdotal evidence for complete regression of BC metastases. We tested the hypothesis that topical IMQ can stimulate local anti-tumor immunity and induce the regression of breast cancer skin metastases in a prospective trial.

Imiquimod TLR7 activation via the agonist IMQ enhances DC maturation and antigen presentation and facilitates tumor rejection by enhancing Th1 skewing and T cell homing to the tumor. Clinical use of IMQ: FDA approved for HPV-related warts, actinic keratosis and basal cell carcinoma. Off label use for melanoma (primary and metastatic). Induction of immune responses to tumor-associated antigens administered simultaneously into healthy skin of cancer patients. Untreated skin Imiquimod Panelli, et al, Genome Biol 2007 Adams et al, J Immunology, 2008 Adams, Immunotherapy, 2009 Narayan et al, J Invest Derm 2011

Patients and Methods Measurable skin metastases not suitable for definitive surgical resection and/or radiotherapy (>18 yo, biopsy-proven breast cancer, adequate PS, bone marrow and organ function, IC). Primary objective: local tumor response rate (clinical response) of skin metastases treated with topical IMQ. Secondary objectives: safety and immunological correlates. Punch biopsies of tumor obtained pre- and post-treatment for in situ TIL analysis by IHC, supernatant cytokine analysis and TIL immunophenotyping.

Imiquimod 5% Treatment Topically applied to lesions overnight 5 d/week for 8 weeks (sbcc regimen) One packet for areas up to 100 cm 2 ; max of 6 packets/day Concurrent systemic cancer therapy only allowed if on stable regimen for >12 weeks and skin metastases non-responsive.

Demographics Patient and Tumor Characteristics N = 10 Race Caucasian 6 (60%) Non-Caucasian 4 (40%) Age 44-71, Median = 50 Grade Poorly differentiated 8 (80%) Moderately differentiated 1 (10%) N/A (lobular) 1 (10%) HR Status Positive 8 (80%) Negative 2 (20%) Her2 Status Positive 6 (60%) Negative 4 (40%)

Tumor sites and prior treatments N = 10 Presentation Chest wall recurrence (4 with reconstruction) 7 (70%) Skin involvement of neglected and metast BC 3 (30%) Sites of metastases Chest wall/skin only 2 (20%) + Bone/LN mets 5 (50%) + Lung/Pleura/Adrenal 3 (30%) Prior treatment for recurrent or metastatic disease Yes 10 (1000%) Chemotherapy +/- anti Her2 7 Bevacizumab 4 Endocrine therapy +/- anti Her2 8 Surgery 4 Radiotherapy 5 Hyperthermia and investigational compounds 2 Concurrent therapy (without prior response) None 3 (30%) Chemotherapy +/- anti Her2 2 (20%) Endocrine therapy +/- anti Her2 5 (50%)

New York University School of Medicine Safety Well tolerated, transient local and systemic side effects ~ IMQs immunomodulator At max. dose: high grade fever, fatigue and depression ~ systemic IFNa effect Local and systemic AE manageable with frequency reduction (TIW) CTC AE v 3.0 Grade 1 Grade 2 Grade 3/4 Dermatologic (local at tumor site) Local Pain 2 1 0 Inflammation/Redness 2 1 0 Infection 1 0 0 Itching 3 0 0 Burning 1 0 0 Desquamation/ulceration with oozing 2 1 0 Total patients 5 2 0 Systemic (constitutional, mood, gastrointestinal) Depressed Mood 0 1 0 Fatigue 0 1 0 Myalgias 1 1 0 Arthralgias 1 0 0 Fever/chills 1 1 0 Lymphadenopathy 1 0 0 Nausea/vomiting 0 1 0 Dehydration 0 1 0 Total patients 2 2 0

Results Anti-tumor efficacy 2/10 patients achieved a clinical PR (>50% reduction) to topical IMQ 2 progressed with new skin lesions 6 remained stable, two in clinical remission on subsequent regimen Immune correlates Varying pre-existing lymphocytic infiltrates (<5 to 65 CD3+ cells/hpf) No consistent changes in TIL numbers, intratumoral cytokine milieu In the clinical responders: changes c/w an immune-mediated anti-tumor response

TIL cultures successful from 7/20 biopsies, in one patient before and after CD8+ PBMC post IMQ TIL pre IMQ TIL post IMQ CD45RO CD45RO CD45RO CD4+ d15 CD45RO 10000 1000 d15 100 10 CCR7 26.5 39.2 0.4 1 1 10 100 1000 10000 CCR7 34 d16 CD45RO CD45RO d16 10000 1000 100 10 CCR7 49.8 48.9 0.094 1 1 10 100 1000 10000 CCR7 CCR7 1.29 d19 10000 1000 CD45RO CD45RO d19 100 10 CCR7 93.8 6.17 0.069 1 1 10 100 1000 10000 CCR7 CCR7 0 Culture: RPMI, 10% FBS, gentamicin and IL2 (10ng/ml) Days of culture (red box) Unutmaz Lab

PBMC post IMQ TIL pre IMQ TIL post IMQ CD4+ IFNγ IFNγ IFNγ d27 d30 d27 CD4+ 10000 1000 IL 4 IL 4 IL 4 0.88 0 10000 1000 5.42 36.4 10000 1000 88.5 6.08 CCR6 d45 100 10 98.3 1 1 10 100 1000 10000 CCR4 0.81 CCR6 d41 100 10 9.81 1 1 10 100 1000 10000 CCR4 48.3 CCR6 CCR6 d45 100 10 4.43 1 1 10 100 1000 10000 CCR4 CCR4 1.01 Culture: RPMI, 10% FBS, gentamicin and IL2 (10ng/ml) Days of culture (red box) Unutmaz Lab

Responder 1 71F with chest wall recurrence, LN and bone mets, ER+, Her2- IFNg IFNa2 1.0 60 pg/ml 0.5 pg/ml 40 20 0.0 Pre-treatment Post-treatment 0 Pre-treatment Post-treatment Tumor supernatant Increase in pro-inflammatory cytokines After 8 weeks of topical IMQ brisk T cells infiltrate histological tumor regression TIL post-treatment (d 21 Cx) No TIL culture pre-treatment.

Responder 2 59F with chest wall recurrence, LN and bone mets, HR+, Her2- IL6 IL10 16000 1500 12000 1000 pg/ml 8000 pg/ml 200 4000 100 0 Pre-treatment Post-treatment 0 Pre-treatment Post-treatment Tumor supernatant: decreased counter-regulatory cytokines Moderate T cell infiltrate before. Reduction of FoxP3 T cells while CD4 counts remain unchanged. TIL pre-treatment (d 8 of Cx): predominately CD4+ T cells, including Th2 and Tregs. No TIL after treatment.

Conclusions and future directions Topical IMQ is able to induce immune changes within the treated skin metastases with evidence of tumor rejection. To improve efficacy we have studied the combination with local radiotherapy in preclinical models. Evidence for synergy with immunotherapies (Demaria, et al, Clin Can Res, 2005) Common treatment modality breast cancer

Topical IMQ with concurrent local RT BALB/c mouse-derived TSA mammary adenocarcinoma: poorly immunogenic tumor that mimics the clinical presentation of chest wall recurrence, forming subcutaneous nodules and ulcerating through the skin. Synergy of topical IMQ + local RT with complete regression of treated tumors and prolonged survival in TSA tumor bearing mice. RT Primary tumor IMQ IMQ+XRT Control S.c. syngeneic TSA (1 x 10 5 ). Topical IMQ (5%) or placebo 3x/week. Mock RT or 3x 8 Gy (d 12, 13 and 14) Tumor growth overtime ( 5-6 mice/group) Complete regression with topical IMQ + local RT Kaplan Meier curves: combination treatment with superior survival Systemic anti-tumor effects observed in the subcutis (TSA) and lung metastases (4T1 model, also poorly immunogenic tumor, which sheds spontaneous systemic metastases to the lungs causing death of the animals Demaria Lab, manuscript in preparation

Current trial (Phase I/II of IMQ/RT) Primary endpoint: Systemic anti-tumor response to local IMQ+RT (shrinkage of distant metastases) Secondary endpoints: Safety Local tumor regression Tumor-specific T cell responses Tumor immune signature of rejection (collaboration with Drs. Marincola and Wang) Supported by NCI R01 (thanks Dr. Disis for valuable input on design and choice of study section)

Acknowledgements Collaborators Sandra Demaria, MD Nina Bhardwaj, MD, PhD Silvia Formenti, MD Derya Unutmaz, MD Lina Kozhaya, MSc Judy Goldberg, ScD Patients NYU Cancer Institute Referring physicians Clinical Trials Office Core Laboratories Graceway Pharmaceuticals Tze-Chiang Meng, MD Grant support National Cancer Institute K23 NYUCI Translational Award

Thank you! New York University School of Medicine Bellevue Hospital Medical Center

Additional slides (Pg/ml)

Additional slides (Pg/ml)

Additional slides (Pg/ml) Response ROI change = (ROI post-treatment /ROI pre-treatment ) x 100% Patients (%) CCR Absence of any detectable residual disease none PR >0 - <50% 2 (20%) SD >50 - <100% 5 (50%) NR >100 <125% 1 (10%) PD >125% or new skin lesions 2 (20%)

49 Caucasian F with SD on IMQ now in clinical CR September 2009 April 2010 June 2010 September 2010 Diagnosis of Stage IV Breast cancer (T4N3M1) Malign. Hypercalcemia Neglected breast ca Pectoralis invasion Sternum destruction Bone metastases Lung metastases Complete clinical Remission with resolution of bone, lung metastases and breast primary Ongoing CR >1 year CA 27 29: 430 U/ml 37 65 67 9 (normal) Poorly diff, ER+, Her2 Paclitaxel Bevacizumab LH RH agonist and Tamoxifen +Imiquimodx 8 wks Fulvestrant

50 Asian F with SD on IMQ now in clinical CR August 2009 March 2010 May 2010 October 2011 Diagnosis of Stage IV Breast cancer (T4N2M1) Neglected, fungating breast ca Pectoralis involvement Mediastinal and axill LN Adrenal metastasis Complete clinical remission with resolution of LN and normalization of glucose avidity in breast and adrenal gland CA 27 29: x U/ml 67 61 32 (normal) (al) Poorly diff, ER/PR/Her2+ Paclitaxel Trastuzumab Radiation to breast Tamoxifen/LH RHa +Imiquimodx 8 wks Fulvestrant