A Measure to Avoid Pleura Injuries in XLIF at Upper Lumbar Levels

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A Measure to Avoid Pleura Injuries in XLIF at Upper Lumbar Levels Takao Nakajima 1, Yong Kim 2, Masabumi Miyamoto 3 Dept. of Orthop. Surg., Nippon Medical School, Chiba Hokusoh Hospital 1 Dept. of Orthop. Surg., Nippon Medical School 2 Dept. of Orthop. Surg., Nippon Medical School, Tamanagayama Hospital 3

Objective & Methods Objective XLIF specific complications (1) Upper lumbar levels: Risk of pleural or diaphragmatic injury (2) Lower lumbar levels (especially L4/5): Thigh symptoms and muscle weakness of lower extremity on the approach side To report the review of the problems and solutions of pleural injury associated with the procedure at the upper lumbar levels. Methods Study Cases 31 patients with the topmost fusion vertebrae proximal to the 2nd lumbar vertebra ( Of The first consecutive 60 patients who underwent XLIF between September 2013~December 2014 ) 19males, 12females Ave.68.7y/o 30 82y/o All operations were performed by left incision with NVM5 nerve monitoring system unstable spines degenerative scoliosis spinal kyphosis foraminal stenosis degenerative spondylolisthesis burst fracture 9 cases 6 cases 6 cases 5 cases 4 cases 1 cases The occurrence of intraoperative pleural injury, postoperative pneumothorax, etc were investigated.

Results proximal fusion end Th12 1 case/1(100%) intraoperative pleural injury ( open conversion, pleural suture, and intraoperative chest drain insertion.pod 6 chest drain remove ) L1 1 case/8(12.5%) postoperative pneumothorax ( chest drain insertion POD 1. POD 4 chest drain remove ) L2 1 case/22(4.55% ) intraoperative pleural injury ( intraoperative pleural suture, but postoperative pneumothorax and chest drain insertion on the day of procedure. POD 3 chest drain remove )

Reference 1 Amit K. S, MD, et al Lateral Lumbar Interbody Fusion: Clinical and Radiographic Outcomes at 1 Year A Preliminary Report (J Spinal Disord Tech 2011,Vol. 24, (4):242-250) There are several limitations of the LLIF approach. Access to the L4-5 disc level can be obstructed by a high iliac crest or aberrant lumbar plexus anatomy. Similarly, access to the L1-2 level can sometimes be hindered by lower ribs.

Reference 2 Dennis S. M, MD, et al Extreme Lateral Interbody Fusion (XLIF) in the Thoracic and Thoracolumbar Spine: Technical Report and Early Outcomes N=18 patients ( 13 females, 5 males ) ( Number of levels fused: Th12/L1: 8 L1/2: 2 ) (HSSJ (2013) 9:25 31) All patients were extubated by the first postoperative day. Chest tubes were removed on average of 2 days (range, 1 5 days) Eight patients developed a pulmonary effusion following removal of the chest tube. Six were minimally symptomatic. In one patient, the effusion was significant enough to require reinsertion of a chest tube on POD 2. In a second patient, respiratory symptoms related to the effusion were deemed significant enough to warrant transfer from the inpatient floor to a monitored care setting.

Approaches for access to the upper lumbar vertebra using XLIF 1. Transthoracic approach: A chest drain may be required for thoracic closure Even if a chest drain insertion can be avoided, risk of postoperative pneumothorax remains 2. Retropleural approach: Procedures during operation are associated with risk of pleural injury 3. Transdiaphragmatic approach: Associated with risk of pleural injury and/or lung injury Diaphragm repair may be required Risk of postoperative pneumothorax remains 4. Retroperitoneal approach: Angle technique for rib interference may be required An approach that enables access to the upper lumbar vertebra via the retroperitoneal space without causing pleural injury and without rib interference is needed. We developed a new approach that resolves these issues!

Our Measure 1 anterior lateral incision L2/3 L1/2 anterior 11 th rib caudal 12 th rib cranial caudal cranial posterolateral incision(sub-incision) posterior exposing and removing a section(5-8cm) of the 11 th rib for access and subsequent auto bone graft posterior

Our Measure 2 anterior anterior lateral incision posterolateral incision(sub-incision) caudal cranial caudal cranial posterior posterior Confirming the retroperoneal area by touch, inserting finger into the posterolateral incision(sub-incision) and another(lateral incision) from the end or distal side of the 12 th rib.

Our Measure 3

Key Points 1 Thoracotomy is inevitable if the 10 th rib is removed and insertion is performed Pulmonary alveoli become visible through the pleura at the point between the 10 th and 11 th ribs, or 11 th and 12 th ribs in some cases The 11 th rib is removed. If instrument is inserted from the tip of the 12 th rib or the point distal to the 12 th rib level to pass the retroperitoneal space, insertion to the retroperitoneal space can be achieved without thoracotomy. This approach can be applied for access up to the L1/2 level

Key Points 2 Our method the Th12/L1 level up to the L1/2 level 1. Can access to the Th12/L1 level be achieved without thoracotomy? 2. Would it be difficult to advance to the Th12/L1 level without removing diaphragm due to attachment of the diaphragm to the vertebral body? (An approach for access to the Th12/L1 level is a subject of further investigation) No pleura injuries No donor site pain of iliac bone without angle technique for rib interference There have been ZERO pleura injuries since we began this procedure. Additionally this method avoids the angle technique, and donor site pain of illiac bone which should be considered since bone harvests are still common in Japan.

Conclusion 1. We reported issues on XLIF operations of upper lumber vertebra and our measures. 2. Pleura injury and pnumothorax after the surgery occurred; 1) 1 / 8 at the L1 upper fusion end 2) 1 / 22 at the L2 upper fusion end 3. We consider that pleura injury can be avoided with our method mentioned above for L1/2 level operations. 4. Further investigations are required to apply it to Th12/L1 level operations. The authors declare no conflict of interest associated with this presentation. E-mail : kyohei@nms.ac.jp